Abstract

Leaf shrinkage with dehydration has attracted attention for over 100 years, especially as it becomes visibly extreme during drought. However, little has been known of its correlation with physiology. Computer simulations of the leaf hydraulic system showed that a reduction of hydraulic conductance of the mesophyll pathways outside the xylem would cause a strong decline of leaf hydraulic conductance (K  leaf). For 14 diverse species, we tested the hypothesis that shrinkage during dehydration (i.e. in whole leaf, cell and airspace thickness, and leaf area) is associated with reduction in K  leaf at declining leaf water potential (Ψleaf). We tested hypotheses for the linkage of leaf shrinkage with structural and physiological water relations parameters, including modulus of elasticity, osmotic pressure at full turgor, turgor loss point (TLP), and cuticular conductance. Species originating from moist habitats showed substantial shrinkage during dehydration before reaching TLP, in contrast with species originating from dry habitats. Across species, the decline of K  leaf with mild dehydration (i.e. the initial slope of the K  leaf versus Ψleaf curve) correlated with the decline of leaf thickness (the slope of the leaf thickness versus Ψleaf curve), as expected based on predictions from computer simulations. Leaf thickness shrinkage before TLP correlated across species with lower modulus of elasticity and with less negative osmotic pressure at full turgor, as did leaf area shrinkage between full turgor and oven desiccation. These findings point to a role for leaf shrinkage in hydraulic decline during mild dehydration, with potential impacts on drought adaptation for cells and leaves, influencing plant ecological distributions.

As leaves open their stomata to capture CO2 for photosynthesis, water is lost to transpiration, which needs to be replaced by flow through the hydraulic system. The leaf hydraulic system has two components, which act essentially in series: the pathways for water movement through the xylem from the petiole to leaf minor veins, and those through the living bundle sheath and mesophyll cells to the sites of evaporation (Tyree and Zimmermann, 2002; Sack et al., 2004; Sack and Holbrook, 2006). The decline in leaf hydraulic conductance (K  leaf) with dehydration may thus depend on both components. The importance of the xylem component is well established. Vein xylem embolism and cell collapse have been observed in dehydrating leaves (Salleo et al., 2001; Cochard et al., 2004a; Johnson et al., 2009), and computer modeling and experimental work showed that species with high major vein length per leaf area (VLA; i.e. for the first three vein-branching orders) were more resistant to hydraulic decline, providing more pathways around embolisms (Scoffoni et al., 2011). However, the physical impacts of dehydration on the extraxylem pathways have not been studied, even though in turgid leaves these pathways account for 26% to 88% of leaf hydraulic resistance (i.e. of 1/K  leaf), depending on species (Sack et al., 2003a; Cochard et al., 2004b). The aim of this study was to determine whether leaf shrinkage during dehydration relates to the decline of K  leaf as well as the structural determinants of leaf shrinkage.

The shrinkage of leaves with dehydration has drawn attention for over 100 years. Leaves shrink in their area (Bogue, 1892; Gardner and Ehlig, 1965; Jones, 1973; Tang and Boyer, 2007; Blonder et al., 2012) and, considered in relative terms, even more strongly in their thickness (Fig. 1; Meidner, 1952; Gardner and Ehlig, 1965; Downey and Miller, 1971; Syvertsen and Levy, 1982; Saini and Rathore, 1983; Burquez, 1987; McBurney, 1992; Sancho-Knapik et al., 2010, 2011). Leaves fluctuate in thickness daily and seasonally according to transpiration (Kadoya et al., 1975; Tyree and Cameron, 1977; Fensom and Donald, 1982; Rozema et al., 1987; Ogaya and Peñuelas, 2006; Seelig et al., 2012). Indeed, the relation of leaf thickness to water status is so tight that using leaf thickness to guide irrigation has led to water savings of up to 45% (Seelig et al., 2012).

Sketches of a fully turgid leaf (A) versus a strongly dehydrated leaf (B; drawings based on leaf cross sections of sunflower in Fellows and Boyer, 1978). Note the strong reduction in leaf thickness, cell thickness, and intercellular airspaces in the dehydrated leaf. Epidermal cells are shrunk in the dehydrated leaf, inducing whole-leaf area shrinkage. Note that this sketch represents shrinkage for a typical drought-sensitive species. Many species such as oaks (Quercus spp.) will experience less thickness shrinkage and an increase in intercellular airspace (see “Discussion”). [See online article for color version of this figure.]
Figure 1.

Sketches of a fully turgid leaf (A) versus a strongly dehydrated leaf (B; drawings based on leaf cross sections of sunflower in Fellows and Boyer, 1978). Note the strong reduction in leaf thickness, cell thickness, and intercellular airspaces in the dehydrated leaf. Epidermal cells are shrunk in the dehydrated leaf, inducing whole-leaf area shrinkage. Note that this sketch represents shrinkage for a typical drought-sensitive species. Many species such as oaks (Quercus spp.) will experience less thickness shrinkage and an increase in intercellular airspace (see “Discussion”). [See online article for color version of this figure.]

Previous studies of leaf shrinkage with progressive dehydration have tended to focus on single or few species. These studies showed that thickness declines with water status in two phases. Before the bulk leaf turgor loss point (TLP; leaf water potential [Ψleaf] at TLP) is reached, the slope of leaf thickness versus Ψleaf or relative water content (RWC) is shallower than past TLP for most species (Meidner, 1955, Kennedy and Booth, 1958, Burquez, 1987, McBurney, 1992, Sancho-Knapik et al., 2010, 2011). This is because before TLP, declining Ψleaf is strongly driven by declines in turgor pressure, which have a relatively low impact on cell and airspace volume, whereas past the TLP, declining Ψleaf depends only on solute concentration, which increases in inverse proportion as cell water volume declines while airspaces may shrink or expand (Tyree and Hammel, 1972, Sancho-Knapik et al., 2011). However, the steepness of the slope of leaf thickness versus Ψleaf before TLP seems to vary strongly across species (Meidner, 1955; Kennedy and Booth, 1958; Fellows and Boyer, 1978; Burquez, 1987; Colpitts and Coleman, 1997; Sancho-Knapik et al., 2010).

A high leaf cell volume and turgor is crucial to physiological processes (Boyer, 1968; Lawlor and Cornic, 2002). Shrinkage may affect cell connectivity and water transport (Sancho-Knapik et al., 2011). However, no studies have tested for a possible relationship of leaf shrinkage with the decline of K  leaf during dehydration. Such an association would arise if, across species, shrinkage occurred simultaneously with vein xylem embolism or if tissue shrinkage led to declines in the extraxylem hydraulic conductance.

To refine our hypotheses, we modified a computer model of the leaf hydraulic system (Cochard et al., 2004b; McKown et al., 2010; Scoffoni et al., 2011) to predict the impact of losses of xylem and extraxylem conductance on the response of K  leaf to dehydration. We characterized the degree of leaf shrinkage in thickness, in the thickness of cells and airspaces within the leaf, and in leaf area for 14 species diverse in phylogeny, leaf traits, and drought tolerance. We hypothesized that loss of extraxylem hydraulic conductance should have a greater impact on K  leaf at less negative water potentials when xylem tensions are too weak to trigger embolism and induce dramatic declines in K  leaf. We hypothesized that species with greater degrees of shrinkage before TLP would experience greater loss of K  leaf. Furthermore, we hypothesized that species from moist habitats would have greater degrees of shrinkage.

For insight into the mechanisms and consequences of leaf shrinkage, we also investigated the relationships of 18 indices of leaf shrinkage with a wide range of aspects of leaf structure and composition, including gross morphology, leaf venation architecture, parameters of pressure-volume curves, and leaf water storage. We hypothesized that, across species, shrinkage in whole leaf, cell, and intercellular airspace thickness would be lower for species with greater allocation to structural rigidity and osmotic concentration, and thus shrinkage would be positively correlated with a lower modulus of elasticity (ε), less negative osmotic pressure at full turgor (πo), lower leaf mass per area (LMA), and lower leaf density. Additionally, we tested the longstanding hypothesis that species with higher major VLA and/or minor VLA (i.e. the fourth and higher vein-branching orders) would shrink less in area and/or thickness with dehydration (Gardner and Ehlig, 1965). Finally, we tested the ability of dehydrated leaves to recover in size with rehydration. We hypothesized that recovery would be greater for mildly than for strongly dehydrated leaves and that species with greater leaf shrinkage would be better able to recover from shrinkage.

RESULTS

Computer Simulations Demonstrate the Potential Importance of Extraxylem Hydraulic Decline

We used computer simulation modeling with K_leaf version 6.1 (Cochard et al., 2004b; McKown et al., 2010; Scoffoni et al., 2011) to determine the impact of vulnerability of the outside-xylem mesophyll pathways in driving the decline of K  leaf with dehydration (Fig. 2; Table I; Supplemental Table S1). We generated eight leaf hydraulic vulnerability curves based on different assumptions about the distribution of hydraulic resistance and vulnerability characteristics of various components of the flow pathway. We considered two general cases: (1) most hydraulic resistance was within the outside-xylem component (i.e. the outside xylem hydraulic resistance [R  ox] > the xylem hydraulic resistance [R  x]); or, conversely, (2) R  x > R  ox. For each of these two general cases, we considered four vulnerability scenarios: (1) low vulnerability for xylem and outside-xylem components; (2) high vulnerability for only the outside-xylem component; (3) high vulnerability for only the xylem component; and (4) high vulnerability for the xylem and outside-xylem components (for additional details and parameterization of each scenario, see “Materials and Methods”). Although the vulnerability of the xylem in given vein orders and in the mesophyll was specified in the K_leaf model by a two-parameter sigmoidal function (Pammenter and Vander Willigen, 1998; see “Materials and Methods”), in all modeled scenarios a three-parameter logistic function was selected by maximum likelihood for the leaf vulnerability curve; the emergent whole-leaf response differed in structure from that specified for its components (Supplemental Table S1).

Computer-simulated leaf hydraulic vulnerability curves indicating the theoretical impact of reducing hydraulic conductance in the within-xylem and outside-xylem components for leaves with high and low resistance outside the xylem (A and B, respectively). Simulations were run for leaves with: (1) low vulnerability for xylem and outside-xylem components (P  50 for the vulnerability of each component = −1 MPa; black line), (2) high vulnerability for only the outside-xylem component (P  50 = −1 and −0.25 MPa for the within-xylem and outside-xylem components, respectively; dark gray dashed line), (3) high vulnerability for only the xylem component (P  50 = −0.25 and −1 MPa for the within-xylem and outside-xylem components, respectively; light gray dashed line), and (4) high vulnerability for both the xylem and outside-xylem components (P  50 = −0.25 MPa; gray solid line).
Figure 2.

Computer-simulated leaf hydraulic vulnerability curves indicating the theoretical impact of reducing hydraulic conductance in the within-xylem and outside-xylem components for leaves with high and low resistance outside the xylem (A and B, respectively). Simulations were run for leaves with: (1) low vulnerability for xylem and outside-xylem components (P  50 for the vulnerability of each component = −1 MPa; black line), (2) high vulnerability for only the outside-xylem component (P  50 = −1 and −0.25 MPa for the within-xylem and outside-xylem components, respectively; dark gray dashed line), (3) high vulnerability for only the xylem component (P  50 = −0.25 and −1 MPa for the within-xylem and outside-xylem components, respectively; light gray dashed line), and (4) high vulnerability for both the xylem and outside-xylem components (P  50 = −0.25 MPa; gray solid line).

Results from model simulations testing the impacts on leaf hydraulic vulnerability of declines in conductivity in the xylem and outside-xylem pathways

Table I.
Results from model simulations testing the impacts on leaf hydraulic vulnerability of declines in conductivity in the xylem and outside-xylem pathways

For each set of simulations, we present R  ox, xylem P  50 and outside-xylem P  50, K  max, Ψleaf at leaf P  50 and leaf P  80, P  xylem at leaf P  50, and the initial slope of the leaf hydraulic vulnerability curve (at −0.1 MPa), obtained from the logistic function formula, which was selected as the maximum likelihood model in all simulations (compare with Supplemental Table S1).

Input Conditions
Output of Leaf-Level Responses
ScenarioSimulationsR  oxXylem P  50Outside-Xylem P  50K  maxLeaf P  50Leaf P  80P  xylem at P  50Initial Slope
%MPammol m−2 s−1 MPa−1MPammol m−2 s−1 MPa−2
R  ox > R  xLow vulnerability for xylem and outside-xylem components74−1.00−1.008.62−5.50−11.6−0.74−0.09
High vulnerability for only the outside-xylem component76−1.00−0.257.56−2.37−7.78−0.28−2.08
High vulnerability for only the xylem component71−0.25−1.008.18−1.53−2.72−0.32−0.28
High vulnerability for xylem and outside-xylem components74−0.25−0.257.26−1.48−3.83−0.25−1.97
R  x > R  oxLow vulnerability for xylem and outside-xylem components39−1.00−1.009.03−2.49−5.03−0.78−0.32
High vulnerability for only the outside-xylem component42−1.00−0.258.32−1.23−3.92−0.35−4.50
High vulnerability for only the xylem component36−0.25−1.008.02−0.83−1.78−0.39−3.06
High vulnerability for xylem and outside-xylem components39−0.25−0.257.65−0.68−1.75−0.30−6.02
Input Conditions
Output of Leaf-Level Responses
ScenarioSimulationsR  oxXylem P  50Outside-Xylem P  50K  maxLeaf P  50Leaf P  80P  xylem at P  50Initial Slope
%MPammol m−2 s−1 MPa−1MPammol m−2 s−1 MPa−2
R  ox > R  xLow vulnerability for xylem and outside-xylem components74−1.00−1.008.62−5.50−11.6−0.74−0.09
High vulnerability for only the outside-xylem component76−1.00−0.257.56−2.37−7.78−0.28−2.08
High vulnerability for only the xylem component71−0.25−1.008.18−1.53−2.72−0.32−0.28
High vulnerability for xylem and outside-xylem components74−0.25−0.257.26−1.48−3.83−0.25−1.97
R  x > R  oxLow vulnerability for xylem and outside-xylem components39−1.00−1.009.03−2.49−5.03−0.78−0.32
High vulnerability for only the outside-xylem component42−1.00−0.258.32−1.23−3.92−0.35−4.50
High vulnerability for only the xylem component36−0.25−1.008.02−0.83−1.78−0.39−3.06
High vulnerability for xylem and outside-xylem components39−0.25−0.257.65−0.68−1.75−0.30−6.02
Table I.
Results from model simulations testing the impacts on leaf hydraulic vulnerability of declines in conductivity in the xylem and outside-xylem pathways

For each set of simulations, we present R  ox, xylem P  50 and outside-xylem P  50, K  max, Ψleaf at leaf P  50 and leaf P  80, P  xylem at leaf P  50, and the initial slope of the leaf hydraulic vulnerability curve (at −0.1 MPa), obtained from the logistic function formula, which was selected as the maximum likelihood model in all simulations (compare with Supplemental Table S1).

Input Conditions
Output of Leaf-Level Responses
ScenarioSimulationsR  oxXylem P  50Outside-Xylem P  50K  maxLeaf P  50Leaf P  80P  xylem at P  50Initial Slope
%MPammol m−2 s−1 MPa−1MPammol m−2 s−1 MPa−2
R  ox > R  xLow vulnerability for xylem and outside-xylem components74−1.00−1.008.62−5.50−11.6−0.74−0.09
High vulnerability for only the outside-xylem component76−1.00−0.257.56−2.37−7.78−0.28−2.08
High vulnerability for only the xylem component71−0.25−1.008.18−1.53−2.72−0.32−0.28
High vulnerability for xylem and outside-xylem components74−0.25−0.257.26−1.48−3.83−0.25−1.97
R  x > R  oxLow vulnerability for xylem and outside-xylem components39−1.00−1.009.03−2.49−5.03−0.78−0.32
High vulnerability for only the outside-xylem component42−1.00−0.258.32−1.23−3.92−0.35−4.50
High vulnerability for only the xylem component36−0.25−1.008.02−0.83−1.78−0.39−3.06
High vulnerability for xylem and outside-xylem components39−0.25−0.257.65−0.68−1.75−0.30−6.02
Input Conditions
Output of Leaf-Level Responses
ScenarioSimulationsR  oxXylem P  50Outside-Xylem P  50K  maxLeaf P  50Leaf P  80P  xylem at P  50Initial Slope
%MPammol m−2 s−1 MPa−1MPammol m−2 s−1 MPa−2
R  ox > R  xLow vulnerability for xylem and outside-xylem components74−1.00−1.008.62−5.50−11.6−0.74−0.09
High vulnerability for only the outside-xylem component76−1.00−0.257.56−2.37−7.78−0.28−2.08
High vulnerability for only the xylem component71−0.25−1.008.18−1.53−2.72−0.32−0.28
High vulnerability for xylem and outside-xylem components74−0.25−0.257.26−1.48−3.83−0.25−1.97
R  x > R  oxLow vulnerability for xylem and outside-xylem components39−1.00−1.009.03−2.49−5.03−0.78−0.32
High vulnerability for only the outside-xylem component42−1.00−0.258.32−1.23−3.92−0.35−4.50
High vulnerability for only the xylem component36−0.25−1.008.02−0.83−1.78−0.39−3.06
High vulnerability for xylem and outside-xylem components39−0.25−0.257.65−0.68−1.75−0.30−6.02

Consistent with expectations, the simulations showed that whole leaves were most vulnerable when both xylem and outside-xylem mesophyll components were vulnerable. The outside-xylem vulnerability had a substantial impact on K  leaf vulnerability. Simulating a greater vulnerability to dehydration in only the outside-xylem component or only the xylem led to substantially less negative water potential at 50% and 80% loss of K  leaf (P  50 and P  80) and steeper initial slopes than when simulating a low xylem and outside-xylem vulnerability (Fig. 2, A and B, compare light or dark gray dashed lines with black solid lines; Table I). Furthermore, because the outside-xylem mesophyll component is a terminal hydraulic bottleneck, it is critical for protection of the xylem component. Across simulations, P  50 was always considerably more negative than the pressure inside the xylem at P  50 (2- to 8-fold more negative; Table I). At given input values for the within-xylem and outside-xylem vulnerability, the leaf was less vulnerable when more hydraulic resistance was found outside the xylem (i.e. R  ox > R  x rather than R  x > R  ox), with more negative P  50 and P  80 values and vulnerability curves with shallower slopes (Table I; Fig. 2).

Furthermore, the outside-xylem vulnerability played the greatest role in driving the initial vulnerability at mild water deficits. The initial slope of the vulnerability curve (before the bulk of cavitation would occur) was steeper when the outside-xylem component was vulnerable than when only the xylem component was vulnerable (Fig. 2, A and B, compare gray dashed and light gray dashed lines; Table I) and similar to that found when both xylem and outside-xylem components were vulnerable (Fig. 2, compare gray dashed with gray solid lines; Table I). By contrast, the behavior of the leaf vulnerability curve at stronger water deficits was strongly influenced by the xylem component; thus, the P  80 values when both xylem and outside-xylem components were vulnerable were similar to that found in the simulation when only the xylem was vulnerable, substantially less negative than when only the outside-xylem was vulnerable (Fig. 2; Table I). There was less difference across simulations in the P  50 values (Table I).

These findings indicated a strong impact of reduction in mesophyll hydraulic conductance on K  leaf vulnerability, especially at high water potentials, with more pronounced effects of xylem embolism on K  leaf vulnerability under stronger dehydration (Fig. 2; Table I).

Leaf Shrinkage with Dehydration: Variation across Diverse Species

Species varied significantly in their leaf shrinkage with dehydration (Fig. 3) and in all nine key leaf shrinkage parameters (one-way ANOVA, P < 0.001; Tables II, III, IV, and V; Supplemental Table S2; for additional parameters that were correlated with the nine key parameters, see Supplemental Tables S2–S4 and Supplemental Results S1). Species varied 18-fold in the slope of thickness against Ψleaf before TLP (dT  leaf/dΨ), from −31% MPa−1 for Platanus racemosa, which had slopes of cell and airspace thickness against Ψleaf before TLP (dT  C/dΨ and dT  A/dΨ, respectively) of −10% and −60% MPa−1, respectively, to −1.7% MPa−1 for Quercus agrifolia (dT  C/dΨ and dT  A/dΨ of −4.9 and −3.9, respectively). The dT  C/dΨ varied 3-fold across species, from −4.1% MPa−1 for Cercocarpus betuloides to −13% MPa−1 for Bauhinia galpinii, and dT  A/dΨ was even more variable, ranging from an increase in airspace of 3.9% MPa−1 for Q. agrifolia to a reduction of airspace of 60% MPa−1 for P. racemosa. The maximum shrinkage in thickness (PLT  dry; i.e. that observed in a dry leaf relative to a fully turgid leaf) varied 4-fold across species, from 23% for Q. agrifolia to 83% for B. galpinii (Table V). Notably, the proportion of the leaf thickness constituted of cell versus air did not shift significantly between full turgor and TLP. Across species, the mean ± se for the percentage of cell and air thickness at full turgor were 67% ± 4% and 33% ± 4%, respectively, very similar to those at TLP (PT  C,TLP and PT  A,TLP), 69% ± 5% and 31% ± 5%, respectively (paired Student’s t tests, P = 0.44–0.49; Supplemental Table S2).

Plots of leaf thickness shrinkage versus Ψleaf for 14 species of diverse leaf form and texture and drought tolerance; a typical plot is presented for each species. The blue shaded areas represent the thickness of the cells, and the white areas represent the thickness of the intercellular airspace. The gray horizontal lines represent the maximum shrinkage in leaf thickness (i.e. for an oven-dried leaf). The red vertical lines represent TLP, and the red horizontal lines represent the thickness of the leaf at TLP. Species are ordered top left to bottom right from lowest to highest ε. Due to area wrinkling with dehydration of sunflower, M. grandiflora, and S. canariensis, the cell and airspace thickness could not be estimated, and only the whole-leaf shrinkage is shown in light blue (see “Materials and Methods”). [See online article for color version of this figure.]
Figure 3.

Plots of leaf thickness shrinkage versus Ψleaf for 14 species of diverse leaf form and texture and drought tolerance; a typical plot is presented for each species. The blue shaded areas represent the thickness of the cells, and the white areas represent the thickness of the intercellular airspace. The gray horizontal lines represent the maximum shrinkage in leaf thickness (i.e. for an oven-dried leaf). The red vertical lines represent TLP, and the red horizontal lines represent the thickness of the leaf at TLP. Species are ordered top left to bottom right from lowest to highest ε. Due to area wrinkling with dehydration of sunflower, M. grandiflora, and S. canariensis, the cell and airspace thickness could not be estimated, and only the whole-leaf shrinkage is shown in light blue (see “Materials and Methods”). [See online article for color version of this figure.]

Study species, family, and mean ± se for leaf thickness, area, mass per area, and pressure-volume parameters

Table II.
Study species, family, and mean ± se for leaf thickness, area, mass per area, and pressure-volume parameters
SpeciesFamilyPlant HabitLeaf Thickness at Full TurgorLeaf AreaLMAπoπTLPεRWC at TLP
Moist habitatmmcm2g m−2MPa%
 B. galpiniiFabaceaeShrub0.17 ± 0.00722.2 ± 1.4445.0 ± 1.60−1.15 ± 0.08−1.41 ± 0.077.81 ± 1.6181.4 ± 3.39
 C. sasanqua  aTheaceaeShrub0.40 ± 0.0112.8 ± 0.98178 ± 9.08−1.61 ± 0.13−2.12 ± 0.187.98 ± 1.1176.7 ± 3.35
 Helianthus annuus  aAsteraceaeHerb0.20 ± 0.01101 ± 6.6131.2 ± 1.06−0.87 ± 0.12−1.09 ± 0.125.49 ± 0.7984.4 ± 1.50
 L. camara  aVerbenaceaeShrub0.29 ± 0.0116.8 ± 1.2261.4 ± 4.18−1.10 ± 0.04−1.37 ± 0.044.85 ± 0.3378.0 ± 2.30
 M. grandiflora  aMagnoliaceaeTree0.63 ± 0.0477.2 ± 7.12220 ± 11.0−1.42 ± 0.02−2.06 ± 0.0513.3 ± 1.3189.3 ± 1.20
 P. racemosaPlatanaceaeTree0.17 ± 0.01130 ± 14.456.3 ± 2.34−0.93 ± 0.08−1.19 ± 0.097.09 ± 0.2587.0 ± 1.44
 R. indica  aRosaceaeShrub0.52 ± 0.0128.5 ± 2.55211 ± 8.26−1.37 ± 0.07−2.07 ± 0.1111.5 ± 0.8188.3 ± 0.55
Dry habitat
 C. betuloides  aRosaceaeTree0.22 ± 0.028.57 ± 1.58121 ± 23.3−1.64 ± 0.04−2.59 ± 0.0310.1 ± 0.7085.1 ± 0.80
 Comarostaphylis diversifolia  aEricaceaeTree0.49 ± 0.0412.8 ± 0.61253 ± 16.9−2.51 ± 0.34−3.45 ± 0.3417.3 ± 2.2385.5 ± 1.85
 Hedera canariensis  aAraliaceaeShrub0.27 ± 0.0267.2 ± 7.6884.1 ± 11.0−1.49 ± 0.07−1.98 ± 0.0912.8 ± 0.4988.4 ± 1.40
 H. arbutifolia  aRosaceaeShrub0.38 ± 0.0121.5 ± 2.06185 ± 12.4−2.08 ± 0.09−2.53 ± 0.1016.4 ± 0.4987.4 ± 0.53
 Q. agrifolia  aFagaceaeTree0.30 ± 0.0114.2 ± 0.70188 ± 7.53−2.31 ± 0.12−3.00 ± 0.1217.9 ± 1.2887.5 ± 1.59
 R. coulteriPapaveraceaeHerb0.36 ± 0.0123.9 ± 0.6778.1 ± 3.67−1.01 ± 0.08−1.40 ± 0.076.78 ± 0.3387.2 ± 0.61
 S. canariensisLamiaceaeHerb0.26 ± 0.0154.5 ± 8.2841.4 ± 6.01−0.92 ± 0.05−1.18 ± 0.075.49 ± 0.2183.1 ± 0.95
SpeciesFamilyPlant HabitLeaf Thickness at Full TurgorLeaf AreaLMAπoπTLPεRWC at TLP
Moist habitatmmcm2g m−2MPa%
 B. galpiniiFabaceaeShrub0.17 ± 0.00722.2 ± 1.4445.0 ± 1.60−1.15 ± 0.08−1.41 ± 0.077.81 ± 1.6181.4 ± 3.39
 C. sasanqua  aTheaceaeShrub0.40 ± 0.0112.8 ± 0.98178 ± 9.08−1.61 ± 0.13−2.12 ± 0.187.98 ± 1.1176.7 ± 3.35
 Helianthus annuus  aAsteraceaeHerb0.20 ± 0.01101 ± 6.6131.2 ± 1.06−0.87 ± 0.12−1.09 ± 0.125.49 ± 0.7984.4 ± 1.50
 L. camara  aVerbenaceaeShrub0.29 ± 0.0116.8 ± 1.2261.4 ± 4.18−1.10 ± 0.04−1.37 ± 0.044.85 ± 0.3378.0 ± 2.30
 M. grandiflora  aMagnoliaceaeTree0.63 ± 0.0477.2 ± 7.12220 ± 11.0−1.42 ± 0.02−2.06 ± 0.0513.3 ± 1.3189.3 ± 1.20
 P. racemosaPlatanaceaeTree0.17 ± 0.01130 ± 14.456.3 ± 2.34−0.93 ± 0.08−1.19 ± 0.097.09 ± 0.2587.0 ± 1.44
 R. indica  aRosaceaeShrub0.52 ± 0.0128.5 ± 2.55211 ± 8.26−1.37 ± 0.07−2.07 ± 0.1111.5 ± 0.8188.3 ± 0.55
Dry habitat
 C. betuloides  aRosaceaeTree0.22 ± 0.028.57 ± 1.58121 ± 23.3−1.64 ± 0.04−2.59 ± 0.0310.1 ± 0.7085.1 ± 0.80
 Comarostaphylis diversifolia  aEricaceaeTree0.49 ± 0.0412.8 ± 0.61253 ± 16.9−2.51 ± 0.34−3.45 ± 0.3417.3 ± 2.2385.5 ± 1.85
 Hedera canariensis  aAraliaceaeShrub0.27 ± 0.0267.2 ± 7.6884.1 ± 11.0−1.49 ± 0.07−1.98 ± 0.0912.8 ± 0.4988.4 ± 1.40
 H. arbutifolia  aRosaceaeShrub0.38 ± 0.0121.5 ± 2.06185 ± 12.4−2.08 ± 0.09−2.53 ± 0.1016.4 ± 0.4987.4 ± 0.53
 Q. agrifolia  aFagaceaeTree0.30 ± 0.0114.2 ± 0.70188 ± 7.53−2.31 ± 0.12−3.00 ± 0.1217.9 ± 1.2887.5 ± 1.59
 R. coulteriPapaveraceaeHerb0.36 ± 0.0123.9 ± 0.6778.1 ± 3.67−1.01 ± 0.08−1.40 ± 0.076.78 ± 0.3387.2 ± 0.61
 S. canariensisLamiaceaeHerb0.26 ± 0.0154.5 ± 8.2841.4 ± 6.01−0.92 ± 0.05−1.18 ± 0.075.49 ± 0.2183.1 ± 0.95
a

Pressure-volume parameters are from Scoffoni et al. (2008, 2011).

Table II.
Study species, family, and mean ± se for leaf thickness, area, mass per area, and pressure-volume parameters
SpeciesFamilyPlant HabitLeaf Thickness at Full TurgorLeaf AreaLMAπoπTLPεRWC at TLP
Moist habitatmmcm2g m−2MPa%
 B. galpiniiFabaceaeShrub0.17 ± 0.00722.2 ± 1.4445.0 ± 1.60−1.15 ± 0.08−1.41 ± 0.077.81 ± 1.6181.4 ± 3.39
 C. sasanqua  aTheaceaeShrub0.40 ± 0.0112.8 ± 0.98178 ± 9.08−1.61 ± 0.13−2.12 ± 0.187.98 ± 1.1176.7 ± 3.35
 Helianthus annuus  aAsteraceaeHerb0.20 ± 0.01101 ± 6.6131.2 ± 1.06−0.87 ± 0.12−1.09 ± 0.125.49 ± 0.7984.4 ± 1.50
 L. camara  aVerbenaceaeShrub0.29 ± 0.0116.8 ± 1.2261.4 ± 4.18−1.10 ± 0.04−1.37 ± 0.044.85 ± 0.3378.0 ± 2.30
 M. grandiflora  aMagnoliaceaeTree0.63 ± 0.0477.2 ± 7.12220 ± 11.0−1.42 ± 0.02−2.06 ± 0.0513.3 ± 1.3189.3 ± 1.20
 P. racemosaPlatanaceaeTree0.17 ± 0.01130 ± 14.456.3 ± 2.34−0.93 ± 0.08−1.19 ± 0.097.09 ± 0.2587.0 ± 1.44
 R. indica  aRosaceaeShrub0.52 ± 0.0128.5 ± 2.55211 ± 8.26−1.37 ± 0.07−2.07 ± 0.1111.5 ± 0.8188.3 ± 0.55
Dry habitat
 C. betuloides  aRosaceaeTree0.22 ± 0.028.57 ± 1.58121 ± 23.3−1.64 ± 0.04−2.59 ± 0.0310.1 ± 0.7085.1 ± 0.80
 Comarostaphylis diversifolia  aEricaceaeTree0.49 ± 0.0412.8 ± 0.61253 ± 16.9−2.51 ± 0.34−3.45 ± 0.3417.3 ± 2.2385.5 ± 1.85
 Hedera canariensis  aAraliaceaeShrub0.27 ± 0.0267.2 ± 7.6884.1 ± 11.0−1.49 ± 0.07−1.98 ± 0.0912.8 ± 0.4988.4 ± 1.40
 H. arbutifolia  aRosaceaeShrub0.38 ± 0.0121.5 ± 2.06185 ± 12.4−2.08 ± 0.09−2.53 ± 0.1016.4 ± 0.4987.4 ± 0.53
 Q. agrifolia  aFagaceaeTree0.30 ± 0.0114.2 ± 0.70188 ± 7.53−2.31 ± 0.12−3.00 ± 0.1217.9 ± 1.2887.5 ± 1.59
 R. coulteriPapaveraceaeHerb0.36 ± 0.0123.9 ± 0.6778.1 ± 3.67−1.01 ± 0.08−1.40 ± 0.076.78 ± 0.3387.2 ± 0.61
 S. canariensisLamiaceaeHerb0.26 ± 0.0154.5 ± 8.2841.4 ± 6.01−0.92 ± 0.05−1.18 ± 0.075.49 ± 0.2183.1 ± 0.95
SpeciesFamilyPlant HabitLeaf Thickness at Full TurgorLeaf AreaLMAπoπTLPεRWC at TLP
Moist habitatmmcm2g m−2MPa%
 B. galpiniiFabaceaeShrub0.17 ± 0.00722.2 ± 1.4445.0 ± 1.60−1.15 ± 0.08−1.41 ± 0.077.81 ± 1.6181.4 ± 3.39
 C. sasanqua  aTheaceaeShrub0.40 ± 0.0112.8 ± 0.98178 ± 9.08−1.61 ± 0.13−2.12 ± 0.187.98 ± 1.1176.7 ± 3.35
 Helianthus annuus  aAsteraceaeHerb0.20 ± 0.01101 ± 6.6131.2 ± 1.06−0.87 ± 0.12−1.09 ± 0.125.49 ± 0.7984.4 ± 1.50
 L. camara  aVerbenaceaeShrub0.29 ± 0.0116.8 ± 1.2261.4 ± 4.18−1.10 ± 0.04−1.37 ± 0.044.85 ± 0.3378.0 ± 2.30
 M. grandiflora  aMagnoliaceaeTree0.63 ± 0.0477.2 ± 7.12220 ± 11.0−1.42 ± 0.02−2.06 ± 0.0513.3 ± 1.3189.3 ± 1.20
 P. racemosaPlatanaceaeTree0.17 ± 0.01130 ± 14.456.3 ± 2.34−0.93 ± 0.08−1.19 ± 0.097.09 ± 0.2587.0 ± 1.44
 R. indica  aRosaceaeShrub0.52 ± 0.0128.5 ± 2.55211 ± 8.26−1.37 ± 0.07−2.07 ± 0.1111.5 ± 0.8188.3 ± 0.55
Dry habitat
 C. betuloides  aRosaceaeTree0.22 ± 0.028.57 ± 1.58121 ± 23.3−1.64 ± 0.04−2.59 ± 0.0310.1 ± 0.7085.1 ± 0.80
 Comarostaphylis diversifolia  aEricaceaeTree0.49 ± 0.0412.8 ± 0.61253 ± 16.9−2.51 ± 0.34−3.45 ± 0.3417.3 ± 2.2385.5 ± 1.85
 Hedera canariensis  aAraliaceaeShrub0.27 ± 0.0267.2 ± 7.6884.1 ± 11.0−1.49 ± 0.07−1.98 ± 0.0912.8 ± 0.4988.4 ± 1.40
 H. arbutifolia  aRosaceaeShrub0.38 ± 0.0121.5 ± 2.06185 ± 12.4−2.08 ± 0.09−2.53 ± 0.1016.4 ± 0.4987.4 ± 0.53
 Q. agrifolia  aFagaceaeTree0.30 ± 0.0114.2 ± 0.70188 ± 7.53−2.31 ± 0.12−3.00 ± 0.1217.9 ± 1.2887.5 ± 1.59
 R. coulteriPapaveraceaeHerb0.36 ± 0.0123.9 ± 0.6778.1 ± 3.67−1.01 ± 0.08−1.40 ± 0.076.78 ± 0.3387.2 ± 0.61
 S. canariensisLamiaceaeHerb0.26 ± 0.0154.5 ± 8.2841.4 ± 6.01−0.92 ± 0.05−1.18 ± 0.075.49 ± 0.2183.1 ± 0.95
a

Pressure-volume parameters are from Scoffoni et al. (2008, 2011).

Symbols, terms, units, derivation, and biological significance of the nine key leaf thickness and area shrinkage traits in this study

Table III.
Symbols, terms, units, derivation, and biological significance of the nine key leaf thickness and area shrinkage traits in this study

An additional nine traits were quantified, and their calculation and correlations with these key traits are described in Supplemental Materials and Methods S1, Supplemental Results S1, and Supplemental Tables S2 to S4.

SymbolsParametersUnitsDerivationSignificance
Thickness shrinkage
 PLT  leaf,TLPPercentage loss of thickness at TLP%From plot of PLT versus Ψleaf  aEstimate of leaf thickness shrinkage at TLP
 PLT  C,TLPPercentage loss of cell thickness at TLP%From plot of PLT  C,TLP versus Ψleaf  aEstimate of the amount of cell thickness lost when cells become flaccid
 PLT  A,TLPProportion of intercellular airspace thickness lost at TLP%From plot of PLT  A,TLP versus Ψleaf  aEstimate of the amount of airspace thickness lost (or gained) when cells become flaccid
 dT  leaf/dΨDegree of shrinkage of leaf thickness% MPa−1formulaSteepness of the decline of whole-leaf thickness with Ψleaf before cells become flaccid
 dT  C/dΨDegree of shrinkage of leaf cells% MPa−1formulaSteepness of the decline of cell thickness with Ψleaf before cells become flaccid
 dT  A/dΨDegree of shrinkage of leaf intercellular airspace% MPa−1formulaSteepness of the decline of air thickness with Ψleaf before cells become flaccid
 PLT  dryPercentage loss of thickness in a dry leaf%formulaMaximum amount of thickness shrinkage
Area shrinkage
 PLA  leaf,TLPPercentage loss of area at TLP%From plot of PLA versus Ψleaf  aEstimate of leaf area shrinkage at TLP
 PLA  dryPercentage loss of area in a dry leaf%formulaMaximum amount of area shrinkage
SymbolsParametersUnitsDerivationSignificance
Thickness shrinkage
 PLT  leaf,TLPPercentage loss of thickness at TLP%From plot of PLT versus Ψleaf  aEstimate of leaf thickness shrinkage at TLP
 PLT  C,TLPPercentage loss of cell thickness at TLP%From plot of PLT  C,TLP versus Ψleaf  aEstimate of the amount of cell thickness lost when cells become flaccid
 PLT  A,TLPProportion of intercellular airspace thickness lost at TLP%From plot of PLT  A,TLP versus Ψleaf  aEstimate of the amount of airspace thickness lost (or gained) when cells become flaccid
 dT  leaf/dΨDegree of shrinkage of leaf thickness% MPa−1formulaSteepness of the decline of whole-leaf thickness with Ψleaf before cells become flaccid
 dT  C/dΨDegree of shrinkage of leaf cells% MPa−1formulaSteepness of the decline of cell thickness with Ψleaf before cells become flaccid
 dT  A/dΨDegree of shrinkage of leaf intercellular airspace% MPa−1formulaSteepness of the decline of air thickness with Ψleaf before cells become flaccid
 PLT  dryPercentage loss of thickness in a dry leaf%formulaMaximum amount of thickness shrinkage
Area shrinkage
 PLA  leaf,TLPPercentage loss of area at TLP%From plot of PLA versus Ψleaf  aEstimate of leaf area shrinkage at TLP
 PLA  dryPercentage loss of area in a dry leaf%formulaMaximum amount of area shrinkage
a

Because thickness of the leaf or tissues precisely at TLP could not be determined, we interpolated the value for TLP by assuming a linear decline of leaf dimensions with Ψleaf between the two surrounding measurements.

Table III.
Symbols, terms, units, derivation, and biological significance of the nine key leaf thickness and area shrinkage traits in this study

An additional nine traits were quantified, and their calculation and correlations with these key traits are described in Supplemental Materials and Methods S1, Supplemental Results S1, and Supplemental Tables S2 to S4.

SymbolsParametersUnitsDerivationSignificance
Thickness shrinkage
 PLT  leaf,TLPPercentage loss of thickness at TLP%From plot of PLT versus Ψleaf  aEstimate of leaf thickness shrinkage at TLP
 PLT  C,TLPPercentage loss of cell thickness at TLP%From plot of PLT  C,TLP versus Ψleaf  aEstimate of the amount of cell thickness lost when cells become flaccid
 PLT  A,TLPProportion of intercellular airspace thickness lost at TLP%From plot of PLT  A,TLP versus Ψleaf  aEstimate of the amount of airspace thickness lost (or gained) when cells become flaccid
 dT  leaf/dΨDegree of shrinkage of leaf thickness% MPa−1formulaSteepness of the decline of whole-leaf thickness with Ψleaf before cells become flaccid
 dT  C/dΨDegree of shrinkage of leaf cells% MPa−1formulaSteepness of the decline of cell thickness with Ψleaf before cells become flaccid
 dT  A/dΨDegree of shrinkage of leaf intercellular airspace% MPa−1formulaSteepness of the decline of air thickness with Ψleaf before cells become flaccid
 PLT  dryPercentage loss of thickness in a dry leaf%formulaMaximum amount of thickness shrinkage
Area shrinkage
 PLA  leaf,TLPPercentage loss of area at TLP%From plot of PLA versus Ψleaf  aEstimate of leaf area shrinkage at TLP
 PLA  dryPercentage loss of area in a dry leaf%formulaMaximum amount of area shrinkage
SymbolsParametersUnitsDerivationSignificance
Thickness shrinkage
 PLT  leaf,TLPPercentage loss of thickness at TLP%From plot of PLT versus Ψleaf  aEstimate of leaf thickness shrinkage at TLP
 PLT  C,TLPPercentage loss of cell thickness at TLP%From plot of PLT  C,TLP versus Ψleaf  aEstimate of the amount of cell thickness lost when cells become flaccid
 PLT  A,TLPProportion of intercellular airspace thickness lost at TLP%From plot of PLT  A,TLP versus Ψleaf  aEstimate of the amount of airspace thickness lost (or gained) when cells become flaccid
 dT  leaf/dΨDegree of shrinkage of leaf thickness% MPa−1formulaSteepness of the decline of whole-leaf thickness with Ψleaf before cells become flaccid
 dT  C/dΨDegree of shrinkage of leaf cells% MPa−1formulaSteepness of the decline of cell thickness with Ψleaf before cells become flaccid
 dT  A/dΨDegree of shrinkage of leaf intercellular airspace% MPa−1formulaSteepness of the decline of air thickness with Ψleaf before cells become flaccid
 PLT  dryPercentage loss of thickness in a dry leaf%formulaMaximum amount of thickness shrinkage
Area shrinkage
 PLA  leaf,TLPPercentage loss of area at TLP%From plot of PLA versus Ψleaf  aEstimate of leaf area shrinkage at TLP
 PLA  dryPercentage loss of area in a dry leaf%formulaMaximum amount of area shrinkage
a

Because thickness of the leaf or tissues precisely at TLP could not be determined, we interpolated the value for TLP by assuming a linear decline of leaf dimensions with Ψleaf between the two surrounding measurements.

Symbols, terms, units, derivation, and biological significance of the 28 leaf traits relating to composition, hydraulics, pressure-volume curves, water storage, and venation

Table IV.
Symbols, terms, units, derivation, and biological significance of the 28 leaf traits relating to composition, hydraulics, pressure-volume curves, water storage, and venation

Ɗ, Change.

SymbolsParametersUnitsDerivationSignificance
Leaf composition
 PT  cell,FTPercentage cell thickness at full turgor%formulaAmount of cell thickness at full hydration
 PT  A,FTPercentage air thickness at full turgor%Amount of air thickness at full hydration
 PT  cell,TLPPercentage cell thickness at TLP%formulaAmount of cell thickness at TLP
 PT  A,TLPPercentage air thickness at TLP%Amount of air thickness at TLP
LMALeaf mass per areag m−2Leaf dry mass per leaf area
 Leaf densityg cm−3Leaf dry mass per leaf volume
 FAFraction air(Leaf mass after water infiltration of the airspaces – leaf turgid mass) / leaf volumeEstimate of the amount of airspace in the leaf
 FWFraction water(Leaf turgid mass \x{2013} leaf dry mass) / leaf volumeEstimate of the amount of water in the leaf
 FSFraction solid1 – fraction air – fraction waterEstimate of the amount of solid in the leaf
 Percentage air in a dry leaf%Leaf dry thickness × (1 – fraction solid in dry leaf)Estimate of the amount of airspace in a dry leaf
Leaf hydraulics
 K  maxMaximum leaf hydraulic conductancemmol m−2 s−1 MPa−1y intercept of the maximum likelihood function of the vulnerability curveEfficiency of water movement through a fully hydrated leaf
 K  TLPLeaf hydraulic conductance at TLPmmol m−2 s−1 MPa−1Parameter of fitted vulnerability curveEfficiency of water movement at πTLP
 P  50Ψleaf at 50% loss of K  leafMPaParameter of fitted vulnerability curve
 P  80Ψleaf at 80% loss of K  leafMPaParameter of fitted vulnerability curve
 dK  leaf/dΨSlope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPammol m−2 s−1 MPa−1Parameter of fitted vulnerability curveVulnerability of K  leaf to dehydration
 g  minCuticular conductancemmol m−2 s−1Directly measuredMinimal epidermal conductance after stomatal closure
Pressure-volume curve parameters
πTLP = TLPOsmotic pressure at TLPMPaParameter of pressure-volume curveWater potential at which cells become flaccid
πoOsmotic pressure at full turgorMPaParameter of pressure-volume curveConcentration of solutes in cells
 εModulus of elasticityMPaParameter of pressure-volume curveWall stiffness, i.e. Ɗ turgor pressure/ Ɗ RWC
 RWC  TLPRelative water content at TLP%Parameter of pressure-volume curveLeaf hydration when cells become flaccid
Water storage
 C  FTCapacitance at full turgorMPa−1Ɗ(100− RWC)/Ɗ Ψleaf before πTLPAmount of water storage before πTLP
 C  TLPCapacitance at TLPMPa−1Ɗ(100− RWC)/Ɗ Ψleaf past πTLPAmount of water storage after πTLP
 SWCSaturated water contentg g−1Fresh mass – dry mass/leaf dry massWater storage index
 C*FTLeaf area-specific C  FTmol m−2 MPa−1C  FT × SWC × LMA
 C*TLPLeaf area-specific C  TLPmol m−2 MPa−1C  TLP × SWC × LMA × RWC  TLP
Leaf venation
 Major VLAMajor vein length per areamm mm−2Major vein length/leaf areaSum of first, second, and third order vein lengths per leaf area
 Minor VLAMinor vein length per areamm mm−2Minor vein length/leaf areaSum of fourth and higher order vein lengths per leaf area
VLAVein length per areamm mm−2Vein length/leaf areaSum of major and minor vein lengths per leaf area
 Ratio major to minorRatio of major to minor VLAMajor VLA/minor VLALeaf venation composition index
 FEVFree-ending veins per areaNo. mm−2No. of free-ending veins per area
SymbolsParametersUnitsDerivationSignificance
Leaf composition
 PT  cell,FTPercentage cell thickness at full turgor%formulaAmount of cell thickness at full hydration
 PT  A,FTPercentage air thickness at full turgor%Amount of air thickness at full hydration
 PT  cell,TLPPercentage cell thickness at TLP%formulaAmount of cell thickness at TLP
 PT  A,TLPPercentage air thickness at TLP%Amount of air thickness at TLP
LMALeaf mass per areag m−2Leaf dry mass per leaf area
 Leaf densityg cm−3Leaf dry mass per leaf volume
 FAFraction air(Leaf mass after water infiltration of the airspaces – leaf turgid mass) / leaf volumeEstimate of the amount of airspace in the leaf
 FWFraction water(Leaf turgid mass \x{2013} leaf dry mass) / leaf volumeEstimate of the amount of water in the leaf
 FSFraction solid1 – fraction air – fraction waterEstimate of the amount of solid in the leaf
 Percentage air in a dry leaf%Leaf dry thickness × (1 – fraction solid in dry leaf)Estimate of the amount of airspace in a dry leaf
Leaf hydraulics
 K  maxMaximum leaf hydraulic conductancemmol m−2 s−1 MPa−1y intercept of the maximum likelihood function of the vulnerability curveEfficiency of water movement through a fully hydrated leaf
 K  TLPLeaf hydraulic conductance at TLPmmol m−2 s−1 MPa−1Parameter of fitted vulnerability curveEfficiency of water movement at πTLP
 P  50Ψleaf at 50% loss of K  leafMPaParameter of fitted vulnerability curve
 P  80Ψleaf at 80% loss of K  leafMPaParameter of fitted vulnerability curve
 dK  leaf/dΨSlope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPammol m−2 s−1 MPa−1Parameter of fitted vulnerability curveVulnerability of K  leaf to dehydration
 g  minCuticular conductancemmol m−2 s−1Directly measuredMinimal epidermal conductance after stomatal closure
Pressure-volume curve parameters
πTLP = TLPOsmotic pressure at TLPMPaParameter of pressure-volume curveWater potential at which cells become flaccid
πoOsmotic pressure at full turgorMPaParameter of pressure-volume curveConcentration of solutes in cells
 εModulus of elasticityMPaParameter of pressure-volume curveWall stiffness, i.e. Ɗ turgor pressure/ Ɗ RWC
 RWC  TLPRelative water content at TLP%Parameter of pressure-volume curveLeaf hydration when cells become flaccid
Water storage
 C  FTCapacitance at full turgorMPa−1Ɗ(100− RWC)/Ɗ Ψleaf before πTLPAmount of water storage before πTLP
 C  TLPCapacitance at TLPMPa−1Ɗ(100− RWC)/Ɗ Ψleaf past πTLPAmount of water storage after πTLP
 SWCSaturated water contentg g−1Fresh mass – dry mass/leaf dry massWater storage index
 C*FTLeaf area-specific C  FTmol m−2 MPa−1C  FT × SWC × LMA
 C*TLPLeaf area-specific C  TLPmol m−2 MPa−1C  TLP × SWC × LMA × RWC  TLP
Leaf venation
 Major VLAMajor vein length per areamm mm−2Major vein length/leaf areaSum of first, second, and third order vein lengths per leaf area
 Minor VLAMinor vein length per areamm mm−2Minor vein length/leaf areaSum of fourth and higher order vein lengths per leaf area
VLAVein length per areamm mm−2Vein length/leaf areaSum of major and minor vein lengths per leaf area
 Ratio major to minorRatio of major to minor VLAMajor VLA/minor VLALeaf venation composition index
 FEVFree-ending veins per areaNo. mm−2No. of free-ending veins per area
Table IV.
Symbols, terms, units, derivation, and biological significance of the 28 leaf traits relating to composition, hydraulics, pressure-volume curves, water storage, and venation

Ɗ, Change.

SymbolsParametersUnitsDerivationSignificance
Leaf composition
 PT  cell,FTPercentage cell thickness at full turgor%formulaAmount of cell thickness at full hydration
 PT  A,FTPercentage air thickness at full turgor%Amount of air thickness at full hydration
 PT  cell,TLPPercentage cell thickness at TLP%formulaAmount of cell thickness at TLP
 PT  A,TLPPercentage air thickness at TLP%Amount of air thickness at TLP
LMALeaf mass per areag m−2Leaf dry mass per leaf area
 Leaf densityg cm−3Leaf dry mass per leaf volume
 FAFraction air(Leaf mass after water infiltration of the airspaces – leaf turgid mass) / leaf volumeEstimate of the amount of airspace in the leaf
 FWFraction water(Leaf turgid mass \x{2013} leaf dry mass) / leaf volumeEstimate of the amount of water in the leaf
 FSFraction solid1 – fraction air – fraction waterEstimate of the amount of solid in the leaf
 Percentage air in a dry leaf%Leaf dry thickness × (1 – fraction solid in dry leaf)Estimate of the amount of airspace in a dry leaf
Leaf hydraulics
 K  maxMaximum leaf hydraulic conductancemmol m−2 s−1 MPa−1y intercept of the maximum likelihood function of the vulnerability curveEfficiency of water movement through a fully hydrated leaf
 K  TLPLeaf hydraulic conductance at TLPmmol m−2 s−1 MPa−1Parameter of fitted vulnerability curveEfficiency of water movement at πTLP
 P  50Ψleaf at 50% loss of K  leafMPaParameter of fitted vulnerability curve
 P  80Ψleaf at 80% loss of K  leafMPaParameter of fitted vulnerability curve
 dK  leaf/dΨSlope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPammol m−2 s−1 MPa−1Parameter of fitted vulnerability curveVulnerability of K  leaf to dehydration
 g  minCuticular conductancemmol m−2 s−1Directly measuredMinimal epidermal conductance after stomatal closure
Pressure-volume curve parameters
πTLP = TLPOsmotic pressure at TLPMPaParameter of pressure-volume curveWater potential at which cells become flaccid
πoOsmotic pressure at full turgorMPaParameter of pressure-volume curveConcentration of solutes in cells
 εModulus of elasticityMPaParameter of pressure-volume curveWall stiffness, i.e. Ɗ turgor pressure/ Ɗ RWC
 RWC  TLPRelative water content at TLP%Parameter of pressure-volume curveLeaf hydration when cells become flaccid
Water storage
 C  FTCapacitance at full turgorMPa−1Ɗ(100− RWC)/Ɗ Ψleaf before πTLPAmount of water storage before πTLP
 C  TLPCapacitance at TLPMPa−1Ɗ(100− RWC)/Ɗ Ψleaf past πTLPAmount of water storage after πTLP
 SWCSaturated water contentg g−1Fresh mass – dry mass/leaf dry massWater storage index
 C*FTLeaf area-specific C  FTmol m−2 MPa−1C  FT × SWC × LMA
 C*TLPLeaf area-specific C  TLPmol m−2 MPa−1C  TLP × SWC × LMA × RWC  TLP
Leaf venation
 Major VLAMajor vein length per areamm mm−2Major vein length/leaf areaSum of first, second, and third order vein lengths per leaf area
 Minor VLAMinor vein length per areamm mm−2Minor vein length/leaf areaSum of fourth and higher order vein lengths per leaf area
VLAVein length per areamm mm−2Vein length/leaf areaSum of major and minor vein lengths per leaf area
 Ratio major to minorRatio of major to minor VLAMajor VLA/minor VLALeaf venation composition index
 FEVFree-ending veins per areaNo. mm−2No. of free-ending veins per area
SymbolsParametersUnitsDerivationSignificance
Leaf composition
 PT  cell,FTPercentage cell thickness at full turgor%formulaAmount of cell thickness at full hydration
 PT  A,FTPercentage air thickness at full turgor%Amount of air thickness at full hydration
 PT  cell,TLPPercentage cell thickness at TLP%formulaAmount of cell thickness at TLP
 PT  A,TLPPercentage air thickness at TLP%Amount of air thickness at TLP
LMALeaf mass per areag m−2Leaf dry mass per leaf area
 Leaf densityg cm−3Leaf dry mass per leaf volume
 FAFraction air(Leaf mass after water infiltration of the airspaces – leaf turgid mass) / leaf volumeEstimate of the amount of airspace in the leaf
 FWFraction water(Leaf turgid mass \x{2013} leaf dry mass) / leaf volumeEstimate of the amount of water in the leaf
 FSFraction solid1 – fraction air – fraction waterEstimate of the amount of solid in the leaf
 Percentage air in a dry leaf%Leaf dry thickness × (1 – fraction solid in dry leaf)Estimate of the amount of airspace in a dry leaf
Leaf hydraulics
 K  maxMaximum leaf hydraulic conductancemmol m−2 s−1 MPa−1y intercept of the maximum likelihood function of the vulnerability curveEfficiency of water movement through a fully hydrated leaf
 K  TLPLeaf hydraulic conductance at TLPmmol m−2 s−1 MPa−1Parameter of fitted vulnerability curveEfficiency of water movement at πTLP
 P  50Ψleaf at 50% loss of K  leafMPaParameter of fitted vulnerability curve
 P  80Ψleaf at 80% loss of K  leafMPaParameter of fitted vulnerability curve
 dK  leaf/dΨSlope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPammol m−2 s−1 MPa−1Parameter of fitted vulnerability curveVulnerability of K  leaf to dehydration
 g  minCuticular conductancemmol m−2 s−1Directly measuredMinimal epidermal conductance after stomatal closure
Pressure-volume curve parameters
πTLP = TLPOsmotic pressure at TLPMPaParameter of pressure-volume curveWater potential at which cells become flaccid
πoOsmotic pressure at full turgorMPaParameter of pressure-volume curveConcentration of solutes in cells
 εModulus of elasticityMPaParameter of pressure-volume curveWall stiffness, i.e. Ɗ turgor pressure/ Ɗ RWC
 RWC  TLPRelative water content at TLP%Parameter of pressure-volume curveLeaf hydration when cells become flaccid
Water storage
 C  FTCapacitance at full turgorMPa−1Ɗ(100− RWC)/Ɗ Ψleaf before πTLPAmount of water storage before πTLP
 C  TLPCapacitance at TLPMPa−1Ɗ(100− RWC)/Ɗ Ψleaf past πTLPAmount of water storage after πTLP
 SWCSaturated water contentg g−1Fresh mass – dry mass/leaf dry massWater storage index
 C*FTLeaf area-specific C  FTmol m−2 MPa−1C  FT × SWC × LMA
 C*TLPLeaf area-specific C  TLPmol m−2 MPa−1C  TLP × SWC × LMA × RWC  TLP
Leaf venation
 Major VLAMajor vein length per areamm mm−2Major vein length/leaf areaSum of first, second, and third order vein lengths per leaf area
 Minor VLAMinor vein length per areamm mm−2Minor vein length/leaf areaSum of fourth and higher order vein lengths per leaf area
VLAVein length per areamm mm−2Vein length/leaf areaSum of major and minor vein lengths per leaf area
 Ratio major to minorRatio of major to minor VLAMajor VLA/minor VLALeaf venation composition index
 FEVFree-ending veins per areaNo. mm−2No. of free-ending veins per area

Percentage loss of thicknesses and area at TLP and for oven-dried leaves

Table V.
Percentage loss of thicknesses and area at TLP and for oven-dried leaves

nd, Not determined; ***, P < 0.001.

SpeciesPLT  leaf,TLPPLT  dryPLT  C,TLPPLT  A,TLPPLA  leaf,TLPPLA  dry
B. galpinii16 ± 2.383 ± 1.519 ± 0.3114 ± 5.10.48 ± 0.1621 ± 0.94
C. sasanqua15 ± 1.243 ± 1.121 ± 0.303.3 ± 5.22.9 ± 0.385.0 ± 2.2
C. betuloides18 ± 3.633 ± 5.011 ± 1.239 ± 164.8 ± 0.5121 ± 2.3
C. diversifolia12 ± 1.444 ± 1.916 ± 0.326.8 ± 3.41.2 ± 0.7910 ± 0.88
H. canariensis11 ± 1.362 ± 3.811 ± 0.18−5.9 ± 8.70.96 ± 0.2516 ± 0.93
Sunflower22 ± 1.236 ± 1.6ndnd14 ± 0.6269 ± 1.4
H. arbutifolia12 ± 2.153 ± 1.114 ± 0.517.8 ± 6.50.74 ± 0.274.9 ± 2.0
L. camara38 ± 2.080 ± 1.916 ± 0.5477 ± 5.39.4 ± 0.4345 ± 2.1
M. grandiflora22 ± 1.842 ± 3.311 ± 0.5230 ± 1.9nd8.2 ± 1.1
P. racemosa36 ± 4.070 ± 2.712 ± 0.4872 ± 0.01.3 ± 0.4726 ± 2.1
Q. agrifolia5.1 ± 0.9223 ± 1.715 ± 0.15−12 ± 3.41.6 ± 0.137.0 ± 0.14
R. indica4.6 ± 0.3847 ± 2.212 ± 0.14−1.8 ± 4.90.61 ± 0.3114 ± 0.45
R. coulteri16 ± 1.650 ± 1.512 ± 0.2925 ± 5.33.9 ± 0.2828 ± 1.4
S. canariensis28 ± 7.266 ± 1.5ndnd8.4 ± 1.157 ± 2.7
One-way ANOVA******************
SpeciesPLT  leaf,TLPPLT  dryPLT  C,TLPPLT  A,TLPPLA  leaf,TLPPLA  dry
B. galpinii16 ± 2.383 ± 1.519 ± 0.3114 ± 5.10.48 ± 0.1621 ± 0.94
C. sasanqua15 ± 1.243 ± 1.121 ± 0.303.3 ± 5.22.9 ± 0.385.0 ± 2.2
C. betuloides18 ± 3.633 ± 5.011 ± 1.239 ± 164.8 ± 0.5121 ± 2.3
C. diversifolia12 ± 1.444 ± 1.916 ± 0.326.8 ± 3.41.2 ± 0.7910 ± 0.88
H. canariensis11 ± 1.362 ± 3.811 ± 0.18−5.9 ± 8.70.96 ± 0.2516 ± 0.93
Sunflower22 ± 1.236 ± 1.6ndnd14 ± 0.6269 ± 1.4
H. arbutifolia12 ± 2.153 ± 1.114 ± 0.517.8 ± 6.50.74 ± 0.274.9 ± 2.0
L. camara38 ± 2.080 ± 1.916 ± 0.5477 ± 5.39.4 ± 0.4345 ± 2.1
M. grandiflora22 ± 1.842 ± 3.311 ± 0.5230 ± 1.9nd8.2 ± 1.1
P. racemosa36 ± 4.070 ± 2.712 ± 0.4872 ± 0.01.3 ± 0.4726 ± 2.1
Q. agrifolia5.1 ± 0.9223 ± 1.715 ± 0.15−12 ± 3.41.6 ± 0.137.0 ± 0.14
R. indica4.6 ± 0.3847 ± 2.212 ± 0.14−1.8 ± 4.90.61 ± 0.3114 ± 0.45
R. coulteri16 ± 1.650 ± 1.512 ± 0.2925 ± 5.33.9 ± 0.2828 ± 1.4
S. canariensis28 ± 7.266 ± 1.5ndnd8.4 ± 1.157 ± 2.7
One-way ANOVA******************
Table V.
Percentage loss of thicknesses and area at TLP and for oven-dried leaves

nd, Not determined; ***, P < 0.001.

SpeciesPLT  leaf,TLPPLT  dryPLT  C,TLPPLT  A,TLPPLA  leaf,TLPPLA  dry
B. galpinii16 ± 2.383 ± 1.519 ± 0.3114 ± 5.10.48 ± 0.1621 ± 0.94
C. sasanqua15 ± 1.243 ± 1.121 ± 0.303.3 ± 5.22.9 ± 0.385.0 ± 2.2
C. betuloides18 ± 3.633 ± 5.011 ± 1.239 ± 164.8 ± 0.5121 ± 2.3
C. diversifolia12 ± 1.444 ± 1.916 ± 0.326.8 ± 3.41.2 ± 0.7910 ± 0.88
H. canariensis11 ± 1.362 ± 3.811 ± 0.18−5.9 ± 8.70.96 ± 0.2516 ± 0.93
Sunflower22 ± 1.236 ± 1.6ndnd14 ± 0.6269 ± 1.4
H. arbutifolia12 ± 2.153 ± 1.114 ± 0.517.8 ± 6.50.74 ± 0.274.9 ± 2.0
L. camara38 ± 2.080 ± 1.916 ± 0.5477 ± 5.39.4 ± 0.4345 ± 2.1
M. grandiflora22 ± 1.842 ± 3.311 ± 0.5230 ± 1.9nd8.2 ± 1.1
P. racemosa36 ± 4.070 ± 2.712 ± 0.4872 ± 0.01.3 ± 0.4726 ± 2.1
Q. agrifolia5.1 ± 0.9223 ± 1.715 ± 0.15−12 ± 3.41.6 ± 0.137.0 ± 0.14
R. indica4.6 ± 0.3847 ± 2.212 ± 0.14−1.8 ± 4.90.61 ± 0.3114 ± 0.45
R. coulteri16 ± 1.650 ± 1.512 ± 0.2925 ± 5.33.9 ± 0.2828 ± 1.4
S. canariensis28 ± 7.266 ± 1.5ndnd8.4 ± 1.157 ± 2.7
One-way ANOVA******************
SpeciesPLT  leaf,TLPPLT  dryPLT  C,TLPPLT  A,TLPPLA  leaf,TLPPLA  dry
B. galpinii16 ± 2.383 ± 1.519 ± 0.3114 ± 5.10.48 ± 0.1621 ± 0.94
C. sasanqua15 ± 1.243 ± 1.121 ± 0.303.3 ± 5.22.9 ± 0.385.0 ± 2.2
C. betuloides18 ± 3.633 ± 5.011 ± 1.239 ± 164.8 ± 0.5121 ± 2.3
C. diversifolia12 ± 1.444 ± 1.916 ± 0.326.8 ± 3.41.2 ± 0.7910 ± 0.88
H. canariensis11 ± 1.362 ± 3.811 ± 0.18−5.9 ± 8.70.96 ± 0.2516 ± 0.93
Sunflower22 ± 1.236 ± 1.6ndnd14 ± 0.6269 ± 1.4
H. arbutifolia12 ± 2.153 ± 1.114 ± 0.517.8 ± 6.50.74 ± 0.274.9 ± 2.0
L. camara38 ± 2.080 ± 1.916 ± 0.5477 ± 5.39.4 ± 0.4345 ± 2.1
M. grandiflora22 ± 1.842 ± 3.311 ± 0.5230 ± 1.9nd8.2 ± 1.1
P. racemosa36 ± 4.070 ± 2.712 ± 0.4872 ± 0.01.3 ± 0.4726 ± 2.1
Q. agrifolia5.1 ± 0.9223 ± 1.715 ± 0.15−12 ± 3.41.6 ± 0.137.0 ± 0.14
R. indica4.6 ± 0.3847 ± 2.212 ± 0.14−1.8 ± 4.90.61 ± 0.3114 ± 0.45
R. coulteri16 ± 1.650 ± 1.512 ± 0.2925 ± 5.33.9 ± 0.2828 ± 1.4
S. canariensis28 ± 7.266 ± 1.5ndnd8.4 ± 1.157 ± 2.7
One-way ANOVA******************

The coordination of leaf thickness shrinkage with TLP also varied strongly across species. The percentage loss of leaf thickness at turgor loss point (PLT  leaf,TLP) varied 8-fold among species, from 4.6% for Raphiolepis indica to 38% for Lantana camara (Table V). The cell shrinkage at turgor loss point (PLT  C,TLP) varied 2-fold among species, from 11% for C. betuloides to 21% for Camellia sasanqua, and the intercellular airspace shrinkage at turgor loss point (PLT  A,TLP) ranged from a gain in airspace in the leaf of 12% for Q. agrifolia to a loss of airspace of up to 77% for L. camara (Table V). Species differences in PLT  leaf,TLP were driven by variation in PLT  A,TLP rather than PLT  C,TLP; there was a tight correlation of PLT  leaf,TLP with PLT  A,TLP (Spearman rank correlation [r  s] = 0.94, Pearson correlation [r  p] = 0.96, P < 0.001) but not with PLT  C,TLP (P > 0.05).

Percentage shrinkage in leaf area was much lower than that for thickness. Percentage loss of area at TLP (PLA  leaf,TLP) ranged from 0.5% for B. galpinii to 14% for sunflower (Helianthus annuus; Table V). The percentage loss of area in a dry leaf (PLA  dry; i.e. that for a dry leaf) ranged 14-fold across species, from 4.9% for Heteromeles arbutifolia to 69% for sunflower (Table V).

Species native to moist habitats experienced more shrinkage in thickness and area than species from dry habitats (for more details, see Supplemental Results S2).

Coordination of Leaf Shrinkage Responses and Leaf Hydraulic Vulnerability

Across species, dT  leaf/dΨ and dT  C/dΨ correlated with the slope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPa (dK  leaf/dΨ) and with P  50 and P  80 (Fig. 4; Supplemental Table S3). No significant correlations were found between the slope of the shrinkage curve for the intercellular airspaces and dK  leaf/dΨ, P  50, or P  80 (Fig. 4; Supplemental Table S3). Species with greater PLT  dry tended to have higher maximum K  leaf (K  max; Pearson and Spearman coefficients r  p and r  s = 0.65 and 0.68, respectively, P < 0.05; Supplemental Table S3) and also experienced steeper dK  leaf/dΨ (r  p and r  s = 0.76–0.88, P < 0.05; Supplemental Table S3). No correlations were found between K  leaf at TLP and leaf shrinkage traits (|r  p| and |r  s| = 0.02–0.42, P > 0.05; Supplemental Table S3).

Coordination of leaf shrinkage and leaf hydraulic vulnerability in 10 species of diverse leaf form and texture and drought tolerance. The slope of leaf hydraulic vulnerability at Ψleaf = −0.5 MPa (A) and Ψleaf at 80% loss of hydraulic conductance (B) were plotted against slope of total leaf thickness shrinkage before TLP. Species from moist habitats are represented in white, and woody species from dry habitats are represented in black. Fitted standardized major axes are as follows:  for A and  for B. *P < 0.05, **P < 0.01.
Figure 4.

Coordination of leaf shrinkage and leaf hydraulic vulnerability in 10 species of diverse leaf form and texture and drought tolerance. The slope of leaf hydraulic vulnerability at Ψleaf = −0.5 MPa (A) and Ψleaf at 80% loss of hydraulic conductance (B) were plotted against slope of total leaf thickness shrinkage before TLP. Species from moist habitats are represented in white, and woody species from dry habitats are represented in black. Fitted standardized major axes are as follows: formula for A and formula for B. *P < 0.05, **P < 0.01.

Recovery from shrinkage in thickness for leaves dehydrated before TLP was high but not complete, ranging from 60% in Magnolia grandiflora to 99% in Romneya coulterii (Supplemental Table S5). For eight of 10 species tested, a similar recovery was found for leaves that had been dehydrated to before or past TLP (Supplemental Table S5; Supplemental Results S3).

Correlation of Leaf Shrinkage with Leaf Pressure-Volume Parameters, Water Storage, Structure, Venation Architecture, and Cuticular Conductance

Across species, thickness shrinkage correlated with pressure-volume curve parameters (Fig. 5, A–C), which themselves were strongly intercorrelated (Fig. 5, F–O; Supplemental Table S3). Species with more negative πo and osmotic pressure at TLP (πTLP) and higher ε shrank less in thickness before TLP and tended to have shallower dT  leaf/dΨ, dT  C/dΨ, and dT  A/dΨ (r  p and r  s = 0.62–0.86, P < 0.05; Supplemental Table S3). Leaf area shrinkage also related to pressure-volume parameters. A high PLA  leaf,TLP correlated with low ε (r  p and r  s = −0.62 to −0.68, P < 0.05; Supplemental Table S3). PLA  dry correlated with high πo and πTLP and low ε (|r  p| and |r  s| = 0.80–0.83, P < 0.001; Fig. 6; Supplemental Table S3).

Relationship of loss of leaf thickness at TLP with pressure-volume curve parameters and leaf structural traits for 14 species of diverse leaf form and texture and drought tolerance. A to E show traits plotted against the percentage loss of leaf thickness at TLP: leaf osmotic potential at full turgor (A), leaf osmotic potential at TLP (B), ε (C), LMA (D), and leaf density (E). F to O show the intercorrelation of those five traits. Species native to moist habitats are represented in white, woody species from dry habitats are represented in black, and herbs from dry habitats are represented in gray. Fitted standardized major axes are as follows:  for A,  for B,  for C,  for D,  for E,  for F,  for G,  for H,  for I,  for J,  for K,  for L,  for M,  for N, and  for O. *P < 0.05, **P < 0.01, ***P < 0.001.
Figure 5.

Relationship of loss of leaf thickness at TLP with pressure-volume curve parameters and leaf structural traits for 14 species of diverse leaf form and texture and drought tolerance. A to E show traits plotted against the percentage loss of leaf thickness at TLP: leaf osmotic potential at full turgor (A), leaf osmotic potential at TLP (B), ε (C), LMA (D), and leaf density (E). F to O show the intercorrelation of those five traits. Species native to moist habitats are represented in white, woody species from dry habitats are represented in black, and herbs from dry habitats are represented in gray. Fitted standardized major axes are as follows: formula for A, formula for B, formula for C, formula for D, formula for E, formula for F, formula for G, formula for H, formula for I, formula for J, formula for K, formula for L, formula for M, formula for N, and formula for O. *P < 0.05, **P < 0.01, ***P < 0.001.

Coordination of maximum leaf area and thickness shrinkage with ε and leaf density for 14 species of diverse leaf form and texture and drought tolerance. A, . B, . C, . NS  P > 0.05, *P < 0.05, ***P < 0.001. (Symbols as in Fig. 5.)
Figure 6.

Coordination of maximum leaf area and thickness shrinkage with ε and leaf density for 14 species of diverse leaf form and texture and drought tolerance. A, formula. B, formula. C, formula. NS  P > 0.05, *P < 0.05, ***P < 0.001. (Symbols as in Fig. 5.)

Notably, due to the strong relationship between ε (MPa) and PLA  dry (%), a fitted power law equation could be used to estimate ε from PLA  dry (r  2 = 0.66, P < 0.001):
(1)
Leaf shrinkage traits also correlated with water storage traits. With few exceptions, the magnitudes of dT  leaf/dΨ, dT  C/dΨ, and dT  A/dΨ correlated with leaf capacitances (amount of water storage) at full turgor and TLP and with saturated water content (capacitance at full turgor [C  FT], capacitance at πTLP [C  TLP], and saturated water content [SWC]; r  p and r  s values up to 0.93, P < 0.05; Supplemental Table S3). The PLA  dry was positively correlated with C  FT, C  TLP, SWC, and leaf area-specific C  TLP (C*TLP; r  p and r  s = 0.55–0.86, P < 0.05; Supplemental Table S3).

Across species, leaf shrinkage also related to leaf structure. The PLT  leaf,TLP correlated negatively with LMA and leaf density (Fig. 5, D and E), as did magnitudes of dT  leaf/dΨ, dT  C/dΨ, and PLA  dry (|r  p| and |r  s| = 0.70–0.87, P < 0.05; Supplemental Table S3). Species with thinner hydrated leaves tended to have higher PLA  dry (r  p and r  s = −0.57 to −0.62, P < 0.05; Supplemental Table S3). Leaf shrinkage tended to be independent of leaf area across species; only Ψleaf at 50% shrinkage in thickness showed a positive correlation with mean leaf area (r  p and r  s = 0.55–0.58, P < 0.05; Supplemental Table S3).

Leaf shrinkage was independent of most leaf vein traits. No correlation was found between dT  leaf/dΨ and major, minor, or total VLA (r  p and r  s = 0.25–0.57, P > 0.05; Supplemental Table S3). The few correlations observed between vein and shrinkage traits did not suggest causal dependency (Supplemental Table S3).

Cuticular conductance (g  min) was positively correlated with a number of leaf shrinkage parameters, such as PLT  leaf,TLP, and PLT  A,TLP, and the magnitudes of dT  leaf/dΨ, dT  A/dΨ, and PLA  dry (|r  p| and |r  s| = 0.65–0.91, P < 0.05; Fig. 7; Supplemental Table S3).

Relationship between g  min and maximum leaf area shrinkage for 14 species of diverse leaf form and texture and drought tolerance. . *P < 0.05, ***P < 0.001. (Symbols as in Fig. 4.)
Figure 7.

Relationship between g  min and maximum leaf area shrinkage for 14 species of diverse leaf form and texture and drought tolerance. formula. *P < 0.05, ***P < 0.001. (Symbols as in Fig. 4.)

Separating the Drivers of Leaf Shrinkage

Most leaf pressure-volume parameters and structural features that correlated with leaf shrinkage were themselves intercorrelated (Fig. 5, F–O; Supplemental Table S3). To test for effects of single traits, holding others constant, partial correlation analysis was applied to: (1) PLT  leaf,TLP, ε, and πo; (2) dT  leaf/dΨ, dK  leaf/dΨ, ε, and πo; (3) PLT  leaf,TLP, ε, and g  min; (4) PLT  leaf,TLP, LMA, leaf density, ε, and πo; and (5) PLA  dry, g  min, ε, and πo (Supplemental Table S6). These analyses enabled us to develop a model of the influences of given traits on leaf shrinkage and the hydraulic vulnerability of the xylem and outside-xylem pathways (Fig. 8). Briefly, a high major VLA provides lower xylem hydraulic vulnerability independently of leaf shrinkage, which influences the outside-xylem vulnerability. A low degree of shrinkage in thickness is achieved at the cellular level through both high ε and more negative πo and is linked to structural traits such as LMA and leaf density through ε. The ε also controls the maximum shrinkage in leaf area, which acts directly on g  min.

Synthetic conceptual hypothesis for trait associations and impacts of leaf shrinkage and structural traits on leaf hydraulic vulnerability. Leaf hydraulic vulnerability is influenced independently by major VLA acting on the xylem pathways and leaf shrinkage in thickness acting on the outside-xylem pathways of water movement through the leaf. Thickness shrinkage is determined by cell properties (i.e. the pressure-volume curves parameter ε, πo, and πTLP). The dotted lines signify that the ε and osmotic pressures are not directly linked but strongly associated; saltier cells need a higher ε to maintain RWC at TLP above lethal levels (Bartlett et al., 2012b). The ε, being related to cell wall thickness, is correlated with leaf density and LMA, which are also related to cell wall thickness; thus, all these variables influence thickness shrinkage. The ε also influences PLA  dry. PLA  dry and not ε acts directly on g  min, possibly through enhanced leaky stomata (see Supplemental Discussion S2). Red arrows indicate significant negative correlations between traits, while black arrows indicate significant positive correlations between traits. Double-headed arrows indicate traits that are too intrinsically linked to tease apart. [See online article for color version of this figure.]
Figure 8.

Synthetic conceptual hypothesis for trait associations and impacts of leaf shrinkage and structural traits on leaf hydraulic vulnerability. Leaf hydraulic vulnerability is influenced independently by major VLA acting on the xylem pathways and leaf shrinkage in thickness acting on the outside-xylem pathways of water movement through the leaf. Thickness shrinkage is determined by cell properties (i.e. the pressure-volume curves parameter ε, πo, and πTLP). The dotted lines signify that the ε and osmotic pressures are not directly linked but strongly associated; saltier cells need a higher ε to maintain RWC at TLP above lethal levels (Bartlett et al., 2012b). The ε, being related to cell wall thickness, is correlated with leaf density and LMA, which are also related to cell wall thickness; thus, all these variables influence thickness shrinkage. The ε also influences PLA  dry. PLA  dry and not ε acts directly on g  min, possibly through enhanced leaky stomata (see Supplemental Discussion S2). Red arrows indicate significant negative correlations between traits, while black arrows indicate significant positive correlations between traits. Double-headed arrows indicate traits that are too intrinsically linked to tease apart. [See online article for color version of this figure.]

Consistent with this model for trait influences, we found that the effects of πo and ε on leaf shrinkage were too intercorrelated to be distinguished. Thus, when accounting for the effect of either πo or ε, the correlation between the other trait and the PLT  leaf,TLP disappeared (|r  partial| = 0.42–0.01, P > 0.05; Fig. 8; Supplemental Table S6). Similarly, LMA and leaf density were strongly related to pressure-volume parameters, and separate relationships with shrinkage could not be resolved (Figs. 5 and 8); when removing the effect of LMA or leaf density, the correlation between PLT  leaf,TLP and pressure-volume parameters disappeared, and when removing the effect of pressure-volume parameters, the correlation of leaf shrinkage with LMA or leaf density disappeared (|r  partial| = 0.06–0.47, P > 0.05). However, when removing the effect of PLT  leaf,TLP, the correlation between pressure-volume parameters and LMA or leaf density remained (r  partial = 0.70–0.82, P < 0.01).

Also consistent with our model for structural influences, we found that the linkages of leaf hydraulic vulnerability with the degree of leaf shrinkage were mediated by the pressure-volume parameters πo and πTLP (Fig. 8). Accounting for the effect of dT  leaf/dΨ, the correlation between dK  leaf/dΨ and πo or πTLP disappeared (|r  partial| = 0.04–0.16, P > 0.05). However, the correlation between dT  leaf/dΨ and dK  leaf/dΨ remained even when accounting for the effects of πo, πTLP, or ε, and the correlations between dT  leaf/dΨ and πo, πTLP, and ε remained even when accounting for dK  leaf/dΨ (|r  partial| = 0.61–0.74, P < 0.05; Supplemental Table S6), indicating that the linkage of shrinkage to pressure-volume parameters was more proximal than that of hydraulic vulnerability to pressure-volume parameters.

Leaf shrinkage in thickness was apparently indirectly correlated with g  min. The correlation of PLT  leaf,TLP and g  min seemed to be driven by their separate correlations with ε; when accounting for the effect of ε, the correlation between g  min and PLT  leaf,TLP disappeared (r  partial = 0.09, P > 0.05; Supplemental Table S6), but ε and PLT  leaf,TLP remained correlated after accounting for the effect of g  min (r  partial = −0.66, P < 0.05). By contrast, maximum shrinkage in area still remained tightly correlated with g  min after accounting for the effect of ε or πo (r  partial = 0.90–0.91, P < 0.001; Fig. 8). The correlation between maximum shrinkage in area and ε or πo was no longer significant after accounting for the strong linkage with g  min (|r  partial| = 0.42–0.43, P > 0.05; Supplemental Table S6).

Predicting Leaf Hydraulic Vulnerability from Thickness Shrinkage and Major Vein Density

Given the correlations of P  50 and P  80 with both major VLA and thickness shrinkage, and because according to our structural model these latter traits were related to the xylem and outside-xylem pathways, respectively, we tested whether they provided a strong prediction of P  50 and P  80. Indeed, multiple regression analysis showed a greatly improved r  2 when using both thickness shrinkage and major VLA for predicting P  50 or P  80 (r  2 = 0.87 for both P  50 and P  80 when using both shrinkage and major VLA, versus r  2 = 0.74–0.72 for P  50 or P  80 respectively, using only major VLA and r  2 = 0.52–0.55 for P  50 or P  80 respectively, using only dT  leaf/dΨ). The fitted models for predicting P  50 and P  80 were:
(2)
 
(3)
The observed P  50 and P  80 were strongly correlated with values predicted from these models, with the slope close to 1 (0.96–0.97) and r  2 = 0.87 (Fig. 9).
Ability of a model to predict P  80 from an equation based on leaf shrinkage and major VLA (Eq. 3). The plot of observed versus predicted values, with line fitted through the origin, showed low bias (slope close to 1.0) and very high r  2. Similar predictive power was found for P  50 (see “Results”). ***P < 0.001.
Figure 9.

Ability of a model to predict P  80 from an equation based on leaf shrinkage and major VLA (Eq. 3). The plot of observed versus predicted values, with line fitted through the origin, showed low bias (slope close to 1.0) and very high r  2. Similar predictive power was found for P  50 (see “Results”). ***P < 0.001.

DISCUSSION

The results from computer modeling and experiments demonstrated that leaf shrinkage is a strong correlate and potential driver of leaf hydraulic vulnerability along with other drivers, such as xylem embolism and collapse, and aquaporin deactivation. Our detailed examination of leaf shrinkage provides new insight into its mechanisms and variation across species. Moreover, our results have strong ecological implications, given the great variation in shrinkage across species, with species native to dry habitat more resistant to shrinkage due to their more negative πo or πTLP (Ψleaf at TLP) and higher ε.

Impact of the Mesophyll on Leaf Hydraulic Vulnerability: Insights from the Computer Model

Results from model simulations confirmed the hypothesis that decline in extraxylem conductance should have strong impacts on K  leaf vulnerability, especially at high Ψleaf. The initial slope of K  leaf against Ψleaf was nearly as steep when only the extraxylem component was vulnerable to hydraulic decline as when both xylem and extraxylem components were vulnerable. Similarly, the impact of extraxylem vulnerability on the Ψleaf at P  50 and P  80 pointed to its particular influence on the early decline of K  leaf. The model simulations were consistent with a more vulnerable extraxylem component protecting the xylem from tensions that would cause embolisms and strong stomatal closure. Along the hydraulic pathway, the tension generated by transpiration is dissipated by frictional losses proportional to hydraulic resistance. As expected, simulations showed that in leaves where R  ox > R  x, and thus the extraxylem bottleneck was more pronounced, negative pressures would build up less strongly in the xylem for a given bulk Ψleaf than if R  x > R  ox. Substantial extraxylem resistance protects the xylem water pressure from declining to values that would trigger air seeding, thus leading to the S-shaped curve seen in the simulation where only the xylem is vulnerable (Fig. 2A, light gray dashed line). Additionally, an R  ox > R  x scenario allows cavitation to occur at more negative Ψleaf than if R  x > R  ox (Table I). Furthermore, regardless of the relative values of R  ox and R  x in the turgid leaf, extraxylem vulnerability always had a strong impact on the decline of K  leaf at high Ψleaf (Fig. 2, gray dashed lines). We note that this model assumed a steady-state transpiration rate. Short-term dynamics of mesophyll water potential could act directly on stomatal aperture and thus feedback on stomatal conductance and transpiration, but the principles shown here would act when steady state was established.

These model results are analogous to the hydraulic segmentation theory proposed for whole-tree architecture (Zimmermann, 1978). According to that theory, high resistances are found in the most distal parts of the trees (leaves, then lateral branches), so that tensions will be disproportionately large there, and reduced in proximal parts, thus delaying the onset of embolisms in the main trunk xylem, crucial for the tree’s survival. We found that resistance in the extraxylem component and its increase during leaf dehydration would prevent stronger tensions in the leaf vein xylem and delay the onset of xylem embolism or collapse. In essence, vulnerability in the xylem and extraxylem pathways partitions the low water potential caused by a given transpiration rate; greater vulnerability in extraxylem pathways preferentially partitions low potentials to the mesophyll, possibly delaying xylem embolism and strong stomatal closure.

Thus, in sum, decline in the extraxylem conductivity, which would likely occur during leaf shrinkage, leads to strong K  leaf reductions and protects the xylem from embolism during ongoing transpiration, which would lead to yet stronger K  leaf reductions and potentially necessitate energy for refilling xylem conduits (Nardini et al., 2011).

Impact of Leaf Shrinkage on Leaf Hydraulic Vulnerability

Previous studies showed that K  leaf decline in dehydrating leaves was correlated not only with xylem embolism but also with biochemical processes outside the xylem, such as aquaporin deactivation (Johansson et al., 1998; Kim and Steudle, 2007; Scoffoni et al., 2012). To our knowledge, our study is the first to implicate a physical influence of leaf shrinkage in the decline of K  leaf with dehydration, using the same correlational approach. These results support our model findings that extraxylem hydraulic decline would in principle impact on K  leaf for a given species. Furthermore, consistent with our hypotheses and the results of the model simulations, our experiments using diverse species confirmed the hypothesis that K  leaf declines were correlated across species with leaf thickness shrinkage, especially at high Ψleaf. Species that experienced the most severe shrinkage above TLP had steeper initial K  leaf declines and less negative P  80 values.

Is there an adaptive hydraulic function for a species' greater thickness shrinkage? As for our modeled results, a mechanism was suggested by the segmentation theory of Zimmermann (1978). Thickness shrinkage reduces K  leaf when the mesophyll, but not yet the xylem itself, experiences very negative water potential; this would amplify any water status signal that causes stomatal closure, thus preventing further decline in Ψleaf and sparing the xylem from embolism. Thus, species with xylem especially sensitive to air seeding would benefit from shrinkage that would reduce the conductance outside the xylem. Such “sacrifice” of mesophyll hydraulic conductance during dehydration would also be expected to delay intense cavitation during daily transpiration. This mechanism would be particularly useful given the partial reversibility of even strong leaf shrinkage shown by our rehydration experiments. After 1 h of rehydration, leaf discs had regained more than half their initial thickness, regardless of their level of dehydration (Supplemental Results S3; Supplemental Discussion S1).

Indeed, although shrinkage has not been previously investigated in this way, previous studies have pointed to a role of extraxylem pathways in K  leaf decline (for review, see Scoffoni et al., 2012). Recent studies of Arabidopsis suggested that bundle sheath cells acted as valves during drought by converting chemical signals from the vein xylem, such as abscisic acid, into a decrease in K  leaf by deactivating aquaporins (Shatil-Cohen et al., 2011; Pantin et al., 2012). Our modeling and experimental work were consistent in implicating reductions in the extraxylem pathways, whether caused by aquaporin deactivation, cell shrinkage, or both, in the decline of K  leaf with dehydration. Future work is needed to fully resolve the roles of xylem and extraxylem pathways and their interaction in determining the response of K  leaf to dehydration.

Drivers of Leaf Shrinkage and Its Relation to Leaf Vulnerability

Our experiments provided insight into processes occurring within specific leaf tissues during shrinkage (Supplemental Discussion S2). What are the structural factors that influence leaf shrinkage and thus hydraulic vulnerability? Previous studies have reported a correlation of hydraulic vulnerability with the pressure-volume parameters πo and πTLP (Crombie et al., 1985; Blackman et al., 2010; Scoffoni et al., 2012). This linkage could arise because a more negative πTLP enables cells to maintain structural integrity (i.e. a higher RWC at lower Ψleaf; Blackman et al., 2010; Scoffoni et al., 2012). That hypothesis was supported in our study: the PLT  leaf,TLP was lower in species with more negative πo and higher ε. Our findings for the linkage of shrinkage with pressure-volume parameters confirmed and expanded those of studies of fewer species. In one study of six species, leaves of woody plants shrank less than those of herbs, potentially due to their more negative πo (Kennedy and Booth, 1958). In another study, species with low ε shrank more strongly in thickness (Syvertsen and Levy, 1982). In our study, partial correlation analysis could not tease apart the effects of πo and ε on PLT  leaf,TLP, due to their strong association, and their combined impacts on determining cell shrinkage at TLP and thus RWC at TLP (Bartlett et al., 2012b). These results support the hypothesis that cell shrinkage depends on cell structural integrity (i.e. the pressure-volume parameters) and shrinkage influences leaf hydraulic vulnerability.

Tissue shrinkage may affect K  leaf decline by altering the pathways for water movement. The precise pathways of mesophyll water movement and, indeed, the identity of the cells that are the sites of water evaporation have remained puzzling questions for decades (Meidner, 1983). Three main pathways for water movement outside the xylem have been proposed: (1) water flows from the xylem to the bundle sheath cells and principally evaporates there (Boyer, 1985); (2) water flows mainly through or around epidermal cells, which have their walls better interconnected than mesophyll and palisade cells, and evaporates near stomata (Wylie, 1943; Sheriff and Meidner, 1974; Meidner, 1975); and (3) water evaporates from the mesophyll cells, but an appreciable part evaporates as well from the epidermal cells (Farquhar and Raschke, 1978). Cell shrinkage can reduce connections for water to flow (Sancho-Knapik et al., 2011) and additionally would reduce evaporative surface; both effects would reduce K  leaf. Tissue shrinkage during transpiration might in fact highlight where water principally evaporates within the leaf and how it varies among species (Canny et al., 2012). While Eucalyptus species showed equal shrinkage throughout the mesophyll, suggesting that transpirational water evaporates throughout the leaf, cotton (Gossypium hirsutum) showed the strongest shrinkage and potentially greater evaporation in the spongy mesophyll and in palisade cells surrounding the substomatal cavities (Canny et al., 2012). Whether the shrinkage of given leaf tissues or populations of cells has more effect than others on K  leaf (e.g. bundle sheath cells; Scoffoni et al., 2012) remains to be elucidated. Furthermore, it is unknown whether K  leaf decline is due to the direct effect of the physical impact of leaf shrinkage on hydraulic pathways, to an indirect effect of cell shrinkage on aquaporin activity (Johansson et al., 1998; Kim and Steudle, 2007), or to both. The shrinkage of airspaces may reflect structural changes (i.e. cell wall buckling) that would reduce extraxylem water flow by reducing cell contact and/or the conductance of cell walls.

The strength of the correlation of K  leaf vulnerability with leaf shrinkage, together with the model simulation results and the clear physical linkage of the pathways of water movement with cellular structure and tissue integrity, support a mechanistic linkage between vulnerability and shrinkage. An alternative argument, that the linkage of K  leaf vulnerability with leaf shrinkage is only circumstantial (i.e. that these responses are independently linked across species due to their association with moist habitat) remains possible. However, it is common to use physical principles to postulate a mechanistic basis for correlations. For example, this was used to establish connections between maximum K  leaf and leaf hydraulic vulnerability with xylem structure (i.e. with midrib conduit dimensions and VLA; Sack and Frole, 2006; Brodribb et al., 2007; Blackman et al., 2010; Scoffoni et al., 2011; Nardini et al., 2012), and here we have extended this approach to the extraxylem pathways. Further validation of this hypothesis will require tests using mutant phenotypes in model species and/or mechanistic manipulations to establish absolute causality.

Coupling the Effects of Leaf Shrinkage and Leaf Veins to Better Predict Hydraulic Vulnerability

Previous researchers hypothesized that leaf veins act as a “skeleton” that reduces leaf shrinkage during dehydration (Gardner and Ehlig, 1965). We found no relationship across species of the degree of shrinkage with major or total VLA. Instead, we found shrinkage to be closely related to leaf properties principally determined by mesophyll cells, πo and ε. Notably, in some species, bundle sheath extensions (especially when fibrous) could play an important role in reducing shrinkage (Cutler, 2005; Pivovaroff et al., 2014).

Previous work showed that a greater major VLA reduces the leaf hydraulic vulnerability, providing more pathways for the water to flow around embolisms (Scoffoni et al., 2011). Thus, leaf shrinkage and the venation architecture are independent factors that both influence the vulnerability of K  leaf, factors representing the xylem and outside-xylem components, respectively. We found that including both major VLA and shrinkage led to a stronger ability to predict P  50 and P  80 than either factor alone, and Equations 2 and 3 provided a very strong prediction (Fig. 9), the strongest to our knowledge of leaf hydraulic vulnerability based on structural measurements. Previous work has also shown that P  50 and/or P  80 can be predicted across species by the dimensions of minor vein xylem conduits (Blackman et al., 2010) and that hydraulic decline of K  leaf and/or cell permeability can be related to properties of aquaporins and the effects of abscisic acid (Kim and Steudle, 2007; Shatil-Cohen et al., 2011). Our Equations 2 and 3 should be validated and extended with measurements for additional species, as they point to a great potential for estimating hydraulic vulnerability from easily measurable traits.

Applications of Leaf Shrinkage for Drought Monitoring and Drought Tolerance Assessment

Our findings support previous studies showing the uses of shrinkage for monitoring drought responses (i.e. for estimating RWC or Ψleaf from leaf thickness and area for given leaves; Meidner, 1952; Jones, 1973; Tyree and Cameron, 1977). Our study further points to the importance of resistance to shrinkage as a trait contributing to drought tolerance (Supplemental Discussion S3). Leaf shrinkage may have novel applications for the rapid estimation of drought tolerance parameters. In addition to the ability of shrinkage to predict K  leaf vulnerability described above, the very strong relationship between PLA  dry and ε highlights the potential for the estimation of ε using Equation 1 and easy, rapid measurements of PLA  dry. This equation should be validated and extended for additional species, for rapid estimation of ε, which typically is obtained from pressure-volume curves, and can take 1 to 2 d of measurements per species. Such rapid measurement of a key pressure-volume parameter complements the recently described osmometer measurement of πo and πTLP (Bartlett et al., 2012a).

Because species from drier habitats experienced less shrinkage in thickness, PLT  dry may be a good proxy trait for evaluating drought tolerance rapidly. By contrast, PLA  dry may be of limited value as a drought tolerance predictor, although a good proxy for ε. Notably, ε is not a general predictor of drought tolerance, although it may contribute to the tolerance of incipient drought by preventing early K  leaf decline and/or contribute indirectly to drought tolerance by preventing cell shrinkage to lethal levels. Indeed, a recent study quantified PLA  dry in 380 diverse species (Blonder et al., 2012) and found PLA  dry to be slightly higher for dry habitat species, although that trend may have arisen due to error in the measurements. In that study, PLA  dry was determined without first rehydrating the leaves to full turgidity, and erroneous negative PLA  dry data were included in that study. Such errors need to be avoided for accurate species comparisons, especially if values are to be used as proxies for more intensive physiological or ecological parameters.

CONCLUSION

Leaf shrinkage was tightly correlated with hydraulic responses, leaf and cell structure and composition, and drought adaptation. Consequently, leaf shrinkage parameters can be used as proxies for estimating hydraulic vulnerability, ε, and potentially drought adaptation. Future research on the anatomical basis of shrinkage, the precise mechanisms of leaf hydraulic decline, and the role of shrinkage-related traits in drought tolerance for a wide range of species can capitalize on these discoveries and improve the full range of their applications.

MATERIALS AND METHODS

Computer Modeling of the Theoretical Importance of the Xylem and Extraxylem Water Transport Pathways for Leaf Hydraulic Vulnerability

To refine our hypothesis that leaf shrinkage should influence leaf hydraulic vulnerability, we improved the K_leaf program (written by Hervé Cochard; Cochard et al., 2004b; McKown et al., 2010; Scoffoni et al., 2011; available on request from [email protected]) to generate leaf hydraulic vulnerability curves. K_leaf creates a spatially explicit model of a leaf with up to six vein orders represented as a square grid of xylem resistors with outside-xylem resistors (“mesophyll” resistors) branching orthogonally from each junction of the vein grid. In modeled leaves, water exits through the mesophyll resistor located at each vein junction, with the bulk of the water exiting from the junctions of the minor veins. The model determines the hydraulic conductances of the xylem and outside-xylem pathways and of the whole leaf for leaves simulated with a given leaf size, length, and cross-sectional conductivity of each vein order and mesophyll hydraulic conductance. K_leaf 6.1 (developed for this study from the previous version 6.0) can simulate the loss of hydraulic conductance in each vein order and the mesophyll, corresponding to the effects of embolism and shrinkage, according to a typical vulnerability curve (Pammenter and Vander Willigen, 1998):
(4)
where PLCi is the percentage loss of hydraulic conductance in a given vein order or in the mesophyll, P  x is the pressure at that specific location, and s is the slope of the vulnerability curve. Having specified these component PLC responses, one can use K_leaf 6.1 to generate leaf hydraulic vulnerability curves (i.e. K  leaf versus Ψleaf) by imposing different transpiration rates, obtaining leaves with a range of different Ψleaf values corresponding to different tensions across vein orders and mesophyll. Simulations were run using a realistic elliptical leaf with an area of 9.1 cm2, with 12 pairs of second-order veins and a total VLA of 6.9 mm mm−2, and maximum vein cross-sectional conductivities based on estimations from measured xylem conduit dimensions in Juglans regia (as described by Scoffoni et al. [2011]). The findings would be applicable to other leaves with hierarchical reticulate venation (McKown et al., 2010).

We ran four types of simulations to test the relative impacts of differences in vulnerability between the vein xylem and extraxylem mesophyll. (1) All the vein orders and the mesophyll were assigned the same vulnerability, with P  50 of −1 MPa. (2) All the vein orders were assigned the same vulnerability, with P  50 of −1 MPa, while the mesophyll was assigned greater vulnerability, with P  50 of −0.25 MPa. (3) All the vein orders were assigned the same vulnerability, with P  50 of −0.25 MPa, while the mesophyll was assigned lower vulnerability, with P  50 of −1 MPa. (4) All the vein orders and the mesophyll were assigned the same vulnerability, with P  50 of −0.25 MPa. We used the slope parameter of 200 MPa−1 in Equation 1 for all simulations, which is in the range of previously reported values (Pammenter and Vander Willigen, 1998). Because species also vary in the proportion of resistance distributed between xylem and outside-xylem pathways even when leaves are well hydrated (Sack et al., 2004, 2005), we ran each of the four simulations with two different parameterizations: (1) for well-hydrated leaves, most hydraulic resistance was outside the xylem (R  ox = 71%–76% of leaf resistance); or (2) for well-hydrated leaves, most resistance was inside the xylem (R  ox = 36%–42% of leaf resistance). To achieve these two types of leaves, we modified the conductivities of the first and second vein orders and the mesophyll (because of their high impacts on hydraulic conductances of the xylem and outside-xylem pathways, respectively), such that the K  leaf at full hydration had a similar value (7.54–8.95 mmol m−2 s−1 MPa−1).

For each simulation, we constructed vulnerability curves by plotting K  leaf against Ψleaf, which was considered as equivalent to the modeled apoplastic mesophyll pressure. We fitted five types of functions to the curves, as used previously in the literature (Pammenter and Vander Willigen, 1998; Scoffoni et al., 2012), selecting the maximum likelihood model using the optim function in R 2.9.2 (http://www.r-project.org; Burnham and Anderson, 2002, 2004; Sack et al., 2006): linear (K  leaf = aΨleaf + y  0), two-parameter sigmoidal formula (Pammenter and Vander Willigen, 1998), three-parameter sigmoidal formula, logistic formula, and exponential (formula). From the maximum likelihood function for each simulated whole-leaf vulnerability curve, we estimated the K  leaf at Ψleaf = 0 MPa (K  max), the Ψleaf at which K  leaf = 0.5 K  max and 0.20 K  max (P  50 and P  80, respectively), and the initial slope of the vulnerability curve at Ψleaf = −0.1 MPa.

Experimental Plant Material

Leaf shrinkage and its relationship to other physiological traits were determined for 14 species from 12 plant families selected for diversity in leaf size, shape, and drought tolerance. Species were sampled within and around the campus of the University of California, Los Angeles, and Will Rogers State Park, in Los Angeles, from November 2009 to May 2011 (Table II). Leaves from sunflower (Helianthus annuus var Sunspot; Botanical Interests) were collected from greenhouse plants grown from seeds in 3.6-L pots (average minimum, mean, and maximum values for temperature, 21.1°C, 23.2°C, and 26.0°C; for humidity, 44%, 51%, and 59%). Sunflowers were irrigated every 2 d, with 200 to 250 ppm solution of 20:20:20 nitrogen:phosphorus:potassium; the photosynthetically active radiation measured at midday on a sunny day was up to 550 μmol photons m−2 s−1 and, on average, 300 μmol photons m−2 s−1 (LI-250 light meter; LI-COR Biosciences).

Shoots with mature leaves were collected from the sun-exposed part of three individuals of each species (the entire stem for sunflowers) and then recut and rehydrated overnight in ultrapure water (0.22-mm Thornton 200 CR; Millipore).

Leaf Shrinkage Experiments: Testing Leaf Responses to Dehydration

Leaf shrinkage experiments were conducted on leaves detached from the rehydrated shoots of each species (n = 5 leaves per species) and placed in sealed bags (Whirl-Pak; Nasco) that had previously been exhaled in to prevent water loss. The parameters of shrinkage and hydraulics measured for excised leaves were assumed to be representative of those for leaves dehydrating on the plant (Supplemental Materials and Methods S1).

To quantify leaf shrinkage, each leaf was measured for area, thickness, mass, and volume at full hydration and during progressive dehydration (for additional details, see Supplemental Materials and Methods S1). Leaves were taped by their petioles to a metal bar in front of a fan to dehydrate and repeatedly removed for measurement. Leaf area was measured using a flatbed scanner (Canon Scan Lide 90; Canon) followed by image analysis (ImageJ software version 1.42q; National Institutes of Health). Leaf thickness was determined by averaging values taken in the centers of the bottom, middle, and top thirds of the leaf, using digital calipers (±0.01 mm; Fowler). Leaf mass was determined using an analytical balance (±0.01 mg; XS205; Mettler). Volume was determined as the product of leaf thickness and area. Once leaves had dehydrated beyond TLP or became too brittle to handle, they were placed in an oven for at least 3 d at 70°C before the dry leaf area, thickness, and mass were determined.

We partitioned the leaf thickness (i.e. the volume per area) into that of the cells and airspace (Roderick et al., 1999). The “thickness” of the cells (T  C,i) and of intercellular airspace (TA  ,i) at each level i of dehydration were calculated:
(5)
 
(6)
where v  i is the volume of water at level i of dehydration (i.e. fresh leaf mass minus dry mass, divided by 1.0 g cm−3) and LA  i and T  i are the leaf area and thickness at dehydration level i. In this calculation, we assumed, based on observations of anatomical cross-sections (John et al., 2013), that the volume of the protoplasts and airspace would each be much greater than that of the solid component of the cell wall. In our calculation, the volume of cell walls would be counted with that of the airspace. However, our calculation of shrinkage parameters involved changes in the dimensions of each component with changes in leaf water status, and these parameters would not be affected by the volume of the cell wall, which would be effectively unchanged during leaf dehydration.
To plot leaf shrinkage responses for leaf area, the thickness of the leaf, cells, and airspace, and leaf volume, we calculated the absolute percentage loss at a given level of dehydration:
(7)
where X  i, and X  FT represent the leaf area, leaf thickness, leaf cell thickness, leaf airspace thickness, and leaf volume at dehydration level i and for a fully turgid leaf, respectively.
The RWC (unitless) in the leaf at each dehydration level i was calculated as:
(8)
where m  leaf,i is the mass of the leaf at dehydration level i, m  leaf,FT is the mass of the leaf at full hydration, and m  leaf,dry is the mass of the dry leaf (in g).

Leaf Shrinkage Experiments: Estimation of Ψleaf for Dehydrating Leaves

For high resolution of the shrinkage responses of leaf dimensions, we plotted leaf shrinkage against Ψleaf. We determined Ψleaf by summing the turgor pressure (Ψp) and solute potential (Ψs) estimated from the RWC using the fundamental leaf pressure-volume relationships (Bartlett et al., 2012b):
(9)
 
(10)
 
(11)
where πo, πTLP, and ε are as defined and RWC  TLP is the RWC at TLP (%). Values for these parameters were species means obtained from pressure-volume curves (Table II), previously published for the same plants for nine species (Scoffoni et al., 2008, 2011), and using additional data collected in this study for Bauhinia galpinii, Platanus racemosa, Romneya coulteri, and Salvia canariensis by measuring Ψleaf and RWC during progressive dehydration of initially rehydrated leaves (n = 5 leaves per species; Sack, 2010). We assumed a constant ε in Equation 9 (i.e. a linear decline of Ψp with RWC), although a nonlinear decline has been reported in a number of species (Robichaux, 1984), indicating a variable ε according to leaf water status. However, a linear approximation of Ψp with RWC between full turgor and TLP often fits experimental data (including for our species) and is common in the literature (Koide et al., 2000; Bartlett et al., 2012b). Moreover, simulations showed that even declines of ε by severalfold between full turgor and TLP would in any case negligibly affect our calculations of Ψleaf using Equation 11 and the shrinkage traits calculated from it (data not shown).

Leaf Shrinkage Experiments: Determination of the Parameters of Leaf Shrinkage

To fully characterize leaf shrinkage with dehydration, we calculated 18 traits for each species (for derivations, see Table III; for data, see Supplemental Table S5), most of them relating to thickness shrinkage rather than area shrinkage, since we found area shrinkage to be much smaller before TLP than thickness shrinkage. The nine indices that we found to be most representative and useful were PLT  leaf,TLP, PLT  C,TLP, PLT  A,TLP, and PLA  leaf,TLP, PLT  dry and PLA  dry, and dT  C/dΨ, dT  A/dΨ, and dT  leaf/dΨ against Ψleaf between full turgor and TLP. These nine key indices were strongly correlated with nine additional parameters of leaf shrinkage that we determined for a comprehensive approach (Supplemental Table S4; Supplemental Materials and Methods S1).

Leaf Rehydration Experiments

We determined the recovery of leaf thickness for dehydrated leaves after rehydration using experiments on leaf discs (after Milburn, 1966). Shoots with healthy, mature sun-exposed leaves were collected from three individuals of 10 species, recut under pure water in the laboratory, and rehydrated overnight. The next day, leaves were placed underwater, and discs of 2 to 5 cm2, depending on leaf size, were cut centrally between midrib and lamina (n = 5 per species), toweled dry, and measured for thickness and mass at full hydration. Next, shoot segments containing four leaves were recut under water and left to dehydrate on the bench or over a fan, such that leaves could be sampled either (1) between full turgor and TLP or (2) dehydrated past TLP. Then, each individual leaf on the shoot was sealed, still on the shoot, in a plastic sealable bag (Whirl-Pak; Nasco) that had been previously exhaled in. The shoot was then placed in a sealed plastic zipper bag with wet paper towels and left to equilibrate for at least 15 min and up to 2 h (as necessary for more dehydrated shoots), after which the Ψleaf was measured for the top and bottom leaves of the shoot using a pressure chamber (Plant Moisture Stress, model 1000), and if these differed by more than 0.2 MPa, the shoot was discarded. Leaf discs were cut from the two remaining leaves. As one treatment, leaf discs were cut under water to minimize the effect of embolism of the leaf xylem in dehydrated leaves in delaying or preventing rehydration and recovery of tissue dimensions. As a second treatment, using different shoots, leaf discs were cut in air to test whether the embolism of xylem and mesophyll cell walls would affect disc rehydration; these discs were then dipped in water to achieve a similar initial condition to those that were cut under water. Leaf discs were immediately placed in sealable plastic bags that had been previously exhaled in. Initial thickness and mass were measured for each disc using the digital calipers and balances described above. Discs were then submerged under ultrapure water with a height of 2 to 4 mm in a petri dish to rehydrate for 1 h, after which thickness and mass were measured. The percentage recovery in thickness was measured by dividing thickness after 1 h of rehydration by the average thickness at full hydration. If discs cut in air and under water did not differ significantly in their recovery, values were pooled.

Leaf Hydraulic Traits

We tested the correlation of leaf shrinkage parameters with leaf hydraulics traits and g  min. Values for leaf hydraulics traits were obtained from vulnerability curves determined using the evaporative flux method for 10 species (Scoffoni et al., 2011, 2012; Sack and Scoffoni, 2012): K  leaf at full turgor (K  max) and at TLP, the percentage decline of K  leaf at TLP, P  50 and P  80, and dK  leaf/dΨ. For g  min, we used values previously published for the same plants (Scoffoni et al., 2011).

Leaf Structural and Compositional Traits

We tested the correlation of shrinkage parameters with traits related to gross leaf morphology and composition averaged for five leaves per species (sampled from at least three individuals). For the leaves used in the shrinkage experiments, we measured fully hydrated leaf area (cm2) and thickness (mm), leaf dry mass per turgid leaf area (LMA; g m−2) and leaf density (g cm−3), calculated as LMA divided by leaf thickness. The fractions of leaf air, water, and solid were measured for four to 10 leaves per species by water infiltration into the airspaces (Roderick et al., 1999; Sack et al., 2003b). The airspace “thickness” in a dry leaf was obtained by multiplying the thickness of the dry leaf by (1 – solid fraction in the dry leaf), and the percentage airspace in a dry leaf was obtained by dividing its airspace thickness by the thickness of the dry leaf.

Leaf Water Storage Traits

SWC, C  FT, and C  TLP were obtained for each species from the pressure-volume curves described above (Sack et al., 2003b; Sack, 2010). Leaf area-specific capacitance at full turgor (C*  FT) and C*TLP (in mol m−2 MPa−1) were then calculated:

(12)
(13)

Leaf Venation Traits

We tested the relationship of leaf shrinkage with published vein traits for the study plants (Scoffoni et al., 2011): major VLA (i.e. that of the first three branching orders of veins), minor VLA (i.e. that of higher vein-branching orders), total VLA (also known as “vein density”), and the ratio of major to minor VLA and free vein endings per area.

Statistics

We tested a priori hypotheses for the coordination of shrinkage parameters with pressure-volume parameters, hydraulic traits, and leaf structure and composition across species. As in previous studies using this approach (Brodribb et al., 2007; Waite and Sack, 2010; Scoffoni et al., 2011; Nardini et al., 2012), we did not correct individual correlations for multiple tests and present a correlation matrix of all traits only to illustrate the intercorrelative structure of all measured traits (Supplemental Table S3). We advise correction for multiple statistical tests before considering trait correlations that were not hypothesized a priori. Pearson coefficients were determined for both untransformed and log-transformed data, given that many relationships were nonlinear (Sokal and Rohlf, 1995). Spearman rank correlations were also determined, given that these are more robust in cases in which one or two outliers might drive a significant Pearson correlation (Sokal and Rohlf, 1995). For a conservative approach, we typically recognized relationships as significant only when P < 0.05 for both Spearman rank and Pearson correlations (r  s and r  p, respectively).

Partial correlation analyses (Sokal and Rohlf, 1995) were conducted when three variables of interest were intercorrelated across species. These analyses tested the relationship between two variables when the third is statistically held constant (implemented using the corpcor package in R; Schaefer et al., 2007).

Supplemental Data

The following materials are available in the online version of this article.

  • Supplemental Table S1. Parameters for simulated vulnerability.

  • Supplemental Table S2. Mean ± SE of shrinkage, rehydration, pressure-volume, hydraulic, water storage, leaf structure, and leaf venation traits.

  • Supplemental Table S3. Correlation matrix of 51 traits related to shrinkage, rehydration, pressure-volume curves, hydraulics, water storage, leaf structure, and venation across 14 species.

  • Supplemental Table S4. Symbols, terms, unit, derivation, and biological significance of 9 additional leaf thickness, area, and volume shrinkage traits this study.

  • Supplemental Table S5. Percent recovery in thickness after 1 h of rehydration for leaves of 10 species dehydrated before and past their turgor loss point.

  • Supplemental Table S6. Partial correlation analysis results.

  • Supplemental Results S1. Leaf shrinkage with dehydration: variation across diverse species of other shrinkage parameters and correlation with pressure volume parameters and cuticular conductance.

  • Supplemental Results S2. Leaf shrinkage with dehydration: variation between species of wet and dry habitats.

  • Supplemental Results S3. Recovery of leaf shrinkage in thickness.

  • Supplemental Discussion S1. The impact of leaf shrinkage on leaf hydraulic vulnerability: studies based on rehydration kinetics.

  • Supplemental Discussion S2. Mechanisms of leaf shrinkage: the role of the epidermis.

  • Supplemental Discussion S3. Resistance to leaf shrinkage: an important trait contributing to drought tolerance?

  • Supplemental Materials and Methods S1. Leaf shrinkage experiments: testing leaf responses to dehydration; determination of the other parameters of leaf shrinkage; and leaf structural and compositional traits.

ACKNOWLEDGMENTS

We thank Megan Bartlett, Tom Buckley, and Grace John for discussion and comments on the manuscript and Graham Farquhar and two anonymous reviewers for constructive suggestions.

Glossary

     
  • K  leaf

    leaf hydraulic conductance

  •  
  • VLA

    vein length per leaf area

  •  
  • TLP

    turgor loss point

  •  
  • Ψleaf

    leaf water potential

  •  
  • RWC

    relative water content

  •  
  • R  ox

    outside xylem hydraulic resistance

  •  
  • R  x

    xylem hydraulic resistance

  •  
  • P  50

    50% loss of K  leaf

  •  
  • P  80

    80% loss of K  leaf

  •  
  • PLA  leaf,TLP

    percentage loss of area at TLP

  •  
  • PLA  dry

    percentage loss of area in a dry leaf

  •  
  • PLT  leaf,TLP

    percentage loss of leaf thickness at turgor loss point

  •  
  • PLT  C,TLP

    cell shrinkage at turgor loss point

  •  
  • PLT  A,TLP

    intercellular airspace shrinkage at turgor loss point

  •  
  • dT  leaf/dΨ

    slope of thickness against Ψleaf before TLP

  •  
  • dT  C/dΨ

    slope of cell thickness against Ψleaf before TLP

  •  
  • dT  A/dΨ

    slope of airspace thickness against Ψleaf before TLP

  •  
  • PLT  dry

    maximum shrinkage in thickness

  •  
  • dK  leaf/dΨ

    slope of the leaf hydraulic vulnerability curve at Ψleaf = −0.5 MPa

  •  
  • K  max

    maximum leaf hydraulic conductance

  •  
  • ε

    modulus of elasticity

  •  
  • πo

    osmotic pressure at full turgor

  •  
  • πTLP

    osmotic pressure at TLP

  •  
  • C  FT

    capacitance at full turgor

  •  
  • C  TLP

    capacitance at πTLP

  •  
  • SWC

    saturated water content

  •  
  • C*TLP

    leaf area-specific CTLP

  •  
  • g  min

    cuticular conductance

  •  
  • LMA

    leaf mass per area

  •  
  • r  s

    Spearman rank correlation

  •  
  • r  p

    Pearson correlation

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Author notes

1

This work was supported by the Bartholomew Fellowship, Department of Ecology and Evolutionary Biology, University of California, Los Angeles, and the National Science Foundation (grant nos. IOS–0753233 and IOS–1147292).

*

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