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Max Watson et al.

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Book cover for Oxford Handbook of Palliative Care (2 edn) Oxford Handbook of Palliative Care (2 edn)
Max Watson et al.
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Oxford University Press makes no representation, express or implied, that the drug dosages in this book are correct. Readers must therefore always … More Oxford University Press makes no representation, express or implied, that the drug dosages in this book are correct. Readers must therefore always check the product information and clinical procedures with the most up to date published product information and data sheets provided by the manufacturers and the most recent codes of conduct and safety regulations. The authors and the publishers do not accept responsibility or legal liability for any errors in the text or for the misuse or misapplication of material in this work. Except where otherwise stated, drug dosages and recommendations are for the non-pregnant adult who is not breastfeeding.

If you really want to help somebody, first you must find out where he is. This is the secret of caring. If you cannot do that, it is only an illusion if you think you can help another human being. Helping someone implies your understanding more than he does, but first of all you must understand what he understands

Over the past 30 years, there has been a rapid growth in research on the impact of disease and treatment on the quality of life of patients. A search of PubMed reveals that in 1976, 229 articles were listed under the term ‘quality of life’. The corresponding totals in 1986, 1996 and 2006 were 676, 3130 and 10 116, respectively. Pressure to improve the cost-effectiveness of care, as well as an epidemiological shift from dealing with predominantly acute to predominantly chronic conditions, has highlighted the need to supplement traditional outcomes such as morbidity and mortality with subjective measures that focus on patients’ experiences. A further factor has been the emergence of a post-modern society in which the values of equality, empowerment and autonomy have challenged the traditional paternalism of professions.

Researchers and clinicians have developed and tested hundreds of measures of patient experiences across a wide variety of conditions. These measures are known variously as ‘Health status measures’, ‘Health-related quality of life (HRQoL) measures’ or simply ‘Quality of life measures’. Increasingly, the term ‘Patient reported outcomes’ (PROs) is used to refer to all subjective measures generated from patients. These measures occupy a continuum from highly standardized econometric methods, such as time-trade off and standard gamble, to individualized global measures. Each has it supporters, each involves different assumptions about the nature and interpretation of HRQoL and each has advantages and disadvantages. The research literature is now so vast and the available measures so numerous that it can be very confusing for anyone new to the field.

The development of HRQoL measures has been influenced by the World Health Organization (WHO) definition of health as: ‘a state of complete physical, mental and social well-being and not merely the absence of disease or infirmity.’ Most researchers (but not all), accept that there is a subcomponent of quality of life that is influenced by health and it is this we should concern ourselves with in healthcare. One widely used definition is that of Patrick and Erickson who defined HRQoL as: ‘the value assigned to the duration of life as modified by the social opportunities, perceptions, functional states, and impairments that are influenced by disease, injuries, treatments, or policy’.

Most HRQoL measures are multidimensional and usually assess symptoms, physical functioning, psychological well-being and social functioning (Table 3b.1). The most common elements include:

Physical symptoms such as nausea, vomiting, fatigue and pain

Functional ability

Sexuality, intimacy and bodily perception

Emotional symptoms such as worry, anxiety and depression

Social functioning

Work life

Family situation

Hope for the future, future planning

General life satisfaction

Table 3b.1
Uses of HRQoL assessments in oncology

1

To measure the impact of specific cancers and to describe the nature and extent of functional and psychosocial problems at various stages of the disease trajectory

2

To establish norms for psychological and social complications in specific patient populations

3

To screen individual patients for possible behavioural and/or pharmacological interventions

4

To monitor the quality of care in order to improve delivery

5

To evaluate the efficacy of competing medical, surgical or psychological interventions

1

To measure the impact of specific cancers and to describe the nature and extent of functional and psychosocial problems at various stages of the disease trajectory

2

To establish norms for psychological and social complications in specific patient populations

3

To screen individual patients for possible behavioural and/or pharmacological interventions

4

To monitor the quality of care in order to improve delivery

5

To evaluate the efficacy of competing medical, surgical or psychological interventions

Rigorously designed questionnaires such as the EORTC measures or the SF36 are available that meet the requirements of reliability, validity, sensitivity and applicability. The aim is to collect standardized information often for use in clinical trials or epidemiological studies. However, the routine use of such scales in clinical practice, especially in palliative care, presents a number of problems. Much of the confusion in the HRQoL literature arises from the failure to distinguish between levels of care. The micro level is concerned with individual patients in clinical situations, the meso level is concerned with groups of patients as, for example, in a clinical trial or an institutional policy and the macro level is the level of decision-making that affects large communities. Selecting an appropriate measure of HRQoL depends on the level of analysis.

It is widely accepted that the essence of palliative care is maintaining and improving the quality of life of patients and their families. The WHO defines palliative care precisely in these terms. Therefore, the best strategy for dealing with patients in palliative care settings is simply to measure their quality of life and make sure that they receive integrated care to maximize it. However, that is easier said than done. Much of the research on quality of life in healthcare has been driven by experts in measurement and scale construction, and many of the studies have had an epidemiological or clinical trials focus rather than focusing on day to day clinical applications.

Challenges in measuring quality of life in palliative care

What is the definition of quality of life and how does it differ from health-related quality of life or health status?

How should informed consent be obtained?

To what extent is it acceptable to burden the patient and the family?

Given the need for research in palliative medicine, how should a doctor balance being overly protective (paternalistic) with being overly demanding?

Given multisystem problems, limited survival and polypharmacy, what outcome measures, timing and study design should be used and how can compliance be maximized?

How can studies deal with patient attrition?

How can measures be designed to cope with ‘floor’ and ‘ceiling’ effects?

What is the clinical significance of changes in the measures?

There are many good measures now available for measuring health-related quality of life in cancer patients, but most of these have been developed for assessing the impact of the disease and its treatment in the ‘pre-palliative’ phases of the illness.

Health-related quality-of-life scales commonly used in oncology and palliative care research

Instrument

Generic health status measures

Short Form Health Survey (SF-36)

Sickness Impact Profile

Spitzer Quality of Life Index (QLI)

Visual Analogue Scales

Cancer-specific measures

EORTC—QLQ-C30

EORTC—Site-specific modules

Functional Assessment of Cancer Therapy (FACT-G)

Cancer Rehabilitation Evaluation System (CARES)

Functional Living Index Cancer (FLIC)

Quality of Life Index-Cancer

Palliative measures

EORTC QLQ-C15-PAL

McGill Quality of Life Questionnaire (MQOL)

Missoula-VITAS Quality of Life Index

Edmonton Symptom Assessment Schedule

Hospice Quality of Life Index (HQLI)

A number of measures have been designed specifically for palliative care settings, some of which are discussed below.

The EORTC QLQ-C30 was developed by the European Organization for Research and Treatment of Cancer Quality of Life for assessing HRQoL in clinical trials. It consists of 30 questions organized into 5 scales measuring function, 1 global health/overall quality-of-life scale, 3 scales measuring symptoms (fatigue, nausea, vomiting and pain) and 6 single questions on symptoms and financial difficulties. A shortened version of the measure, the EORTC QLQ-C15-PAL has recently been developed for use in palliative care.1 Derived from interviews with 41 patients and 66 healthcare professionals in palliative care, the measure consists of scales measuring pain, physical function, emotional function, fatigue, global health status/quality of life, nausea/vomiting, appetite, dyspnoea, constipation and sleep.

This scale was developed at McGill University specifically for use in all phases of the disease trajectory for people with a life-threatening illness. The questionnaire differs from most others in three ways: the existential domain is measured; the physical domain is important but not predominant; positive contributions to quality of life are measured. The scale generates scores on four subscales: physical symptoms, psychological symptoms, outlook on life and meaningful existence.

This is a 25-item scale for seriously ill patients aimed at measuring adaptation to and integration of their physical decline, as well as attainment of life tasks and life closure. The measure addresses five quality-of-life domains that are relevant to end-of-life care: symptom control, function, interpersonal issues, well-being and transcendence.

Questionnaire approaches to the measurement of quality of life provide important information. However, such measures have one particularly important limitation. They impose a predetermined external value system on the respondent. Someone other than the respondent has decided which questions to ask, which areas of life should be explored and what weights should be assigned to the respondent’s answers to obtain a summary score. The weights are standardized and fixed and are generally derived from grouped data. Although these measures may be reliable, they may not be relevant to an individual’s present life situation. Apparently similar behaviours do not have the same relevance or importance for all individuals. Furthermore, the relevance or importance of particular behaviours or events is unlikely to remain static for a given individual with the passage of time or over the course of an illness.

In assessing quality of life in a clinical situation, one needs to know, at a given time, what particular issues are of most concern to the patient. Individuals, even when seriously ill, are active agents, engaged in an unfolding life-cycle, involved in a continuous search for meaning and constantly striving towards the goal of self-actualization. Only individuals can judge their own experiences and they do so in the context of their own expectations, hopes, fears, values and beliefs. To quote the psychotherapist Karl Rogers, ‘the best vantage point for understanding behaviour is from the internal frame of reference of the individual himself’. In order to obtain a valid measurement of quality of life, as opposed to health status, a measure is needed that evaluates each individual on the basis of the areas of life that he or she considers to be most important, quantifies current functioning in each of these personally nominated life areas, and weights their relative importance for that individual at that particular time. A life area that is going badly for an individual but is of little importance to him or her clearly has less implication for that individual’s quality of life than a life area that is going badly but is of great importance. HRQoL measures can be supplemented by individualized QoL measures. Much is to be gained in the clinical situation from finding out what areas of life are important to the patient, the relative importance of each and the level of functioning or satisfaction with each.

Individualized measures of QoL

Schedule for Evaluation of Individual Quality of Life (SEIQoL)

The SEIQoL was developed based on the argument that quality of life can be defined only by the individual whose life is being assessed. In a semi-structured interview, respondents are asked to nominate the five areas (cues) of their lives most important to their overall quality of life. They then rate their level of satisfaction with each on a 100 mm visual analogue scale. Finally, they are asked to judge the overall quality of life they would associate with 30 scenarios incorporating their own cues. This provides a measure of the relative importance or weight of each cue.

SEIQoL DW

The elicitation of cues and levels of satisfaction is the same as that used in the full SEIQoL. The direct weighting instrument is a simple apparatus consisting of five interlocking, coloured circular disks that can be rotated around a central point to form a type of pie chart. The disks are mounted on a larger backing disk, which displays a scale from 0 to 100, and from which the relative size of each coloured segment can be read. Each segment is labelled with one cue and the respondent adjusts the disks until the size of each coloured segment corresponds to the relative importance of the cue represented by that segment.

Patient Generated Index (PGI)

The PGI presents patients with either a list of quality-of life-areas (ingredients) that are most frequently mentioned by patients with the particular disease, or asks them to generate the ingredients themselves. After selecting the five most important areas, patients are asked to rate how badly affected by their condition each is. Patients are then asked to prioritize, using a fixed number of hypothetical points, the areas they would like most to improve.

Anamnestic Comparative Self Assessment (ACSA)

This is a single scale in which the respondents rate their overall well-being on a scale ranging from +5 to –5. The anchors are defined by respondents’ memories of the best and the worst period in their lives.

Early attempts to measure HRQoL in patients with advanced incurable disease relied heavily on proxy ratings, the underlying assumption being that those patients would not be able to make such assessments themselves. It is now well established that HRQoL is subjective and the ratings provided by healthcare personnel and even by close family often do not tally with the ratings of patients. The consensus, based on research findings, is that:

1

Health professionals and significant others underestimate patients’ quality of life to a significant and comparable degree

2

Healthcare providers tend to underestimate pain intensity

3

Proxy ratings appear to be more accurate when the information sought is concrete and observable

4

While the ratings of significant others tend to be more accurate when they live in close proximity to the patients, ratings can be biased by the caregiving function of the rater

These findings are hardly surprising. Health professionals evaluate patients using their own particular paradigm and this is different from that used by the patient who is experiencing the condition. Even carers who know the patient very well may be applying a particular paradigm that, again, does not tally with that of the patient. Furthermore, patients are not passive in the face of their changing circumstances but use a wide range of coping processes. Findings such as the above, highlight the importance of maintaining ongoing and excellent communication between patients, carers and health professionals.

The Greek philosopher Heraclitus famously said ‘You cannot step in the same river twice…all is flux….all is becoming…both you and the river are changed.’ There is now considerable interest in HRQoL research in exploring the psychological mechanisms by which patients adapt to their illness. patients’ judgements of their health may stay relatively stable despite large changes in objective measures of health, or their judgement of health may change in a situation where there is little or no objective change. This phenomenon, which is increasingly known as ‘response shift’, is due to the fact that patients may change the criteria they use to make their judgements. For example, a patient’s judgement of his or her health might remain stable despite objective evidence of worsening cancer because, in the course of treatment, they may have seen others who are far worse off. Response shift can help to explain apparently paradoxical findings in the health literature such as:

Patients with chronic diseases often rate their quality of life at a level similar to that of non-patients

Patients tend to rate their quality of life higher than do health professionals or carers

There are usually marked discrepancies between objective measures of health and self-rated health or quality of life

The important thing to remember is that patients are actively engaged in trying to cope with their condition and that they will use a variety of coping mechanisms to make their journey more meaningful and more bearable. Health professionals who have the motivation and the communication skills to share the patient’s world view by focusing, not only on the objective indicators of disease, but also on the quality of life of the individual patient can have the privilege of walking part of that journey with the patient. In Kierkegaard’s words they will have discovered the ‘secret of caring’.

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Notes
1

Groenvold M., et al. for the EORTC Quality of Life Group (2006) The development of the EORTC QLQ-C15-PAL: A shortened questionnaire for cancer patients in palliative care. European Journal of Cancer, 42: 55–64.reference

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